| Due Diligence for Asset Managers |
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| Flaherty & Crumrine Preferred & Income Opportunity Fund Inc | |
|---|---|
| Ticker | PFO |
| CIK # | 0000882071 |
| CUSIP | 33848E106 |
| Sector | - |
| Address | 301 E Colorado Blvd Ste 720 c/o Flaherty & Crumrine Inc, Pasadena, CA 91101 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0000882071] | 3 | |
| [0000882071] | 4 | |
| [0000882071] | 5 | |
| [0000882071] | 8-K | |
| [0000882071] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Sit Investment Associates Inc | Flaherty & Crumrine Preferred & Income Opportunity Fund Inc | [2025-07-07] | 0.0 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Stone Bradford S
Common stock
|
2017-08-03 | Inherited | 1,607.52 | $12.22 | 19,644 |
|
Ettinger Robert M
Common Stock
|
2015-11-30 | Other | 0 | $0.00 | |
|
Crumrine Donald F
Common Stock
|
2015-11-30 | Other | 0 | $0.00 | |
|
Stone Bradford S
Common Stock
|
2015-11-30 | Other | 0 | $0.00 | |
|
Conwell Chad
Common Stock
|
2015-11-30 | Other | 0 | $0.00 | |
|
Chadwick Robert E
Common Stock
|
2015-11-30 | Other | 0 | $0.00 | |
|
Hogan Karen Hanovice
Common Stock
|
2013-08-06 | Buy | 900 | $10.56 | 9,504 |
|
Conwell Chad
Common Stock
|
2013-06-03 | Buy | 500 | $11.33 | 5,665 |
|
Ettinger Robert M
Common Stock
|
2012-12-28 | Gift | 9,200 | $10.97 | 100,924 |
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 52 | 2,890,551 |
| 2025-12-31 | 45 | 3,017,691 |
| 2025-09-30 | 45 | 2,753,107 |
| 2025-06-30 | 48 | 3,103,328 |
| 2025-03-31 | 47 | 3,068,667 |
| 2024-12-31 | 45 | 2,986,032 |
| 2024-09-30 | 48 | 2,528,406 |
| 2024-06-30 | 49 | 2,078,743 |
| 2024-03-31 | 44 | 2,054,909 |
| 2023-12-31 | 48 | 1,950,218 |
| 2023-09-30 | 42 | 1,468,435 |
| 2023-06-30 | 38 | 1,236,968 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Noble Wealth Management PBC | [2026-06-30] | SOLE | 100,359 | 100,360 |
| Sowell Financial Services LLC | [2026-06-30] | SOLE | 39,073 | 39,073 |
| Smith Asset Management Co LLC | [2026-06-30] | SOLE | 30,718 | 30,718 |
| West Branch Capital LLC | [2026-06-30] | SOLE | 0 | 2,402 |
| Highline Wealth Partners LLC | [2026-06-30] | SOLE | 310 | 310 | Prev | Page 1 | Next |