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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Guggenheim Capital LLC	[2023-03-31]	DFND	0.0	723,472.0
RiverNorth Capital Management LLC	[2023-03-31]	SOLE	530,665.0	530,665.0
Morgan Stanley	[2023-03-31]	DFND	946.0	453,543.0
Gill Capital Partners LLC	[2023-03-31]	SOLE	428,533.0	428,533.0
Beta Wealth Group Inc	[2023-03-31]	SOLE	0.0	273,690.0
UBS Group AG	[2023-03-31]	DFND	0.0	243,921.0
van Eck Associates Corp	[2023-03-31]	SOLE	127,393.0	127,393.0
Raymond James Financial Services Advisors Inc	[2023-03-31]	SOLE	0.0	122,337.0
Envestnet Asset Management Inc	[2023-03-31]	SOLE	116,590.0	116,590.0
Park Avenue Securities LLC	[2023-03-31]	SOLE	0.0	111,032.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	1,365.0	110,530.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	0.0	109,146.0
Smith Moore & Co	[2023-03-31]	SOLE	0.0	101,407.0
California First Leasing Corp	[2023-03-31]	SOLE	85,459.0	85,459.0
Royal Bank of Canada	[2023-03-31]	DFND	72,923.0	72,923.0
Bank of America Corp /DE/	[2023-03-31]	DFND	0.0	72,685.0
Mariner LLC	[2023-03-31]	SOLE	23,000.0	63,632.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	51,520.0
Susquehanna International Group LLP	[2023-03-31]	DFND	47,028.0	47,028.0
Cohen & Steers Inc	[2023-03-31]	SOLE	46,501.0	46,501.0
Wealth Alliance Advisory Group LLC	[2023-03-31]	DFND	1,885.0	43,718.0
Melfa Wealth Management LLC	[2023-03-31]	SOLE	0.0	43,525.0
ACT Advisors LLC	[2023-03-31]	SOLE	0.0	39,982.0
Newedge Advisors LLC	[2023-03-31]	SOLE	0.0	38,900.0
Integrated Capital Management Inc	[2023-03-31]	SOLE	0.0	35,397.0
Cetera Investment Advisers	[2023-03-31]	SOLE	0.0	35,249.0
Coombe, Bender & Co LLC	[2023-03-31]	SOLE	0.0	35,048.0
Palogic Value Management LP	[2023-03-31]	SOLE	0.0	33,000.0
Raymond James & Associates	[2023-03-31]	SOLE	0.0	32,940.0
Commonwealth Equity Services LLC	[2023-03-31]	SOLE	0.0	32,384.0
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