Flaherty & Crumrine Preferred & Income Opportunity Fund Inc

-

Stock Issuer and Owners

Home | Sign Up | Log In
Message
Happy Holidays!! thanks for using AUM13F!!
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Flaherty & Crumrine Preferred & Income Opportunity Fund Inc
TickerPFO
CIK #0000882071
CUSIP33848E106
Sector -
Address301 E Colorado Blvd Ste 720 c/o Flaherty & Crumrine Inc, Pasadena, CA 91101
Source [EDGAR]
CIK Filing 2011 - 2025
[0000882071] 3
[0000882071] 4
[0000882071] 5
[0000882071] 8-K
[0000882071] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
SIT Investment Associates Inc Flaherty & Crumrine Preferred & Income Opportunity Fund Inc [2025-07-07] 0.0
Form 3/4/5 Filer 2011 - 2025
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
Dalmaso Nicholas
Stone Bradford S
Ettinger Robert M
Crumrine Donald F
Conwell Chad
Chadwick Robert E
Hogan Karen Hanovice
Form 13F Holdings
Firm Period DFND Voting Shares
SIT Investment Associates Inc [2025-06-30] SOLE 0 669,332
CIBC Private Wealth Group LLC [2025-06-30] SOLE 588,511 588,511
RiverNorth Capital Management LLC [2025-06-30] SOLE 247,722 247,722
Private Advisor Group LLC [2025-06-30] SOLE 0 189,408
Matisse Capital [2025-06-30] SOLE 170,775 170,775
Envestnet Asset Management Inc [2025-06-30] SOLE 138,408 138,408
Morgan Stanley [2025-06-30] DFND 0 111,328
DA Davidson & Co [2025-06-30] SOLE 77,228 77,228
Ewing Morris & Co Investment Partners Ltd [2025-06-30] SOLE 75,690 75,690
Mustico Financial Group Inc [2025-06-30] SOLE 75,568 75,568
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 65,942
Summit X, LLC [2025-06-30] SOLE 0 57,112
Napa Wealth Management [2025-06-30] SOLE 55,056 55,056
LPL Financial LLC [2025-06-30] SOLE 0 46,557
Invesco Ltd. [2025-06-30] DFND 0 43,592
Baird Financial Group, Inc. [2025-06-30] DFND 42,444 42,878
Wells Fargo & Company/MN [2025-06-30] DFND 0 42,482
Wolverine Asset Management LLC [2025-06-30] DFND 39,431 39,431
Sowell Financial Services LLC [2025-06-30] SOLE 39,073 39,073
Newedge Advisors LLC [2025-06-30] SOLE 0 31,081
Osaic Holdings Inc [2025-06-30] DFND 0 25,870
Bank of America Corp /DE/ [2025-06-30] DFND 0 21,464
Catalina Capital Group LLC [2025-06-30] SOLE 0 18,855
Hightower Advisors LLC [2025-06-30] SOLE 15,803 15,803
Apella Capital LLC [2025-06-30] SOLE 0 15,066
Clifford Swan Investment Counsel LLC [2025-06-30] SOLE 15,000 15,000
Cetera Investment Advisers [2025-06-30] SOLE 0 14,085
SPC Financial Inc [2025-06-30] SOLE 0 13,400
JAG Capital Management LLC [2025-06-30] SOLE 12,700 12,700
Mosaic Family Wealth Partners LLC [2025-06-30] SOLE 0 11,824
Prev | Page 1 | Next
Terms | Privacy | Guide
tony@aum13f.com