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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Goldman Sachs Group Inc	[2020-09-30]	DFND	0.0	124,747.0
Morgan Stanley	[2020-09-30]	DFND	300.0	111,987.0
Wells Fargo & Co/Mn	[2020-09-30]	DFND	88,977.0	89,802.0
Investors Research Corp	[2020-09-30]	SOLE	0.0	62,013.0
Susquehanna International Group LLP	[2020-09-30]	DFND	46,382.0	46,382.0
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	[2020-09-30]	SOLE	42,300.0	42,300.0
Bank of America Corp /DE/	[2020-09-30]	DFND	0.0	34,740.0
Royal Bank of Canada	[2020-09-30]	DFND	32,165.0	32,996.0
LPL Financial LLC	[2020-09-30]	SOLE	0.0	31,076.0
Commonwealth Equity Services LLC	[2020-09-30]	SOLE	0.0	29,608.0
Advisor Group Holdings Inc	[2020-09-30]	DFND	1,009.0	24,457.0
Pacific Sun Financial Corp	[2020-09-30]	SOLE	22,193.0	22,193.0
Raymond James & Associates	[2020-09-30]	SOLE	0.0	20,873.0
First Light Asset Management LLC	[2020-09-30]	SOLE	0.0	17,285.0
Tower Research Capital LLC (TRC)	[2020-09-30]	DFND	16,597.0	16,597.0
UBS Group AG	[2020-09-30]	DFND	0.0	16,354.0
Flow Traders US LLC	[2020-09-30]	SOLE	13,224.0	13,224.0
McGuire Investment Group LLC	[2020-09-30]	SOLE	12,843.0	12,843.0
PFG Advisors	[2020-09-30]	SOLE	0.0	11,542.0
Creative Planning	[2020-09-30]	SOLE	0.0	11,321.0
Raymond James Financial Services Advisors Inc	[2020-09-30]	SOLE	0.0	10,380.0
Ameriprise Financial Inc	[2020-09-30]	DFND	0.0	10,311.0
Envestnet Asset Management Inc	[2020-09-30]	SOLE	10,244.0	10,244.0
Montecito Bank & Trust	[2020-09-30]	SOLE	8,678.0	8,678.0
Spinnaker Trust	[2020-09-30]	SOLE	6,589.0	6,683.0
Citadel Advisors LLC	[2020-09-30]	DFND	6,541.0	6,541.0
Alpine Woods Capital Investors LLC	[2020-09-30]	SOLE	0.0	6,500.0
Kovitz Investment Group Partners LLC	[2020-09-30]	SOLE	6,101.0	6,101.0
Northern Oak Wealth Management Inc	[2020-09-30]	SOLE	0.0	5,741.0
9258 Wealth Management LLC	[2020-09-30]	SOLE	5,622.0	5,622.0
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