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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Glazer Capital LLC	[2020-09-30]	SOLE	0.0	2,702,067.0
Basso Capital Management LP	[2020-09-30]	SOLE	20,246.0	1,977,139.0
Berkley W R Corp	[2020-09-30]	SOLE	917,205.0	917,205.0
Periscope Capital Inc	[2020-09-30]	SOLE	850,000.0	850,000.0
Bank of Montreal /Can/	[2020-09-30]	DFND	753,820.0	753,820.0
Mizuho Securities USA Inc	[2020-09-30]	DFND	6,700.0	656,837.0
Boothbay Fund Management LLC	[2020-09-30]	OTR	0.0	650,000.0
Canada Pension Plan Investment Board	[2020-09-30]	SOLE	650,000.0	650,000.0
Magnetar Financial LLC	[2020-09-30]	SOLE	600,000.0	600,000.0
Cowen Investment Management LLC	[2020-09-30]	DFND	600,000.0	600,000.0
Fort Baker Capital Management LP	[2020-09-30]	SOLE	583,231.0	583,231.0
Barclays PLC	[2020-09-30]	SOLE	500,000.0	500,000.0
Castle Creek Arbitrage LLC	[2020-09-30]	SOLE	495,346.0	495,346.0
Yakira Capital Management Inc	[2020-09-30]	SOLE	400,000.0	400,000.0
Bank of America Corp /DE/	[2020-09-30]	DFND	0.0	368,623.0
Weiss Asset Management LP	[2020-09-30]	DFND	368,049.0	368,049.0
Hudson Bay Capital Management LP	[2020-09-30]	SOLE	325,000.0	325,000.0
Goldman Sachs Group Inc	[2020-09-30]	DFND	320,501.0	320,501.0
JPMorgan Chase & Co	[2020-09-30]	OTR	0.0	316,251.0
Picton Mahoney Asset Management	[2020-09-30]	SOLE	300,000.0	300,000.0
Cowen and Company LLC	[2020-09-30]	DFND	277,050.0	277,050.0
Westchester Capital Management LLC	[2020-09-30]	SOLE	263,056.0	263,056.0
FMR LLC	[2020-09-30]	DFND	0.0	250,000.0
TENOR CAPITAL MANAGEMENT Co., L.P.	[2020-09-30]	SOLE	213,745.0	213,745.0
P Schoenfeld Asset Management LP	[2020-09-30]	SOLE	194,406.0	194,406.0
Vivaldi Asset Management LLC	[2020-09-30]	SOLE	177,679.0	177,679.0
GABELLI & Co INVESTMENT ADVISERS, INC.	[2020-09-30]	SOLE	167,505.0	167,505.0
Healthcare of Ontario Pension Plan Trust Fund	[2020-09-30]	SOLE	100,000.0	100,000.0
CNH Partners LLC	[2020-09-30]	DFND	100,000.0	100,000.0
Verition Fund Management LLC	[2020-09-30]	SOLE	100,000.0	100,000.0
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