Piper Jaffray Companies

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Piper Jaffray Companies
TickerPIPR
CIK #0001230245
CUSIP724078209
SectorFinance - Security Brokers, Dealers & Flotation Companies
Address800 Nicollet Mall, Suite 800 Mail Stop J09N02, Minneapolis, MN 55402
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Piper Jaffray Companies 2019-10-15 175.0 M Exemption: 506(b) · Minimum: $175,000,000 · Duration: One year or less · Revenue: Over $100,000,000
CIK Filing 2011 - 2026
[0001230245] 10-K
[0001230245] 10-Q
[0001230245] 13F-NT
[0001230245] 3
[0001230245] 4
[0001230245] 5
[0001230245] 8-K
[0001230245] D
[0001230245] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Vanguard Portfolio Management LLC Piper Sandler Companies [2026-04-29] 0.0
Piper Jaffray Companies VTV Therapeutics Inc [2016-02-11] 7.5
Piper Jaffray Companies Capital Southwest Corp [2015-02-17] 5.9
Piper Jaffray Companies Rayonier Advanced Materials Inc [2015-02-17] 5.1
Piper Jaffray Companies JP Energy Partners LP [2015-02-17] 5.9
Piper Jaffray Companies Navios Maritime Midstream Partners LP [2014-12-10] 15.0
Piper Jaffray Companies USD Partners LP [2014-11-05] 10.1
Piper Jaffray Companies Northfield Bancorp Inc [2014-02-14] 5.8
Piper Jaffray Companies Destination XL Group Inc [2014-02-13] 8.0
Piper Jaffray Companies Biglari Holdings Inc [2014-02-13] 5.8
Piper Jaffray Companies LSB Industries Inc [2014-02-13] 7.8
Piper Jaffray Companies EV Energy Partners LP [2014-02-12] 7.2
Piper Jaffray Companies Crestwood Equity Partners LP [2014-02-12] 7.2
Piper Jaffray Companies hhgregg Inc [2014-02-11] 10.3
Dimensional Fund Advisors LP Piper Jaffray Companies [2014-02-10] 5.16
Piper Jaffray Companies Arc Logistics Partners LP [2013-12-09] 10.9
Piper Jaffray Companies Delek Logistics Partners LP [2013-08-06] 10.8
Piper Jaffray Companies Susser Holdings Corp [2013-06-10] 11.31
Piper Jaffray Companies Southcross Energy Partners LP [2013-05-13] 12.5
Piper Jaffray Companies Plexus Corp [2013-02-15] 6.39
Piper Jaffray Companies Rydex ETF Trust [2013-02-15] 6.99
Piper Jaffray Companies Andersons Inc [2013-02-15] 5.1
Piper Jaffray Companies Intrepid Potash Inc [2013-02-15] 5.39
Piper Jaffray Companies Materion Corp [2013-02-15] 5.94
Piper Jaffray Companies MDC Holdings Inc [2013-02-15] 6.12
Piper Jaffray Companies Glatfelter P H Co [2013-02-15] 6.33
Piper Jaffray Companies Alexander & Baldwin Inc [2013-02-15] 6.6
Vanguard Group Inc Piper Jaffray Companies [2013-02-13] 5.57
Piper Jaffray Companies Netqin Mobile Inc [2012-04-10] 0.18
Piper Jaffray Companies Cagles Inc [2012-02-15] 2.75
Piper Jaffray Companies Alexanders J Corp [2012-02-15] 0.0
Piper Jaffray Companies Albany Molecular Research Inc [2012-02-15] 0.0
Piper Jaffray Companies UMB Financial Corp [2012-02-15] 0.0
Piper Jaffray Companies Espey MFG & Electronics Corp [2012-02-14] 5.94
Piper Jaffray Companies Investors Bancorp Inc [2012-02-14] 5.86
Piper Jaffray Companies Kaiser Aluminum Corp [2012-02-14] 14.52
Piper Jaffray Companies Marcus Corp [2012-02-14] 11.44
Piper Jaffray Companies McRae Industries Inc [2012-02-14] 6.33
Piper Jaffray Companies Onebeacon Insurance Group Ltd [2012-02-14] 14.17
Piper Jaffray Companies Spirit Aerosystems Holdings Inc [2012-02-14] 5.16
Piper Jaffray Companies Stage Stores Inc [2012-02-14] 7.47
Piper Jaffray Companies Avalon Holdings Corp [2012-02-14] 11.77
Piper Jaffray Companies American Railcar Industries Inc [2012-02-14] 0.96
Piper Jaffray Companies Analogic Corp [2012-02-14] 7.08
Piper Jaffray Companies Atlas Air Worldwide Holdings Inc [2012-02-14] 5.84
Piper Jaffray Companies Tandy Brands Accessories Inc [2012-02-14] 6.17
Piper Jaffray Companies Vulcan International Corp [2012-02-14] 5.19
Piper Jaffray Companies BOSS Holdings Inc [2012-02-14] 6.5
Piper Jaffray Companies Bexil Corp [2012-02-14] 8.72
Piper Jaffray Companies Chicago Rivet & Machine Co [2012-02-14] 6.8
Piper Jaffray Companies Deltic Timber Corp [2012-02-14] 8.59
Piper Jaffray Companies Third Century Bancorp [2012-02-14] 5.14
Bank of New York Mellon Corp Piper Jaffray Companies [2012-01-30] 5.04
Form 3/4/5 Filer 2011 - 2026
Gallo Ann C
Piper Sandler Companies
Sterling Brian R
Soran Philip
Taylor Scott C
Holt Victoria M
Mitchell Robbin
Schreier Thomas S Jr
Essig Stuart
Doyle Jonathan J
Abraham Chad R
Peltier Jean-Paul M
Dillahunt Michael R
Baker James P
Geelan John W
Schoneman Debbra L
Clune Katherine Patricia
Smith Sherry M
Fitzgerald William R
Carter Timothy L
Piper Addison L
LaRue R Scott
Johnson B Kristine
Duff Andrew S
Volpi Michele
Fairman Francis E IV
Crawshaw Christopher D
Winges Martin Bradley
Smith Thomas Gregory
Klinefelter Jeffrey P
Esckilsen Christine N
Frazier Michael E
Harvey Stuart C JR
Polsky Lisa
Francis Michael
O'Brien Brien M
Woodhouse Hope B
Chosy James L
Firebaugh Ronald T
Peterson Robert W
Taylor Jean M
SIMS Frank L
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Mitchell Robbin
Common Stock
2026-03-13 Grant 69 $0.00
Gallo Ann C
Common Stock
2026-03-13 Grant 28 $0.00
Soran Philip
Common Stock
2026-03-13 Grant 391 $0.00
Taylor Scott C
Common Stock
2026-03-13 Grant 161 $0.00
Sterling Brian R
Common Stock
2026-03-13 Grant 59 $0.00
Holt Victoria M
Common Stock
2026-03-13 Grant 139 $0.00
Doyle Jonathan J
Common Stock
2026-02-26 Tax withheld 5,937 $0.00
Dillahunt Michael R
Common Stock
2026-02-26 Grant 8,615 $0.00
Geelan John W
Common Stock
2026-02-26 Grant 1,806 $0.00
Baker James P
Common Stock
2026-02-26 Grant 7,377 $0.00
Geelan John W
Common Stock
2026-02-26 Tax withheld 824 $0.00
Doyle Jonathan J
Common Stock
2026-02-26 Grant 14,443 $0.00
Peltier Jean-Paul M
Common Stock
2026-02-26 Grant 6,722 $0.00
Schoneman Debbra L
Common Stock
2026-02-26 Grant 6,191 $0.00
Abraham Chad R
Common Stock
2026-02-26 Tax withheld 9,222 $0.00
Baker James P
Common Stock
2026-02-26 Tax withheld 2,903 $0.00
Abraham Chad R
Common Stock
2026-02-26 Grant 20,222 $0.00
Schoneman Debbra L
Common Stock
2026-02-26 Tax withheld 2,824 $0.00
Dillahunt Michael R
Common Stock
2026-02-26 Tax withheld 3,929 $0.00
Peltier Jean-Paul M
Common Stock
2026-02-26 Tax withheld 3,066 $0.00
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 395 59,415,490
2025-12-31 418 14,789,830
2025-09-30 383 14,497,740
2025-06-30 360 14,575,839
2025-03-31 359 13,681,956
2024-12-31 352 13,560,641
2024-09-30 338 13,612,691
2024-06-30 312 13,138,661
2024-03-31 285 12,451,061
2023-12-31 259 12,509,514
2023-09-30 240 11,849,555
2023-06-30 236 11,388,061
Form 13F Holdings
Firm Period DFND Voting Shares
Moody Aldrich Partners LLC [2026-06-30] SOLE 31,273 72,085
Y-Intercept Hong Kong Ltd [2026-06-30] SOLE 54,080 54,080
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 111 39,109
Alaska Retirement Management Board [2026-06-30] SOLE 33,287 33,287
NorthCrest Asset Manangement LLC [2026-06-30] SOLE 0 32,079
Louisiana State Employees Retirement System [2026-06-30] SOLE 30,000 30,000
Annex Advisory Services LLC [2026-06-30] SOLE 27,455 27,455
Oliver Luxxe Assets LLC [2026-06-30] SOLE 0 24,597
Aurdan Capital Management LLC [2026-06-30] SOLE 0 22,112
Yousif Capital Management LLC [2026-06-30] SOLE 4,547 18,053
Commonwealth of Pennsylvania Public School Empls Retrmt SYS [2026-06-30] SOLE 16,025 16,025
Envestnet Portfolio Solutions Inc [2026-06-30] SOLE 10,728 10,728
First Citizens Bank & Trust Co [2026-06-30] SOLE 10,199 10,199
Farther Finance Advisors LLC [2026-06-30] SOLE 0 8,436
Farmers & Merchants Investments Inc [2026-06-30] SOLE 5,240 5,240
Crossmark Global Holdings Inc [2026-06-30] SOLE 5,100 5,100
QRG Capital Management Inc [2026-06-30] SOLE 3,874 3,874
ZWJ Investment Counsel Inc [2026-06-30] SOLE 0 3,354
Sequoia Financial Advisors LLC [2026-06-30] SOLE 0 3,055
Cary Street Partners Financial LLC [2026-06-30] DFND 3,004 3,012
Gamma Investing LLC [2026-06-30] DFND 1,871 1,871
Investors Research Corp [2026-06-30] SOLE 0 1,400
Versant Capital Management Inc [2026-06-30] SOLE 1,352 1,352
IFP Advisors LLC [2026-06-30] SOLE 1,200 1,200
MassMutual Private Wealth & Trust FSB [2026-06-30] SOLE 359 359
MJT & Associates Financial Advisory Group Inc [2026-06-30] SOLE 320 320
Cedar Mountain Advisors LLC [2026-06-30] SOLE 0 256
Salem Investment Counselors Inc [2026-06-30] SOLE 208 208
GHP Investment Advisors Inc [2026-06-30] SOLE 0 147
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 106
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