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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
RiverNorth Capital Management LLC	[2025-06-30]	SOLE	503,342	503,342
Saba Capital Management LP	[2025-06-30]	SOLE	353,501	384,989
Matisse Capital	[2025-06-30]	SOLE	257,835	257,835
Guggenheim Capital LLC	[2025-06-30]	DFND	0	246,809
Logan Stone Capital LLC	[2025-06-30]	SOLE	214,375	214,375
Hennion & Walsh Asset Management Inc	[2025-06-30]	SOLE	144,188	144,188
Verition Fund Management LLC	[2025-06-30]	SOLE	137,671	137,671
Riverbridge Partners LLC	[2025-06-30]	SOLE	112,371	112,371
Toronto Dominion Bank	[2025-06-30]	DFND	0	99,635
Almitas Capital LLC	[2025-06-30]	SOLE	71,558	71,558
Robinson Capital Management LLC	[2025-06-30]	SOLE	0	69,694
Commonwealth Equity Services LLC	[2025-06-30]	SOLE	0	67,231
Morse Asset Management Inc	[2025-06-30]	SOLE	65,159	65,160
UBS Group AG	[2025-06-30]	DFND	2,560	61,660
Melfa Wealth Management Inc	[2025-06-30]	SOLE	0	61,598
Raymond James Financial Inc	[2025-06-30]	DFND	0	60,970
Morgan Stanley	[2025-06-30]	DFND	1	48,777
Thomas J Herzfeld Advisors Inc	[2025-06-30]	SOLE	48,376	48,376
Whitebox Advisors LLC	[2025-06-30]	SOLE	46,192	46,192
Bank of New York Mellon Corp	[2025-06-30]	DFND	286	35,324
Wells Fargo & Company/MN	[2025-06-30]	DFND	0	28,743
Bank of America Corp /DE/	[2025-06-30]	DFND	0	27,019
Susquehanna International Group LLP	[2025-06-30]	OTR	20,414	20,414
Baird Financial Group, Inc.	[2025-06-30]	DFND	17,380	17,380
Herold Advisors Inc	[2025-06-30]	SOLE	16,948	16,948
Northwestern Mutual Wealth Management Co	[2025-06-30]	DFND	0	16,489
Focus Partners Advisor Solutions LLC	[2025-06-30]	OTR	0	16,141
Citadel Advisors LLC	[2025-06-30]	DFND	15,845	15,845
Dopkins Wealth Management LLC	[2025-06-30]	SOLE	0	15,585
Catalina Capital Group LLC	[2025-06-30]	SOLE	0	14,950
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