PennantPark Investment Corp

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PennantPark Investment Corp
TickerPNNT
CIK #0001383414
CUSIP708062104
Sector -
Address590 Madison Avenue 15th Floor, New York, NY 10022
Source [EDGAR]
CIK Filing 2011 - 2025
[0001383414] 10-K
[0001383414] 10-Q
[0001383414] 3
[0001383414] 4
[0001383414] 8-K
[0001383414] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Ares Management LLC PennantPark Investment Corp [2022-04-14] 1.5
BlackRock Inc PennantPark Investment Corp [2014-01-30] 5.1
Vanguard Group Inc PennantPark Investment Corp [2013-02-13] 5.09
Form 3/4/5 Filer 2011 - 2025
Briones Jose A
PennantPark Investment Corp
Allorto Richard T JR
Katz Samuel L
Penn Arthur H
Flug Jeffrey
Cheung Richard
Efrat Aviv
Bernstein Adam K
Form 13F Holdings
Firm Period DFND Voting Shares
Invesco Ltd. [2025-06-30] DFND 0 1,836,639
LSV Asset Management [2025-06-30] SOLE 903,360 1,782,360
Two Sigma Advisers LP [2025-06-30] SOLE 1,235,518 1,276,218
Two Sigma Investments LP [2025-06-30] SOLE 928,171 928,171
Truvestments Capital LLC [2025-06-30] SOLE 595,000 595,000
Advisors Asset Management Inc [2025-06-30] SOLE 526,754 526,754
BlackRock, Inc. [2025-06-30] SOLE 494,365 500,390
Morgan Stanley [2025-06-30] DFND 29,169 477,967
Hennion & Walsh Asset Management Inc [2025-06-30] SOLE 462,709 462,709
Legal & General Group Plc [2025-06-30] DFND 430,816 430,816
Rockefeller Capital Management L.P. [2025-06-30] DFND 391,352 391,352
Universal- Beteiligungs- und Servicegesellschaft mbH [2025-06-30] DFND 348,800 348,800
Newedge Wealth LLC [2025-06-30] SOLE 0 255,399
LIDO Advisors LLC [2025-06-30] SOLE 0 246,312
Susquehanna International Group LLP [2025-06-30] OTR 19,148 155,648
UBS Group AG [2025-06-30] DFND 108,683 154,394
Texas Capital Bank Wealth Management Services Inc [2025-06-30] SOLE 152,033 152,033
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 147,296
Janney Montgomery Scott LLC [2025-06-30] SOLE 132,518 132,518
Denali Advisors LLC [2025-06-30] SOLE 6,985 106,775
Bank of America Corp /DE/ [2025-06-30] DFND 17,000 93,985
Raymond James Financial Inc [2025-06-30] DFND 0 90,525
Advisors Capital Management LLC [2025-06-30] SOLE 0 83,176
Osaic Holdings Inc [2025-06-30] DFND 0 82,955
Garner Asset Management Corp [2025-06-30] SOLE 79,118 79,118
Abbot Financial Management Inc [2025-06-30] SOLE 74,511 74,511
Sterneck Capital Management LLC [2025-06-30] SOLE 0 72,894
SMH Capital Advisors Inc [2025-06-30] SOLE 68,210 68,210
Catalyst Capital Advisors LLC [2025-06-30] OTR 0 68,210
Kovack Advisors Inc [2025-06-30] SOLE 0 67,850
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