Flaherty & Crumrine Preferred & Income Opportunity Fund Inc

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Flaherty & Crumrine Preferred & Income Opportunity Fund Inc
TickerPFO
CIK #0000882071
CUSIP33848E106
Sector -
Address301 E Colorado Blvd Ste 720 c/o Flaherty & Crumrine Inc, Pasadena, CA 91101
Source [EDGAR]
CIK Filing 2011 - 2025
[0000882071] 3
[0000882071] 4
[0000882071] 5
[0000882071] 8-K
[0000882071] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
SIT Investment Associates Inc Flaherty & Crumrine Preferred & Income Opportunity Fund Inc [2025-07-07] 0.0
Form 3/4/5 Filer 2011 - 2025
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
Dalmaso Nicholas
Stone Bradford S
Ettinger Robert M
Crumrine Donald F
Conwell Chad
Chadwick Robert E
Hogan Karen Hanovice
Form 13F Holdings
Firm Period DFND Voting Shares
SIT Investment Associates Inc [2025-06-30] SOLE 0 669,332
CIBC Private Wealth Group LLC [2025-06-30] SOLE 588,511 588,511
RiverNorth Capital Management LLC [2025-06-30] SOLE 247,722 247,722
Private Advisor Group LLC [2025-06-30] SOLE 0 189,408
Matisse Capital [2025-06-30] SOLE 170,775 170,775
Envestnet Asset Management Inc [2025-06-30] SOLE 138,408 138,408
Morgan Stanley [2025-06-30] DFND 0 111,328
DA Davidson & Co [2025-06-30] SOLE 77,228 77,228
Ewing Morris & Co Investment Partners Ltd [2025-06-30] SOLE 75,690 75,690
Mustico Financial Group Inc [2025-06-30] SOLE 75,568 75,568
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 65,942
Summit X, LLC [2025-06-30] SOLE 0 57,112
Napa Wealth Management [2025-06-30] SOLE 55,056 55,056
LPL Financial LLC [2025-06-30] SOLE 0 46,557
Invesco Ltd. [2025-06-30] DFND 0 43,592
Baird Financial Group, Inc. [2025-06-30] DFND 42,444 42,878
Wells Fargo & Company/MN [2025-06-30] DFND 0 42,482
Wolverine Asset Management LLC [2025-06-30] DFND 39,431 39,431
Sowell Financial Services LLC [2025-06-30] SOLE 39,073 39,073
Newedge Advisors LLC [2025-06-30] SOLE 0 31,081
Osaic Holdings Inc [2025-06-30] DFND 0 25,870
Bank of America Corp /DE/ [2025-06-30] DFND 0 21,464
Catalina Capital Group LLC [2025-06-30] SOLE 0 18,855
Hightower Advisors LLC [2025-06-30] SOLE 15,803 15,803
Apella Capital LLC [2025-06-30] SOLE 0 15,066
Clifford Swan Investment Counsel LLC [2025-06-30] SOLE 15,000 15,000
Cetera Investment Advisers [2025-06-30] SOLE 0 14,085
SPC Financial Inc [2025-06-30] SOLE 0 13,400
JAG Capital Management LLC [2025-06-30] SOLE 12,700 12,700
Mosaic Family Wealth Partners LLC [2025-06-30] SOLE 0 11,824
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