| Due Diligence for Asset Managers |
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| Optex Systems Holdings Inc | |
|---|---|
| Ticker | OPXS |
| CIK # | 0001397016 |
| CUSIP | 68384X209 |
| Sector | Life Sciences - Optical Instruments & Lenses |
| Address | 340 Haven Avenue, #2N, New York, NY 10033 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Optex Systems Holdings Inc | 2014-11-26 | 1.6 M | Exemption: 506(b) · Remaining: $550,000 · Duration: One year or less · Commission: $50,000 · Revenue: $5,000,001 - $25,000,000 |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001397016] | 10-K | |
| [0001397016] | 10-Q | |
| [0001397016] | 3 | |
| [0001397016] | 4 | |
| [0001397016] | 5 | |
| [0001397016] | 8-K | |
| [0001397016] | D | |
| [0001397016] | SC 13D | |
| [0001397016] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
George Chad Michael
COMMON STOCK
|
2026-03-11 | Sell | 7,035 | $13.62 | 95,817 |
|
Schoening Danny Robert
COMMON STOCK
|
2026-01-08 | Sell | 2,815 | $13.55 | 38,143 |
|
Schoening Danny Robert
COMMON STOCK
|
2026-01-08 | Sell | 26,109 | $14.11 | 368,398 |
|
Schoening Danny Robert
COMMON STOCK
|
2026-01-07 | Sell | 27,946 | $13.44 | 375,594 |
|
Schoening Danny Robert
COMMON STOCK
|
2026-01-06 | Sell | 14,066 | $13.02 | 183,139 |
|
Schoening Danny Robert
COMMON STOCK
|
2026-01-05 | Sell | 5,495 | $13.08 | 71,875 |
|
Schoening Danny Robert
COMMON STOCK
|
2026-01-02 | Sell | 29,696 | $13.99 | 415,447 |
|
Schoening Danny Robert
COMMON STOCK
|
2026-01-02 | Sell | 4,451 | $13.09 | 58,264 |
|
Hawkins Karen Lea
Performance Shares · derivative
|
2025-12-18 | Grant | 17,500 | $0.00 | |
|
George Chad Michael
Performance Shares · derivative
|
2025-12-18 | Grant | 50,000 | $0.00 | |
|
Schoening Danny Robert
Common Stock
|
2025-12-05 | Grant | 4,700 | $14.33 | 67,351 |
|
Malhotra R Rimmy
COMMON STOCK
|
2025-11-04 | Grant | 4,000 | $16.74 | 66,960 |
|
Dayton Judd
COMMON STOCK
|
2025-11-04 | Grant | 4,000 | $16.74 | 66,960 |
|
Lehmann Dale E
COMMON STOCK
|
2025-11-04 | Grant | 4,000 | $16.74 | 66,960 |
|
George Chad Michael
Common Stock
|
2025-08-11 | Grant | 10,000 | $0.00 | |
|
Common Stock
|
2025-08-11 | Tax withheld | 2,965 | $12.84 | 38,071 |
|
Common Stock
|
2025-08-11 | Grant | 10,000 | $0.00 | |
|
Topline Capital Management LLC +1
Common Stock
|
2025-06-30 | Sell | 47,700 | $11.68 | 557,136 |
|
Topline Capital Partners LP
Common Stock
|
2025-06-30 | Sell | 47,700 | $11.68 | 557,136 |
|
Topline Capital Partners LP
Common Stock
|
2025-06-27 | Sell | 10,000 | $11.26 | 112,600 |
| showing 20 of 164 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 35 | 2,645,648 |
| 2025-12-31 | 38 | 2,319,310 |
| 2025-09-30 | 38 | 1,978,386 |
| 2025-06-30 | 31 | 1,634,102 |
| 2025-03-31 | 26 | 1,510,712 |
| 2024-12-31 | 23 | 1,482,168 |
| 2024-09-30 | 17 | 613,006 |
| 2024-06-30 | 18 | 550,740 |
| 2024-03-31 | 12 | 495,313 |
| 2023-12-31 | 12 | 494,768 |
| 2023-09-30 | 9 | 510,786 |
| 2023-06-30 | 5 | 483,600 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Wasatch Advisors LP | [2026-06-30] | SOLE | 505,994 | 634,671 |
| Wealth Enhancement Advisory Services LLC | [2026-06-30] | SOLE | 0 | 24,075 |
| IFP Advisors LLC | [2026-06-30] | SOLE | 1,975 | 1,975 | Prev | Page 1 | Next |