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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Claybrook Capital LLC	[2023-03-31]	SOLE	0.0	397,400.0
Morgan Stanley	[2023-03-31]	DFND	0.0	225,123.0
Hennion & Walsh Asset Management Inc	[2023-03-31]	SOLE	193,259.0	193,259.0
Guggenheim Capital LLC	[2023-03-31]	DFND	0.0	180,711.0
UBS Group AG	[2023-03-31]	DFND	0.0	95,071.0
Commonwealth Equity Services LLC	[2023-03-31]	SOLE	0.0	75,641.0
Melfa Wealth Management LLC	[2023-03-31]	SOLE	0.0	59,618.0
Atria Wealth Solutions, Inc.	[2023-03-31]	DFND	0.0	45,327.0
Horizon Kinetics Asset Management LLC	[2023-03-31]	DFND	34,357.0	34,357.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	34,350.0
Bank of America Corp /DE/	[2023-03-31]	DFND	688.0	25,887.0
MML Investors Services LLC	[2023-03-31]	DFND	0.0	23,503.0
Northwestern Mutual Wealth Management Co	[2023-03-31]	DFND	0.0	18,233.0
International Assets Investment Management LLC	[2023-03-31]	SOLE	0.0	17,775.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	0.0	15,964.0
Compass Financial Group, INC/SD	[2023-03-31]	SOLE	0.0	15,745.0
Credit Suisse AG	[2023-03-31]	DFND	15,500.0	15,500.0
Royal Bank of Canada	[2023-03-31]	DFND	7,000.0	7,000.0
GPS Wealth Strategies Group LLC	[2023-03-31]	SOLE	0.0	1,855.0
Focused Wealth Management Inc	[2023-03-31]	SOLE	1,256.0	1,256.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	0.0	300.0
JPMorgan Chase & Co	[2023-03-31]	DFND	102.0	102.0
FNY Investment Advisers LLC	[2023-03-31]	SOLE	100.0	100.0
Concourse Financial Group Securities Inc	[2023-03-31]	SOLE	0.0	0.0
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