PennantPark Investment Corp

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PennantPark Investment Corp
TickerPNNT
CIK #0001383414
CUSIP708062104
Sector -
Address590 Madison Avenue 15th Floor, New York, NY 10022
Source [EDGAR]
CIK Filing 2011 - 2026
[0001383414] 10-K
[0001383414] 10-Q
[0001383414] 3
[0001383414] 4
[0001383414] 8-K
[0001383414] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Ares Management LLC PennantPark Investment Corp [2022-04-14] 1.5
BlackRock Inc PennantPark Investment Corp [2014-01-30] 5.1
Vanguard Group Inc PennantPark Investment Corp [2013-02-13] 5.09
Form 3/4/5 Filer 2011 - 2026
PennantPark Investment Corp
Allorto Richard T JR
Flug Jeffrey
Briones Jose A
Katz Samuel L
Penn Arthur H
Cheung Richard
Efrat Aviv
Bernstein Adam K
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Allorto Richard T JR
Common Stock
2026-03-11 Buy 15,000 $4.88 73,200
Flug Jeffrey
Common Stock
2025-12-08 Sell 121,533 $5.92 719,475
Flug Jeffrey
Common Stock
2025-12-05 Sell 20,000 $5.85 117,000
Flug Jeffrey
Common Stock
2025-12-04 Sell 23,303 $5.78 134,691
Flug Jeffrey
Common Stock
2025-12-03 Sell 10,000 $5.75 57,500
Briones Jose A
Common Stock
2025-12-01 Buy 4,235 $5.91 25,029
Flug Jeffrey
Common Stock
2025-12-01 Sell 21,100 $6.04 127,444
Flug Jeffrey
Common Stock
2025-11-28 Sell 15,000 $6.06 90,900
Flug Jeffrey
Common Stock
2025-11-26 Sell 25,000 $6.03 150,750
Briones Jose A
Common Stock
2025-05-21 Buy 1,515 $6.59 9,984
Briones Jose A
Common Stock
2025-05-14 Buy 3,640 $6.88 25,043
Briones Jose A
Common Stock
2024-11-27 Buy 3,675 $6.80 24,990
Allorto Richard T JR
Common Stock
2024-03-12 Buy 5,000 $6.80 34,000
Briones Jose A
Common Stock
2024-02-26 Buy 1,166 $6.85 7,987
Briones Jose A
Common Stock
2024-02-26 Buy 1,166 $6.86 7,999
Briones Jose A
Common Stock
2024-02-26 Buy 4,956 $6.86 33,998
Briones Jose A
Common Stock
2024-02-13 Buy 3,800 $6.67 25,346
Briones Jose A
Common Stock
2024-02-09 Buy 7,450 $6.70 49,915
Briones Jose A
Common Stock
2023-12-05 Buy 1,565 $6.38 9,985
Briones Jose A
Common Stock
2023-12-04 Buy 1,557 $6.42 9,996
showing 20 of 125 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 105 12,348,474
2025-12-31 117 13,374,445
2025-09-30 111 12,598,444
2025-06-30 112 13,206,526
2025-03-31 111 14,007,428
2024-12-31 123 14,709,237
2024-09-30 118 14,389,293
2024-06-30 118 17,329,172
2024-03-31 121 18,911,683
2023-12-31 127 18,375,151
2023-09-30 124 19,617,610
2023-06-30 116 20,836,424
Form 13F Holdings
Firm Period DFND Voting Shares
Sound Income Strategies LLC [2026-06-30] SOLE 12,074 12,074
Alaska Retirement Management Board [2026-06-30] SOLE 2,695 2,695
West Financial Advisors LLC [2026-06-30] SOLE 0 404
Farther Finance Advisors LLC [2026-06-30] SOLE 0 374
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 91
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