Pioneer Floating Rate Fund Inc

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Pioneer Floating Rate Fund Inc
TickerPHD
CIK #0001305767
CUSIP72369J102
Sector -
Address60 State Street 5th Floor, Boston, MA 02109
Source [EDGAR]
CIK Filing 2011 - 2026
[0001305767] 3
[0001305767] 4
[0001305767] 8-K
[0001305767] SC 13D
[0001305767] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Saba Capital Management LP Pioneer Floating Rate Trust [2020-12-31] 6.3
Saba Capital Management LP Pioneer Floating Rate Trust [2020-05-01] 13.95
Relative Value Partners Group LLC Pioneer Floating Rate Trust [2020-02-13] 5.47
Saba Capital Management LP Pioneer Floating Rate Trust [2019-04-12] 5.58
Relative Value Partners Group LLC Pioneer Floating Rate Trust [2019-02-11] 5.68
Form 3/4/5 Filer 2011 - 2026
Brown David Craig
Pioneer Floating Rate Fund, Inc.
Pirondini Marco
Karalnik Yana
Melnick Michael
Koenig Anthony J JR
MacKay Craig C
Saba Capital Management, L.P.
Weinstein Boaz
Durnin Diane
Baumgardner John E Jr.
Bradley Jean M
Malone John Michael
Monchak Lorraine H
Johnson David F
Ricciardi Fred J
Jones Lisa
Bank of America NA
Bank of America Corp /DE/
Blue Ridge Investments, L.L.C.
Goodwin Mark
Taubes Kenneth
Mayer Marc O
UBS AG
West Stephen
Form 13F Holdings
Firm Period DFND Voting Shares
Lake Street Private Wealth LLC [2025-06-30] SOLE 686,650 686,650
Advisors Asset Management Inc [2025-06-30] SOLE 342,948 342,948
Almitas Capital LLC [2025-06-30] SOLE 338,368 338,368
Invesco Ltd. [2025-06-30] DFND 0 336,488
Saba Capital Management LP [2025-06-30] SOLE 284,856 319,614
Guggenheim Capital LLC [2025-06-30] DFND 0 224,400
Ethos Financial Group LLC [2025-06-30] SOLE 0 213,365
Bank of America Corp /DE/ [2025-06-30] DFND 0 194,369
Clear Creek Financial Management LLC [2025-06-30] SOLE 173,155 173,155
Pathstone Holdings, LLC [2025-06-30] DFND 172,030 172,030
Kovitz Investment Group Partners LLC [2025-06-30] SOLE 140,725 144,085
Morgan Stanley [2025-06-30] DFND 0 132,658
SIT Investment Associates Inc [2025-06-30] SOLE 0 106,873
Royal Bank of Canada [2025-06-30] DFND 89,616 89,616
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 79,711
CSS Llc/Il [2025-06-30] SOLE 73,012 73,012
Osaic Holdings Inc [2025-06-30] DFND 0 71,235
Absolute Investment Advisers LLC [2025-06-30] SOLE 71,220 71,220
Riverbridge Partners LLC [2025-06-30] SOLE 62,293 62,293
Captrust Financial Advisors [2025-06-30] SOLE 51,161 51,161
Fiera Capital Corp [2025-06-30] OTR 48,795 48,795
Balyasny Asset Management LP [2025-06-30] SOLE 45,406 45,406
Wells Fargo & Company/MN [2025-06-30] DFND 1 42,249
Cohen & Steers Inc [2025-06-30] SOLE 40,000 40,000
Logan Stone Capital LLC [2025-06-30] SOLE 37,707 37,707
Rothschild Investment LLC [2025-06-30] SOLE 0 24,800
UBS Group AG [2025-06-30] DFND 3,215 24,759
Cetera Investment Advisers [2025-06-30] SOLE 0 20,866
Quarry LP [2025-06-30] OTR 0 19,934
Melfa Wealth Management Inc [2025-06-30] SOLE 0 19,497
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