Peapack Gladstone Financial Corp

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Peapack Gladstone Financial Corp
TickerPGC
CIK #0001050743
CUSIP704699107
SectorFinance - Commercial Banks, Nec
Address158 Route 206 North, Gladstone, NJ 07934
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Peapack Gladstone Financial Corp 2021-01-06 100.0 M Exemption: 506(b) · Minimum: $100,000 · Duration: One year or less · Commission: $1,500,000 · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001050743] 10-K
[0001050743] 10-Q
[0001050743] 13F-HR
[0001050743] 3
[0001050743] 4
[0001050743] 5
[0001050743] 8-K
[0001050743] D
[0001050743] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Wellington Management Group LLP Peapack Gladstone Financial Corp [2025-11-12] 0.0
Vanguard Group Inc Peapack Gladstone Financial Corp [2025-01-31] 0.0
Vanguard Group Inc Peapack Gladstone Financial Corp [2024-02-13] 5.01
Basswood Capital Management LLC Peapack Gladstone Financial Corp [2019-02-11] 5.5
Dimensional Fund Advisors LP Peapack Gladstone Financial Corp [2019-02-08] 5.86
Wellington Management Group LLP Peapack Gladstone Financial Corp [2018-02-08] 5.28
Basswood Capital Management LLC Peapack Gladstone Financial Corp [2016-02-11] 5.3
EJF Capital LLC Peapack Gladstone Financial Corp [2014-11-25] 5.4
Banc Funds Co LLC Peapack Gladstone Financial Corp [2014-02-18] 0.0
Wellington Management Co LLP Peapack Gladstone Financial Corp [2014-02-14] 5.48
BlackRock Inc Peapack Gladstone Financial Corp [2013-01-30] 5.27
Form 3/4/5 Filer 2011 - 2026
Peapack Gladstone Financial Corp
Babcock John P
Chalkan Lisa
Rossi Francesco S
Spinelli Anthony W
Cavallaro Frank A
Kennedy Douglas L
Campion Patrick
Vorcheimer Stuart M
Smith Gregory Martin
Plante Robert A
Hemhauser Maureen
Bowser Carmen M
Gramigna Edward A Jr
Consi Anthony J
Kass Steven A
Horst Peter D
Meyercord F Duffield
Daingerfield Richard
Cole Susan A
D'Erasmo Diane
Walsh Ellen C
Corrado Andrew F
Welsh Beth
Smith Philip W III
Mullen Patrick J
Carfora Jeffrey J
Spero Vincent A
Waser Eric H
Poland Todd
Doyle Timothy E
DeBel Richard
Bilotta Anthony V Jr
Kissel John D
Lamb James R
Caspersen Finn MW Jr
Rockoff Karen A
Merton Edward A
Kissel Frank A
Mulcahy John R
Spengeman Craig C
Hill Pamela
Rogers Robert Martin
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Campion Patrick
Restricted Stock Units · derivative
2026-03-20 Grant 1,491
Hemhauser Maureen
Restricted Stock Units · derivative
2026-03-20 Option exercise 1,398
Hemhauser Maureen
Restricted Stock Units · derivative
2026-03-20 Option exercise 1,232
Smith Gregory Martin
Common Stock
2026-03-20 Tax withheld 534 $33.18 17,718
Vorcheimer Stuart M
Common Stock
2026-03-20 Option exercise 1,955
Babcock John P
Common Stock
2026-03-20 Option exercise 1,197
Babcock John P
Common Stock
2026-03-20 Option exercise 6,199
Smith Gregory Martin
Common Stock
2026-03-20 Tax withheld 538 $33.18 17,851
Hemhauser Maureen
Phantom Stock · derivative
2026-03-20 Option exercise 1,426
Kennedy Douglas L
Restricted Stock Units · derivative
2026-03-20 Grant 24,225
Hemhauser Maureen
Restricted Stock Units · derivative
2026-03-20 Grant 5,386
Hemhauser Maureen
Common Stock
2026-03-20 Option exercise 699
Hemhauser Maureen
Common Stock
2026-03-20 Tax withheld 220 $33.18 7,300
Hemhauser Maureen
Common Stock
2026-03-20 Option exercise 1,232
Babcock John P
Common Stock
2026-03-20 Tax withheld 613 $33.18 20,339
Babcock John P
Common Stock
2026-03-20 Tax withheld 901 $33.18 29,895
Hemhauser Maureen
Common Stock
2026-03-20 Option exercise 942
Hemhauser Maureen
Restricted Stock Units · derivative
2026-03-20 Option exercise 1,418
Hemhauser Maureen
Phantom Stock · derivative
2026-03-20 Option exercise 660
Vorcheimer Stuart M
Common Stock
2026-03-20 Tax withheld 533 $33.18 17,685
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 167 11,693,482
2025-12-31 156 11,277,647
2025-09-30 150 12,008,280
2025-06-30 148 12,135,453
2025-03-31 141 12,309,784
2024-12-31 138 12,489,359
2024-09-30 123 11,822,661
2024-06-30 114 11,965,788
2024-03-31 117 12,040,030
2023-12-31 121 11,866,582
2023-09-30 118 11,746,926
2023-06-30 124 12,245,856
Form 13F Holdings
Firm Period DFND Voting Shares
Salzhauer Michael [2026-06-30] OTR 0 216,632
Cacti Asset Management LLC [2026-06-30] SOLE 53,000 53,000
IFP Advisors LLC [2026-06-30] SOLE 26,547 26,547
Ellsworth Advisors LLC [2026-06-30] SOLE 0 24,488
Y-Intercept Hong Kong Ltd [2026-06-30] SOLE 8,981 8,981
Diversified Trust Co [2026-06-30] SOLE 0 6,720
Merit Financial Group LLC [2026-06-30] OTR 0 6,284
Sequoia Financial Advisors LLC [2026-06-30] SOLE 0 6,183
Aaron Wealth Advisors LLC [2026-06-30] SOLE 5,730 5,730
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 37 5,525
Commonwealth Financial Services LLC [2026-06-30] SOLE 0 4,672
Alaska Retirement Management Board [2026-06-30] SOLE 3,768 3,768
Versant Capital Management Inc [2026-06-30] SOLE 839 839
Spire Wealth Management [2026-06-30] SOLE 0 821
Princeton Global Asset Management LLC [2026-06-30] SOLE 0 300
Gamma Investing LLC [2026-06-30] DFND 241 241
Farther Finance Advisors LLC [2026-06-30] SOLE 0 179
Merit Financial Group LLC [2026-06-30] SOLE 0 108
True Wealth Design LLC [2026-06-30] SOLE 0 58
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