Waterfall Asset Management LLC

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Assets, Funds, Holdings

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Waterfall Asset Management LLC
CRD #137746
SEC #801-65087
CIK #0001570717
AUM $18.6 BB (2024-06-24)
Employees 168 (43% Investors, 0% Brokers)
Phone212-257-4600
Address1251 Avenue of The Americas
New York, NY 10020
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($BB)
2016128402003201020172025
Sector Form 13F Holdings Cap ($MM) Value ($MM)
RC 1,418.1 32.0
 
 
 
 
 
 
 
 
 
 
Holdings by Sector ($MM)
180144108723602023202320242025
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Waterfall LaSalle Fund LLC [2024-05-10] 0.0 50.0
HF Lake Cascade Fund LP 2024-03-28 1,079.7
HF LMAP 904 Limited 2024-03-28 55.4
HF Waterfall Silver Spring Fund LP [2024-03-28] 200.2 132.1
HF Waterfall Dislocation Opportunity Master Fund II LP [2024-02-27] 0.0 25.2
HF Waterfall Structured Credit Dislocation Fund LP [2024-02-27] 0.7 67.2
HF Waterfall Sandstone Opportunity Fund LP 2023-05-26 436.9
PE WSMF I Onpoint Investor LP 2023-05-26 14.5
HF Waterfall Atlas Co-Invest Fund LP 2023-03-31 76.0
HF Waterfall Residential Credit Opportunity Master Fund I LP [2023-02-23] 100.2 108.0
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 3 2.8
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 46 14.9
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 15 0.9
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 67 18.6
By Discretionary
Discretionary 67 18.6
Non-Discretionary 0 0.0
Total 67 18.6
By Non-United States Persons
Non-United States Persons 11.4
United States Persons 7.2
Total 67 18.6
Form D Directors # Filings # Firms 2011 - 2024
Sean Flynn 165
Patrick Harrigan 134
Alan Tooker 131
Damian Juric 48
Ramona Bowry 28
Bobby Liu 18
Philip Sivin 9
Jack Ross 39
Waterfall Asset Management LLC 36
Kenneth Nick 29
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0001570717]
3 [0001570717]
4 [0001570717]
SC 13D [0001570717]
SC 13G [0001570717]
Form 13D/13G Filer Form 13D/13G Subject Filed
Waterfall Asset Management LLC Sutherland Asset Management Corp [2016-11-10]
Waterfall Asset Management LLC FlexShopper Inc [2015-03-16]
Waterfall Asset Management LLC Jacksonville Bancorp Inc /FL/ [2013-02-28]
Form 3/4/5 Subject 2011 - 2024
Waterfall Asset Management, LLC
Ready Capital Corp
FlexShopper, Inc.
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Pretium Residential Credit Management LLC
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PGIM Luxembourg Sa
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