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| Happy Holidays!! thanks for using AUM13F!! |
| Rothschild Investment LLC
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| CRD # | 728 |
| SEC # | 801-7395 |
| CIK # | 0000085338, 0001789702 |
| AUM | $2.3 B (2025-04-28) |
| Employees | 41 (44% Investors, 93% Brokers) |
| Phone | 312-983-8900 |
| Address | 311 South Wacker Drive Chicago, IL 60606-6677 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0000085338 0001789702 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 68.5 | ||
| Apple Inc | 56.7 | ||
| J P Morgan Chase & Co | 42.6 | ||
| Microsoft Corp | 35.1 | ||
| Alphabet Inc | 31.1 | ||
| Blackstone Group LP | 29.7 | ||
| Amazon Com Inc | 24.4 | ||
| Facebook Inc | 22.7 | ||
| Costco Wholesale Corp /NEW | 22.0 | ||
| Chevron Corp | 19.0 | ||
| AbbVie Inc | 19.0 | ||
| Oracle Corp | 18.7 | ||
| Alphabet Inc | 18.2 | ||
| Amgen Inc | 16.7 | ||
| Palo Alto Networks Inc | 15.8 | ||
| Exxon Mobil Corp | 15.6 | ||
| Johnson & Johnson | 15.0 | ||
| Netflix Inc | 14.7 | ||
| Honeywell International Inc | 14.1 | ||
| Digital Realty Trust Inc | 14.0 | ||
| General Dynamics Corp | 13.9 | ||
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| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| VC | Rothschild WV II LP | 2023-05-02 | 1.5 | |
| Other | Thomas Paine Investors | 2012-03-29 | 91.9 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 209 | 0.4 |
| (b) Individuals (high net worth individuals) | 773 | 1.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 35 | 0.1 |
| (h) Charitable organizations | 16 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 14 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,425 | 2.3 |
| By Discretionary | ||
| Discretionary | 2,409 | 2.3 |
| Non-Discretionary | 16 | 0.0 |
| Total | 2,425 | 2.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.3 | |
| Total | 2,425 | 2.3 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000085338] | |
| D | [0001789702] |
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