Cowen Investment Management LLC

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Cowen Investment Management LLC
CRD #151953
SEC #801-70868
CIK #0001657385, 0000048966, 0001466538, 0001066036, 0001652211, 0001475770
AUM $2.1 BB (2023-03-31)
Employees 68 (40% Investors, 19% Brokers)
Phone646-562-1010
Address599 Lexington Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram]
Total AUM ($BB)
3.02.41.81.20.60.02009201420192024
CIK Period
0001657385 0000048966 0001466538 0001066036 0001652211 0001475770
/
Sector Form 13F Holdings Cap ($BB) Value ($BB)
Sylvamo Corp 1.4 0.1
Avidity Biosciences Inc 0.7 0.1
Establishment Labs Holdings Inc 1.4 0.1
Flamel Technologies Sa 0.1 0.0
Stoke Therapeutics Inc 0.5 0.0
scPharmaceuticals Inc 0.1 0.0
Sumitomo Mitsui Financial Group Inc 41.3 0.0
Immunocore Holdings PLC 1.6 0.0
Health Sciences Acquisitions Corp 0.3 0.0
Inotek Pharmaceuticals Corp 0.8 0.0
Restorbio Inc 0.3 0.0
Energy Transfer Equity LP 31.9 0.0
Innoviz Technologies Ltd 0.5 0.0
Project Energy Reimagined Acquisition Corp 0.3 0.0
Churchill Capital Corp V 0.0
Ares Acquisition Corp 1.2 0.0
Churchill Capital Corp VII 1.7 0.0
Cutera Inc 0.7 0.0
Coinbase Global Inc 13.4 0.0
Office Depot Inc 1.5 0.0
SLAM Corp 0.7 0.0
L Catterton Asia Acquisition Corp 0.4 0.0
Alibaba Group Holding Ltd 312.3 0.0
Fulcrum Therapeutics Inc 0.2 0.0
 
 
 
 
 
 
 
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Type Form D Funds Date Sold ($MM) AUM ($MM)
PE Cowen Digital Assset Investment Company LLC [2022-03-30] 59.7 46.1
Other CSI Crown Co-Investment LP [2022-03-30] 50.0 50.2
PE TriArtisan SBE Partners LLC [2022-03-30] 6.6 6.9
PE TriArtisan Special Opportunities Fund I LP [2022-03-30] 28.8 4.6
Other CSI Coral Blue Co-Investment LP [2021-03-31] 138.2 167.1
Other CSI Prodigy Co-Investment LP [2021-03-31] 0.0 50.9
Other CSI PRTA Co-Investment LP [2021-03-31] 50.0 101.3
PE Cowen Sustainable Investments I LP [2020-03-30] 150.6 502.5
PE Cowen Sustainable Investments Offshore I LP [2020-03-30] 154.0 508.9
PE CSI I Master Fund B LP 2020-03-30 181.9
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 13 1.8
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.5
Total 19 2.3
By Discretionary
Discretionary 19 2.3
Non-Discretionary 0 0.0
Total 19 2.3
By Non-United States Persons
Non-United States Persons 1.0
United States Persons 1.3
Total 19 2.3
Limited Partners2011 - 2023
Baltimore County Fire and Police Employees' Retirement System
Fresno County Employee Retirement Association
Hawaii Employee Retirement System
Kansas Public Employees Retirement System
Minnesota State Board of Investment
New Hampshire Retirement System
New York City Board of Education Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
Ohio Police & Firefighters
Orange County Employee Retirement System
South Carolina Public Employees Benefit Authority
State Teachers Retirement System of Ohio
Teachers' Retirement Security for Illinois Educators
Virginia Retirement System
Form D Directors # Filings # Firms 2011 - 2023
Rohit Manocha 7
Gerald Cromack 7
CSI GP I LLC 9
Ewa Kozicz 9
Vusal Najafov 8
Cowen Sustainable Advisors LLC 2
Cowen Investment Management LLC 1
EDGAR Form CIK 2011 - 2023
13F-HR [0000048966]
3 [0000048966]
4 [0000048966]
SC 13G [0000048966]
13F-NT [0001066036]
10-K [0001466538]
10-Q [0001466538]
13F-HR [0001466538]
3 [0001466538]
4 [0001466538]
5 [0001466538]
8-K [0001466538]
D [0001466538]
SC 13D [0001466538]
SC 13G [0001466538]
13F-HR [0001475770]
13F-NT [0001475770]
D [0001652211]
3 [0001657385]
4 [0001657385]
SC 13D [0001657385]
Form 13D/13G Filer Form 13D/13G Subject Filed
Cowen and Company LLC Flame Acquisition Corp [2023-05-30]
Cowen and Company LLC Progress Acquisition Corp [2023-05-16]
Cowen and Company LLC Direct Selling Acquisition Corp [2023-05-04]
Cowen and Company LLC Fusion Acquisition Corp II [2023-04-27]
Cowen and Company LLC Twin Ridge Capital Acquisition Corp [2023-04-27]
Cowen and Company LLC Arrowroot Acquisition Corp [2023-04-19]
Cowen and Company LLC Churchill Capital Corp V [2023-03-31]
Cowen and Company LLC L Catterton Asia Acquisition Corp [2023-03-23]
Cowen and Company LLC Lazard Growth Acquisition Corp I [2023-02-01]
Cowen and Company LLC Innoviz Technologies Ltd [2022-11-02]
View All
Form 3/4/5 Subject 2011 - 2023
RCG LV Pearl LLC
Progress Acquisition Corp.
Cowen Holdings, Inc.
Cowen Inc
Cowen and Company LLC
Cowen Financial Products LLC
Fusion Acquisition Corp. II
Leibowitz Lawrence E
Kim Lorence H.
Gonsalves Gregg A
View All
Related Firms State AUM ($BB)
Cowen Investment Management LLC
NY 2.1
Cowen Investment Advisors LLC
NY 0.5
Cowen Prime Services LLC
NY 0.0
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