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Waterfall Asset Management LLC
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CRD # | 137746 |
SEC # | 801-65087 |
CIK # | 0001570717 |
AUM | $18.6 BB (2024-06-24) |
Employees | 168 (43% Investors, 0% Brokers) |
Phone | 212-257-4600 |
Address | 1251 Avenue of The Americas New York, NY 10020 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
---|---|---|---|
RC | 1,418.1 | 32.0 | |
Holdings by Sector ($MM) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | Waterfall LaSalle Fund LLC | [2024-05-10] | 0.0 | 50.0 |
HF | Lake Cascade Fund LP | 2024-03-28 | 1,079.7 | |
HF | LMAP 904 Limited | 2024-03-28 | 55.4 | |
HF | Waterfall Silver Spring Fund LP | [2024-03-28] | 200.2 | 132.1 |
HF | Waterfall Dislocation Opportunity Master Fund II LP | [2024-02-27] | 0.0 | 25.2 |
HF | Waterfall Structured Credit Dislocation Fund LP | [2024-02-27] | 0.7 | 67.2 |
HF | Waterfall Sandstone Opportunity Fund LP | 2023-05-26 | 436.9 | |
PE | WSMF I Onpoint Investor LP | 2023-05-26 | 14.5 | |
HF | Waterfall Atlas Co-Invest Fund LP | 2023-03-31 | 76.0 | |
HF | Waterfall Residential Credit Opportunity Master Fund I LP | [2023-02-23] | 100.2 | 108.0 |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 3 | 2.8 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 46 | 14.9 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 15 | 0.9 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 67 | 18.6 |
By Discretionary | ||
Discretionary | 67 | 18.6 |
Non-Discretionary | 0 | 0.0 |
Total | 67 | 18.6 |
By Non-United States Persons | ||
Non-United States Persons | 11.4 | |
United States Persons | 7.2 | |
Total | 67 | 18.6 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
---|---|---|---|---|
Sean Flynn | 165 | |||
Patrick Harrigan | 134 | |||
Alan Tooker | 131 | |||
Damian Juric | 48 | |||
Ramona Bowry | 28 | |||
Bobby Liu | 18 | |||
Philip Sivin | 9 | |||
Jack Ross | 39 | |||
Waterfall Asset Management LLC | 36 | |||
Kenneth Nick | 29 | |||
View All |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0001570717] | |
3 | [0001570717] | |
4 | [0001570717] | |
SC 13D | [0001570717] | |
SC 13G | [0001570717] |
Form 13D/13G Filer | Form 13D/13G Subject | Filed |
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Waterfall Asset Management LLC | Sutherland Asset Management Corp | [2016-11-10] |
Waterfall Asset Management LLC | FlexShopper Inc | [2015-03-16] |
Waterfall Asset Management LLC | Jacksonville Bancorp Inc /FL/ | [2013-02-28] |
Form 3/4/5 Subject | 2011 - 2024 |
---|---|
Waterfall Asset Management, LLC | |
Ready Capital Corp | |
FlexShopper, Inc. |
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|
WA | 23.0 |
ACORE Capital LP
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|
CA | 20.1 |
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Commonfund OCIO Inc
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Rialto Capital Management LLC
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FL | 17.0 |
Siguler Guff Advisers LLC
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Knighthead Capital Management LLC
✚
|
NY | 16.1 |
Pretium Residential Credit Management LLC
✚
|
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PGIM Luxembourg Sa
✚
|
14.6 |