Rand Capital Corp

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Rand Capital Corp
TickerRAND
CIK #0000081955
CUSIP752185207
Sector -
Address1405 Rand Building, Buffalo, NY 14203
Source [EDGAR]
CIK Filing 2011 - 2025
[0000081955] 10-K
[0000081955] 10-Q
[0000081955] 3
[0000081955] 4
[0000081955] 5
[0000081955] 8-K
[0000081955] SC 13D
[0000081955] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
East Asset Management LLC Rand Capital Corp [2019-11-15] 57.0
User-Friendly Phone BOOK LLC Rand Capital Corp [2018-06-21] 23.0
Colmac Holdings Ltd Rand Capital Corp [2015-02-09] 12.7
JAM Capital Partners Management LLC Rand Capital Corp [2014-03-17] 11.6
Invesco Ltd Rand Capital Corp [2014-02-11] 7.2
Utility Service Holding Co Inc Rand Capital Corp [2013-02-14] 10.9
[2013-02-14] None
Form 3/4/5 Filer 2011 - 2025
Rand Capital Corp
Gusky Adam Samuel
Godley Benjamin E
Jaroslawsky Cari L
Penberthy Daniel P
ZAK Robert M
Kailbourne Erland E
Eastgate Heather
Stone Nancy Marie
East Asset Management, LLC
Brechtel Margaret
Grum Allen F
User-Friendly Phone Book, LLC
User-Friendly Holding, LLC
Newman Reginald B II
Utility Service Holding Co., Inc.
Colmac Holdings Ltd
Kenzie Ross B
McLeese Robert S
Orr E Wycliffe Jr
Form 13F Holdings
Firm Period DFND Voting Shares
O'shaughnessy Asset Management LLC [2025-06-30] SOLE 16,360 16,360
Courier Capital LLC [2025-06-30] SOLE 0 15,382
Shufro Rose & Co LLC [2025-06-30] SOLE 0 14,000
UBS Group AG [2025-06-30] DFND 5,807 5,807
Royal Bank of Canada [2025-06-30] DFND 300 300
Harbour Investments Inc [2025-06-30] SOLE 0 7
Wells Fargo & Company/MN [2025-06-30] DFND 1 1
Morgan Stanley [2025-06-30] DFND 1 1
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
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