ZAIS Financial Corp

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ZAIS Financial Corp
TickerRC
CIK #0001527590
CUSIP40049C102
SectorReal Estate & Construction - Real Estate Investment Trusts
AddressTwo Bridge Avenue, Suite 322, Red Bank, NJ 07701
Source [EDGAR]
CIK Filing 2011 - 2024
[0001527590] 10-K
[0001527590] 10-Q
[0001527590] 3
[0001527590] 4
[0001527590] 5
[0001527590] 8-K
[0001527590] D
[0001527590] SC 13D
[0001527590] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Vanguard Group Inc Ready Capital Corp [2021-02-10] 5.14
BlackRock Inc Ready Capital Corp [2020-01-10] 12.5
Farallon Capital Management LLC Sutherland Asset Management Corp [2016-11-14] 6.3
Waterfall Asset Management LLC Sutherland Asset Management Corp [2016-11-10] 45.0
Almitas Capital LLC ZAIS Financial Corp [2016-06-23] 7.4
Almitas Capital LLC ZAIS Financial Corp [2016-02-11] 7.41
West Family Investments Inc ZAIS Financial Corp [2014-05-02] 5.2
BlackRock Inc ZAIS Financial Corp [2014-01-31] 5.5
OP Bank Group Pension Foundation ZAIS Financial Corp [2013-12-17] 2.0
OP Bank Group Pension Fund ZAIS Financial Corp [2013-12-17] 4.0
OP Bank Group Mutual Insurance Co ZAIS Financial Corp [2013-12-17] 0.5
Pine River Capital Management LP ZAIS Financial Corp [2013-12-10] 10.6
Morgan Stanley ZAIS Financial Corp [2013-04-22] 5.1
Form 3/4/5 Filer 2011 - 2024
Ready Capital Corp
Luebbers Kevin M
Mayfield Pinkie Dent
Hirsch Daniel J.
Nathan Gilbert E
Mielle Dominique
Marshall Meredith
Taylor Gary
Reese J Mitchell
Sutherland REIT Holdings, LP
Filipps Frank P
Sinai Todd M.
Ahlborn Andrew
Zausmer Adam
Erving Julius W II
Capasse Thomas E
Petro Andrea
Waterfall Asset Management, LLC
Ross Jack J.
Buttacavoli Thomas
Holman David L.
Mortensen Carole
Herbst Frederick C
Zugel Christian
Motani Nisha
Mudge Daniel
Szymanski Michael
Blank Donna
Ogilvie Marran H.
Hargrave Brian
Zinn James
DeAngelis Denise
Reimer Eric
McDade Paul
Form 13F Holdings
Firm Period DFND Voting Shares
BlackRock Inc. [2023-03-31] SOLE 15,398,151.0 15,573,184.0
Vanguard Group Inc [2023-03-31] SOLE 0.0 6,313,161.0
State Street Corp [2023-03-31] DFND 3,289,740.0 3,486,227.0
Invesco Ltd. [2023-03-31] DFND 0.0 2,185,130.0
Soltis Investment Advisors LLC [2023-03-31] SOLE 0.0 1,681,365.0
Geode Capital Management LLC [2023-03-31] DFND 1,645,673.0 1,645,673.0
Deer Park Road Corp [2023-03-31] OTR 0.0 1,500,000.0
Mission Wealth Management LP [2023-03-31] SOLE 0.0 1,463,087.0
Parallel Advisors LLC [2023-03-31] SOLE 1,415,844.0 1,415,844.0
Quadrant Private Wealth Management LLC [2023-03-31] SOLE 0.0 1,321,453.0
Schechter Investment Advisors LLC [2023-03-31] SOLE 0.0 1,238,170.0
Charles Schwab Investment Management Inc [2023-03-31] SOLE 876,153.0 876,153.0
Northern Trust Corp [2023-03-31] DFND 62,594.0 861,497.0
Creative Planning [2023-03-31] SOLE 0.0 804,490.0
Mirae Asset Global Investments Co., Ltd. [2023-03-31] DFND 755,438.0 755,438.0
Truist Financial Corp [2023-03-31] DFND 749,145.0 749,145.0
Bank of New York Mellon Corp [2023-03-31] DFND 701,348.0 745,373.0
Mariner LLC [2023-03-31] SOLE 1,427.0 729,042.0
Morgan Stanley [2023-03-31] DFND 535,434.0 669,351.0
First Trust Advisors LP [2023-03-31] SOLE 642,053.0 642,053.0
First Foundation Advisors [2023-03-31] SOLE 503,797.0 593,126.0
Principal Financial Group Inc [2023-03-31] DFND 591,773.0 591,773.0
Millennium Management LLC [2023-03-31] SOLE 590,414.0 590,414.0
Verition Fund Management LLC [2023-03-31] SOLE 570,900.0 570,900.0
van Eck Associates Corp [2023-03-31] SOLE 505,595.0 505,595.0
Ameriprise Financial Inc [2023-03-31] DFND 0.0 483,770.0
Spire Wealth Management [2023-03-31] SOLE 0.0 426,179.0
American Financial Group Inc [2023-03-31] DFND 386,120.0 386,120.0
JPMorgan Chase & Co [2023-03-31] DFND 219,721.0 353,113.0
SVB Wealth LLC [2023-03-31] SOLE 344,740.0 344,764.0
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