Flaherty & Crumrine Preferred & Income Opportunity Fund Inc

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Flaherty & Crumrine Preferred & Income Opportunity Fund Inc
TickerPFO
CIK #0000882071
CUSIP33848E106
Sector -
Address301 E Colorado Blvd Ste 720 c/o Flaherty & Crumrine Inc, Pasadena, CA 91101
Source [EDGAR]
CIK Filing 2011 - 2024
[0000882071] 4
[0000882071] 5
[0000882071] 8-K
Form 3/4/5 Filer 2011 - 2024
Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC
Stone Bradford S
Crumrine Donald F
Ettinger Robert M
Conwell Chad
Chadwick Robert E
Hogan Karen Hanovice
Form 13F Holdings
Firm Period DFND Voting Shares
Private Advisor Group LLC [2023-03-31] SOLE 5,708.0 194,148.0
DA Davidson & Co [2023-03-31] SOLE 171,725.0 171,725.0
Morgan Stanley [2023-03-31] DFND 0.0 107,491.0
Summit X, LLC [2023-03-31] SOLE 0.0 96,274.0
Cambridge Investment Research Advisors Inc [2023-03-31] SOLE 0.0 67,646.0
Advisor Group Holdings Inc [2023-03-31] DFND 0.0 53,251.0
Invesco Ltd. [2023-03-31] DFND 0.0 36,775.0
Wells Fargo & Company/MN [2023-03-31] DFND 1.0 36,268.0
Newedge Advisors LLC [2023-03-31] SOLE 0.0 35,525.0
Vanguard Capital Wealth Advisors [2023-03-31] SOLE 0.0 34,000.0
LPL Financial LLC [2023-03-31] SOLE 0.0 31,988.0
Clifford Swan Investment Counsel LLC [2023-03-31] SOLE 29,500.0 29,500.0
Bank of America Corp /DE/ [2023-03-31] DFND 0.0 25,484.0
SPC Financial Inc [2023-03-31] SOLE 0.0 23,700.0
Cetera Investment Advisers [2023-03-31] SOLE 0.0 22,284.0
Cerity Partners LLC [2023-03-31] SOLE 16,209.0 20,131.0
International Assets Investment Management LLC [2023-03-31] SOLE 0.0 19,290.0
Raymond James & Associates [2023-03-31] SOLE 0.0 18,313.0
UBS Group AG [2023-03-31] DFND 0.0 15,796.0
Susquehanna International Group LLP [2023-03-31] DFND 14,027.0 14,027.0
Commonwealth Equity Services LLC [2023-03-31] SOLE 0.0 12,993.0
Mariner LLC [2023-03-31] SOLE 12,250.0 12,250.0
Mosaic Family Wealth Partners LLC [2023-03-31] SOLE 0.0 11,824.0
Stifel Financial Corp [2023-03-31] DFND 9,250.0 10,760.0
Quaker Wealth Management LLC [2023-03-31] SOLE 0.0 10,448.0
PNC Financial Services Group Inc [2023-03-31] OTR 8,480.0 8,480.0
PNC Financial Services Group Inc [2023-03-31] DFND 8,480.0 8,480.0
Sa Mason LLC [2023-03-31] SOLE 7,000.0 7,000.0
Belpointe Asset Management LLC [2023-03-31] SOLE 5,500.0 5,500.0
Fifth Third Bancorp [2023-03-31] DFND 5,395.0 5,395.0
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