Patriot National Bancorp Inc

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Patriot National Bancorp Inc
TickerPNBK
CIK #0001098146
CUSIP70336F104
SectorFinance - National Commercial Banks
Address900 Bedford St, Stamford, CT 06901
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Patriot National Bancorp Inc 2025-03-21 57.8 M Exemption: 506(b) · Duration: One year or less · Commission: $2,400,000 · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001098146] 10-K
[0001098146] 10-Q
[0001098146] 3
[0001098146] 4
[0001098146] 8-K
[0001098146] D
[0001098146] SC 13D
[0001098146] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Abady ALON Patriot National Bancorp Inc [2026-06-10] 0.0
FHNB LLC Patriot National Bancorp Inc [2025-04-11] 0.0
Sugarman Steven Patriot National Bancorp Inc [2025-04-02] 0.0
Blackhurst Don Patriot National Bancorp Inc [2024-09-30] 0.0
Siguler Guff Advisers LLC Patriot National Bancorp Inc [2021-05-03] 11.7
SMC Holdings I LP Patriot National Bancorp Inc [2021-04-27] 10.8
LMI Partners LLC Patriot National Bancorp Inc [2021-04-16] 7.3
AFP Forty Six Corp Patriot National Bancorp Inc [2021-04-14] 8.7
Zwirn Daniel B Patriot National Bancorp Inc [2015-05-08] 8.2
Form 3/4/5 Filer 2011 - 2026
Sugarman Steven
Patriot National Bancorp Inc
Magzanyan Anahit
Constantino Edward N
Seabold Jeffrey T
Roth Jonathan Paul
de Tomasi Mario
Salas Carlos P
Simmons William Paul
Miranda Angie
Liu Ida Haung
Carrazza Michael A
Finn David
Doherty Grace
Lowery David Christopher
Weinbaum Michael J
van den Bol Emile
Grunblatt Steven Brian
Slater Thomas E
Staudmyer Frederick
Botta Alfred Jr
Perillo Joseph D
Rojeski Karen
Steffens John
Ho Gregory P
SMC Holdings I GP LLC
SMC Holdings I LP
Smyth Raymond B
Russell Robert Glenn
Muskus Richard A Jr
Christiansen David W
Corprew Judith Page
Laughinghouse Scott Warren Cureau
Ciurlino Brent M
PNBK Sponsor LLC
Davis Samuel S
PNBK Holdings LLC
Neilson Kenneth T
Cureau Peter D
McDonnell Neil Michael
Neilson Susan
Maier Christina L
Gray William C
Maher Christopher
Foley Mark C
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Sugarman Steven
Restricted Stock Units · derivative
2026-03-25 Option exercise 4,049,593 $0.00
Sugarman Steven
Voting Common Stock
2026-03-25 Option exercise 2,089,043
Sugarman Steven
Restricted Stock Units · derivative
2025-10-20 Grant 1,147,031 $0.00
Sugarman Steven
Non-Voting Common Stock
2025-10-16 Option exercise 2,000,000
Sugarman Steven
Voting Common Stock
2025-10-16 Option exercise 2,000,000
Simmons William Paul
Common Stock
2025-08-13 Grant 1,000,000
Sugarman Steven
Common Stock
2025-08-13 Grant 552,927
Miranda Angie
Common Stock
2025-08-07 Grant 450,000
Sugarman Steven
Non-Voting Common Stock · derivative
2025-07-03 Conversion 466,667
Non-Voting Common Stock
2025-07-03 Option exercise 1,533,333
Non-Voting Common Stock
2025-07-03 Option exercise 466,667
Series A Preferred Stock · derivative
2025-07-03 Conversion 5,833
Series A Preferred Stock · derivative
2025-07-03 Conversion 19,167
Sugarman Steven
Series A Preferred Stock · derivative
2025-07-03 Conversion 5,833
Sugarman Steven
Non-Voting Common Stock · derivative
2025-07-03 Conversion 1,533,333
Sugarman Steven
Series A Preferred Stock · derivative
2025-07-03 Conversion 19,167
Carrazza Michael A
Common Stock
2025-05-13 Buy 865,990 $0.75 649,492
Sugarman Steven
Common Stock
2025-03-20 Buy 7,019,978 $0.75 5,264,984
Sugarman Steven
Series A Preferred Stock · derivative
2025-03-20 Other 5,833
Sugarman Steven
Restricted Stock Units · derivative
2025-03-20 Grant 4,049,593 $0.00
showing 20 of 152 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 82 22,506,702
2025-12-31 75 16,752,509
2025-09-30 63 10,833,189
2025-06-30 57 23,020,313
2025-03-31 18 3,844,807
2024-12-31 15 808,341
2024-09-30 16 1,021,096
2024-06-30 21 1,404,925
2024-03-31 18 1,541,326
2023-12-31 19 1,555,896
2023-09-30 18 1,589,724
2023-06-30 19 1,540,482
Form 13F Holdings
Firm Period DFND Voting Shares
Rinkey Investments [2026-06-30] SOLE 0 121,828
Westmount Partners LLC [2026-06-30] SOLE 100,000 100,000
Falcon Wealth Planning [2026-06-30] SOLE 85,000 85,000
Beacon Investment Advisory Services Inc [2026-06-30] SOLE 0 1,000
Allied Private Wealth LLC [2026-06-30] SOLE 990 990
Farther Finance Advisors LLC [2026-06-30] SOLE 0 100
True Wealth Design LLC [2026-06-30] SOLE 0 99
Fortitude Family Office LLC [2026-06-30] SOLE 71 71
IFP Advisors LLC [2026-06-30] SOLE 12 12
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