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| Keyboard |
| Netlist Inc | |
|---|---|
| Ticker | NLST |
| CIK # | 0001282631 |
| CUSIP | 64118P109 |
| Sector | Manufacturing - Semiconductors & Related Devices |
| Address | 51 Discovery, Ste 150, Irvine, CA 92618 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Netlist Inc | 2018-09-07 | 2.3 M | Exemption: 506(b) · Duration: One year or less · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001282631] | 10-K | |
| [0001282631] | 10-Q | |
| [0001282631] | 3 | |
| [0001282631] | 4 | |
| [0001282631] | 8-K | |
| [0001282631] | D | |
| [0001282631] | SC 13D | |
| [0001282631] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Hong Chun K | Netlist Inc | [2018-05-29] | 12.9 |
| AWM Investment Company Inc | Netlist Inc | [2016-02-11] | 9.8 |
| Drawbridge Special Opportunities Fund LP | Netlist Inc | [2013-07-29] | 5.1 |
| Northpointe Capital LLC | Netlist Inc | [2013-02-11] | 5.9 |
| Midsummer Small Cap Master Ltd | Netlist Inc | [2013-01-04] | 5.73 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Cho Jun
Common Stock
|
2026-03-25 | Sell | 10,000 | $1.89 | 18,900 |
|
Welcher Blake
Common Stock
|
2026-03-17 | Sell | 37,500 | $1.66 | 62,250 |
|
Sasaki Gail M
Common Stock
|
2026-03-16 | Sell | 20,898 | $1.50 | 31,347 |
|
Hong Chun K
Common Stock
|
2026-03-16 | Sell | 93,995 | $1.50 | 140,992 |
|
Hong Chun K
Common Stock
|
2026-03-13 | Sell | 194,500 | $1.50 | 291,750 |
|
Hong Chun K
Common Stock
|
2026-03-12 | Sell | 50,000 | $1.50 | 75,000 |
|
Hong Chun K
Common Stock
|
2026-03-12 | Sell | 5,500 | $1.50 | 8,250 |
|
Hong Chun K
Common Stock
|
2026-01-05 | Sell | 200,000 | $1.00 | 200,000 |
|
Hong Chun K
Common Stock
|
2026-01-05 | Sell | 50,000 | $1.00 | 50,000 |
|
Hong Chun K
Employee Stock Option (right to buy) · derivative
|
2025-12-31 | Option exercise | 300,000 | $0.00 | |
|
Hong Chun K
Common Stock
|
2025-12-31 | Option exercise | 300,000 | $0.70 | 210,000 |
|
Welcher Blake
Common Stock
|
2025-11-26 | Grant | 100,000 | $0.00 | |
|
Hong Chun K
Common Stock
|
2025-11-26 | Grant | 1,000,000 | $0.00 | |
|
Cho Jun
Common Stock
|
2025-11-26 | Grant | 150,000 | $0.00 | |
|
Sasaki Gail M
Common Stock
|
2025-11-26 | Grant | 200,000 | $0.00 | |
|
Hong Chun K
Common Stock
|
2025-06-24 | Buy | 4,285,715 | $0.70 | 3,000,000 |
|
Hong Chun K
Warrants (right to buy) · derivative
|
2025-06-24 | Buy | 8,571,430 | ||
|
Hong Chun K
Common Stock
|
2025-05-15 | Sell | 61,374 | $0.72 | 44,189 |
|
Sasaki Gail M
Common Stock
|
2025-05-15 | Sell | 10,430 | $0.72 | 7,510 |
|
Sasaki Gail M
Common Stock
|
2025-03-17 | Sell | 10,430 | $1.15 | 11,994 |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 3 | 41,305 |
| 2025-12-31 | 3 | 54,121 |
| 2025-09-30 | 2 | 31,446 |
| 2025-06-30 | 1 | 19,500 |
| 2025-03-31 | 1 | 19,500 |
| 2024-12-31 | 1 | 19,500 |
| 2024-09-30 | 1 | 19,500 |
| 2024-06-30 | 2 | 345,250 |
| 2024-03-31 | 2 | 20,170 |
| 2023-12-31 | 2 | 20,170 |
| 2023-09-30 | 2 | 20,170 |
| 2023-06-30 | 3 | 26,966 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares | Prev | Page 1 | Next |