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Type	Result	AUM ($BB)

iShares MBS ETF
Ticker	MBB
CIK #
CUSIP	464288588
Sector	Exchange-Traded Fund
Industry
Phone
Address	,
Source

Market Cap, 13F ($)

Shares Owned of Total
Firm	Period	DFND	Voting	Shares
Bank of America Corp /DE/	[2020-09-30]	DFND	0.4	56.7
Charles Schwab Investment Management Inc	[2020-09-30]	SOLE	12.9	13.2
JPMorgan Chase & Co	[2020-09-30]	DFND	8.8	9.0
Fisher Asset Management LLC	[2020-09-30]	DFND	8.0	8.1
Wells Fargo & Co/Mn	[2020-09-30]	DFND	7.3	7.4
Ameriprise Financial Inc	[2020-09-30]	DFND	0.0	6.7
Envestnet Asset Management Inc	[2020-09-30]	SOLE	5.0	5.0
Morgan Stanley	[2020-09-30]	DFND	0.1	4.4
FMR LLC	[2020-09-30]	DFND	0.0	2.8
LPL Financial LLC	[2020-09-30]	SOLE	0.1	2.5
Royal Bank of Canada	[2020-09-30]	DFND	2.2	2.3
Jane Street Group LLC	[2020-09-30]	DFND	1.9	2.3
Stifel Financial Corp	[2020-09-30]	DFND	2.1	2.2
United Capital Financial Advisers LLC	[2020-09-30]	DFND	0.1	2.1
BlackRock Inc.	[2020-09-30]	SOLE	1.7	1.7
BB&T Corp	[2020-09-30]	DFND	1.7	1.7
AssetMark Inc	[2020-09-30]	SOLE	1.6	1.6
UBS Group AG	[2020-09-30]	DFND	0.0	1.4
Madison Asset Management LLC	[2020-09-30]	SOLE	1.0	1.0
State of Tennessee, Treasury Department	[2020-09-30]	SOLE	1.0	1.0
Bank of New York Mellon Corp	[2020-09-30]	DFND	1.0	1.0
Charles Schwab Investment Advisory Inc	[2020-09-30]	SOLE	0.9	0.9
Goldman Sachs Group Inc	[2020-09-30]	DFND	0.8	0.9
Riverfront Investment Group LLC	[2020-09-30]	SOLE	0.9	0.9
Avalon Investment & Advisory	[2020-09-30]	SOLE	0.0	0.9
Municipal Employees' Retirement System of Michigan	[2020-09-30]	SOLE	0.8	0.8
Garrison Point Capital LLC	[2020-09-30]	SOLE	0.8	0.8
Thrivent Financial for Lutherans	[2020-09-30]	DFND	0.7	0.7
Haverford Trust Co	[2020-09-30]	DFND	0.7	0.7
1607 Capital Partners LLC	[2020-09-30]	SOLE	0.7	0.7
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