Smart Global Holdings Inc

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Smart Global Holdings Inc
TickerPENG
CIK #0001616533
CUSIPG8232Y101
SectorManufacturing - Semiconductors & Related Devices
Address39870 Eureka Drive, Newark, CA 94560-4809
Source [EDGAR]
CIK Filing 2011 - 2026
[0001616533] 10-K
[0001616533] 10-Q
[0001616533] 3
[0001616533] 4
[0001616533] 8-K
[0001616533] SC 13D
[0001616533] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Bank of Nova Scotia Penguin Solutions Inc [2026-07-15] 0.0
Vanguard Portfolio Management LLC Penguin Solutions Inc [2026-04-29] 0.0
State Street Corp Penguin Solutions Inc [2025-11-10] 0.0
State Street Corp Penguin Solutions Inc [2025-05-13] 0.0
Crosslink Capital Inc Penguin Solutions Inc [2025-02-14] 0.0
SK Telecom Co Ltd Penguin Solutions Inc [2024-12-20] 0.0
FMR LLC Penguin Solutions Inc [2024-11-12] 0.0
Yiheng Capital Management LP Smart Global Holdings Inc [2024-02-14] 5.58
State Street Corp Smart Global Holdings Inc [2022-02-10] 5.43
Ameriprise Financial Inc Smart Global Holdings Inc [2021-02-12] 7.95
Vanguard Group Inc Smart Global Holdings Inc [2021-02-10] 5.49
FMR LLC Smart Global Holdings Inc [2021-02-08] 0.0
Russell Investments Group Ltd Smart Global Holdings Inc [2021-02-02] 6.5
Vanguard Group Inc Smart Global Holdings Inc [2019-02-12] 7.33
BlackRock Inc Smart Global Holdings Inc [2019-02-08] 7.3
Silver Lake Offshore AIV GP III Ltd Smart Global Holdings Inc [2017-06-09] 43.7
Park West Asset Management LLC Smart Global Holdings Inc [2017-06-05] 5.3
Form 3/4/5 Filer 2011 - 2026
Kuykendall Anne
Penguin Solutions Inc
Clark Joseph Gates
Heard David W
Straub Maximiliane C
Nayyar Sandeep
Frey Anthony George
Olmstead Nathan
Papermaster Mark D
Herscher Penny
PUMA Mary G
Shaikh Kashif
Adams Mark
Pacheco Jack A
Manca Peter J
Ingram Bryan
Astra AI Infra LLC
SK Telecom Co Ltd
Ha Min Yong
Rizvi Ken
Furr Randy W
Laurello David C
Pellegrino Thierry
Demby Claude
Shah Ajay
Patel Mukesh
SLTA Sumeru GP Cayman LP
Silver Lake Sumeru Fund Cayman LP
Silver Lake Sumeru Offshore AIV GP Ltd
Silver Lake Technology Associates Sumeru Cayman LP
Silver Lake Technology Investors Sumeru Cayman LP
Silver Lake Technology Investors III Cayman LP
Silver Lake Partners III Cayman AIV III LP
Silver Lake Offshore AIV GP III Ltd
Silver Lake Technology Associates III Cayman LP
Kim KiWan
Marten Alan
Hao Kenneth
Dow Stephen C
Goldberg Bruce M
Coull Thomas
Mercadante Paul
MacKenzie Iain
Davidson James
White Jason
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Kuykendall Anne
Common Stock
2026-03-16 Sell 4,000 $17.75 71,000
Kuykendall Anne
Common Stock
2026-02-25 Sell 4,000 $20.80 83,200
Clark Joseph Gates
Common Stock
2026-02-24 Sell 10,046 $20.07 201,623
Clark Joseph Gates
Common Stock
2026-02-10 Sell 1,346 $19.03 25,614
PUMA Mary G
Common Stock
2026-02-06 Grant 10,034 $0.00
Papermaster Mark D
Common Stock
2026-02-06 Grant 10,034 $0.00
Herscher Penny
Common Stock
2026-02-06 Grant 10,034 $0.00
Straub Maximiliane C
Common Stock
2026-02-06 Grant 10,034 $0.00
Nayyar Sandeep
Common Stock
2026-02-06 Grant 10,034 $0.00
Shaikh Kashif
Common Stock
2026-02-02 Grant 238,188 $0.00
Shaikh Kashif
Performance-Based Restricted Stock Units · derivative
2026-02-02 Grant 238,188 $0.00
Shaikh Kashif
Common Stock
2026-02-02 Grant 137,898 $0.00
Frey Anthony George
Common Stock
2026-01-20 Tax withheld 610 $19.96 12,176
Clark Joseph Gates
Common Stock
2026-01-20 Tax withheld 2,564 $19.96 51,177
Olmstead Nathan
Common Stock
2026-01-20 Tax withheld 2,988 $19.96 59,640
Kuykendall Anne
Common Stock
2026-01-20 Tax withheld 3,379 $19.96 67,445
Adams Mark
Common Stock
2026-01-20 Tax withheld 12,513 $19.96 249,759
Olmstead Nathan
Common Stock
2025-11-11 Grant 9,684 $0.00
Clark Joseph Gates
Common Stock
2025-10-20 Tax withheld 1,890 $21.74 41,089
Adams Mark
Common Stock
2025-10-20 Tax withheld 11,419 $21.74 248,249
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 228 57,598,803
2025-12-31 234 59,621,664
2025-09-30 254 59,228,200
2025-06-30 206 52,619,684
2025-03-31 203 59,188,044
2024-12-31 197 58,674,493
2024-09-30 197 57,356,581
2024-06-30 201 56,066,437
2024-03-31 212 57,686,326
2023-12-31 187 56,768,454
2023-09-30 186 55,265,369
2023-06-30 197 52,793,116
Form 13F Holdings
Firm Period DFND Voting Shares
Peregrine Capital Management LLC [2026-06-30] SOLE 50,182 81,390
CWA Asset Management Group LLC [2026-06-30] SOLE 89 60,179
Alaska Retirement Management Board [2026-06-30] SOLE 38,318 38,318
Louisiana State Employees Retirement System [2026-06-30] SOLE 21,200 21,200
Central Pacific Bank - Trust Division [2026-06-30] DFND 0 18,976
Unique Wealth Strategies LLC [2026-06-30] SOLE 0 13,636
Yousif Capital Management LLC [2026-06-30] SOLE 2,915 12,389
Commonwealth of Pennsylvania Public School Empls Retrmt SYS [2026-06-30] SOLE 10,951 10,951
Tactive Advisors LLC [2026-06-30] SOLE 9,822 9,822
Curated Wealth Partners LLC [2026-06-30] SOLE 744,658 9,796
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 196 8,197
Farther Finance Advisors LLC [2026-06-30] SOLE 0 5,514
Merit Financial Group LLC [2026-06-30] SOLE 26 5,388
Gamma Investing LLC [2026-06-30] DFND 5,065 5,065
Vaquero Private Wealth Ltd [2026-06-30] SOLE 0 4,670
Plan A Wealth LLC [2026-06-30] SOLE 4,402 4,402
Versant Capital Management Inc [2026-06-30] SOLE 2,027 2,027
Crews Bank & Trust [2026-06-30] SOLE 1,600 1,600
Merit Financial Group LLC [2026-06-30] OTR 0 764
IFP Advisors LLC [2026-06-30] SOLE 173 173
True Wealth Design LLC [2026-06-30] SOLE 0 85
Farmers & Merchants Investments Inc [2026-06-30] SOLE 27 27
MassMutual Private Wealth & Trust FSB [2026-06-30] SOLE 26 26
Toth Financial Advisory Corp [2026-06-30] SOLE 0 20
Physician Wealth Advisors Inc [2026-06-30] SOLE 0 19
FNY Investment Advisers LLC [2026-06-30] DFND 9,396 9
Cedar Mountain Advisors LLC [2026-06-30] SOLE 0 8
Abound Wealth Management [2026-06-30] SOLE 0 4
Davis Capital Management [2026-06-30] SOLE 3 3
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