ZAIS Financial Corp

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ZAIS Financial Corp
TickerRC
CIK #0001527590
CUSIP75574U101
SectorReal Estate & Construction - Real Estate Investment Trusts
AddressTwo Bridge Avenue, Suite 322, Red Bank, NJ 07701
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Ready Capital Corp 2019-11-08 10.3 M Exemption: 506(b) · Duration: One year or less · Revenue: Decline to Disclose
ZAIS Financial Corp 2014-08-20 Exemption: 506(b) · Remaining: $10,000,000 · Duration: More than one year · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001527590] 10-K
[0001527590] 10-Q
[0001527590] 3
[0001527590] 4
[0001527590] 5
[0001527590] 8-K
[0001527590] D
[0001527590] SC 13D
[0001527590] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Amster Howard Ready Capital Corp [2025-08-05] 0.0
Vanguard Group Inc Ready Capital Corp [2021-02-10] 5.14
BlackRock Inc Ready Capital Corp [2020-01-10] 12.5
San Bernardino County Employees' Retirement Association Sutherland Asset Management Corp [2017-02-09] 6.7
Farallon Capital Management LLC Sutherland Asset Management Corp [2016-11-14] 6.3
Waterfall Asset Management LLC Sutherland Asset Management Corp [2016-11-10] 45.0
Almitas Capital LLC ZAIS Financial Corp [2016-06-23] 7.4
Almitas Capital LLC ZAIS Financial Corp [2016-02-11] 7.41
West Family Investments Inc ZAIS Financial Corp [2014-05-02] 5.2
BlackRock Inc ZAIS Financial Corp [2014-01-31] 5.5
OP Bank Group Pension Fund ZAIS Financial Corp [2013-12-17] 4.0
OP Bank Group Mutual Insurance Co ZAIS Financial Corp [2013-12-17] 0.5
OP Bank Group Pension Foundation ZAIS Financial Corp [2013-12-17] 2.0
Pine River Capital Management LP ZAIS Financial Corp [2013-12-10] 10.6
Morgan Stanley ZAIS Financial Corp [2013-04-22] 5.1
Form 3/4/5 Filer 2011 - 2026
Ready Capital Corp
Ahlborn Andrew
Scali Dominick
Marshall Meredith
Nathan Gilbert E
Sinai Todd M
Reese J Mitchell
Mielle Dominique
Taylor Gary
Zausmer Adam
Capasse Thomas E
Ross Jack J
Luebbers Kevin M
Mayfield Pinkie Dent
Petro Andrea
Filipps Frank P
Hirsch Daniel J
Sutherland REIT Holdings LP
Erving Julius W II
Waterfall Asset Management LLC
Buttacavoli Thomas
Holman David L
Herbst Frederick C
Mortensen Carole
Mudge Daniel
Motani Nisha
Szymanski Michael
Zugel Christian
Blank Donna
Ogilvie Marran H
Hargrave Brian
Zinn James
DeAngelis Denise
Reimer Eric
McDade Paul
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Ahlborn Andrew
Common Stock
2026-03-13 Tax withheld 27,950 $1.74 48,633
Scali Dominick
Common Stock
2026-03-13 Tax withheld 26,313 $1.74 45,785
Nathan Gilbert E
Common Stock
2026-03-06 Buy 30,000 $1.95 58,500
Scali Dominick
Common Stock
2026-03-05 Grant 194,175 $0.00
Mielle Dominique
Common Stock
2026-03-05 Grant 58,252 $0.00
Marshall Meredith
Common Stock
2026-03-05 Grant 58,252 $0.00
Nathan Gilbert E
Common Stock
2026-03-05 Buy 10,000 $2.02 20,200
Nathan Gilbert E
Common Stock
2026-03-05 Grant 58,252 $0.00
Ahlborn Andrew
Common Stock
2026-03-05 Grant 291,262 $0.00
Sinai Todd M
Common Stock
2026-03-05 Grant 58,252 $0.00
Reese J Mitchell
Common Stock
2026-03-05 Grant 58,252 $0.00
Ahlborn Andrew
Common Stock
2026-03-02 Grant 600,000 $0.00
Scali Dominick
Performance Stock Units · derivative
2026-03-02 Grant 1,050,000 $0.00
Scali Dominick
Common Stock
2026-03-02 Grant 350,000 $0.00
Ahlborn Andrew
Performance Stock Units · derivative
2026-03-02 Grant 1,800,000 $0.00
Ahlborn Andrew
Common Stock
2025-12-24 Tax withheld 25,248 $2.23 56,303
Ahlborn Andrew
Common Stock
2025-03-12 Buy 10,000 $5.04 50,400
Nathan Gilbert E
Common stock
2025-03-10 Buy 5,000 $5.12 25,600
Taylor Gary
Common Stock
2025-03-10 Buy 10,000 $5.23 52,300
Zausmer Adam
Common Stock
2025-03-07 Buy 10,000 $5.42 54,200
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 243 95,252,530
2025-12-31 269 96,003,950
2025-09-30 278 96,093,386
2025-06-30 303 107,686,230
2025-03-31 315 105,359,779
2024-12-31 278 99,858,740
2024-09-30 279 98,799,116
2024-06-30 273 93,062,212
2024-03-31 271 98,486,201
2023-12-31 264 96,501,797
2023-09-30 264 85,146,514
2023-06-30 259 89,238,818
Form 13F Holdings
Firm Period DFND Voting Shares
Ramsey Quantitative Systems [2026-06-30] SOLE 1,249,003 1,249,003
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 3,728 104,117
BFSG LLC [2026-06-30] SOLE 0 56,921
Lexaurum Advisors LLC [2026-06-30] SOLE 0 51,103
Sound Income Strategies LLC [2026-06-30] SOLE 41,424 41,424
Allied Private Wealth LLC [2026-06-30] SOLE 39,948 39,948
Sowell Financial Services LLC [2026-06-30] SOLE 36,639 36,639
Mission Wealth Management LP [2026-06-30] SOLE 0 26,085
Miller Global Investments LLC [2026-06-30] SOLE 22,393 22,393
Merit Financial Group LLC [2026-06-30] OTR 0 17,481
Sharkey Howes & Javer Inc [2026-06-30] SOLE 0 16,218
B Riley Wealth Advisors Inc [2026-06-30] SOLE 14,167 14,167
NorthCrest Asset Manangement LLC [2026-06-30] SOLE 349 13,290
IFP Advisors LLC [2026-06-30] SOLE 11,197 11,197
Merit Financial Group LLC [2026-06-30] SOLE 15 4,855
Gamma Investing LLC [2026-06-30] DFND 3,413 3,413
Farther Finance Advisors LLC [2026-06-30] SOLE 0 3,315
Aspect Partners LLC [2026-06-30] SOLE 2,004 2,005
True Wealth Design LLC [2026-06-30] SOLE 0 1,563
Bear Mountain Capital Inc [2026-06-30] SOLE 1,092 1,092
MassMutual Private Wealth & Trust FSB [2026-06-30] SOLE 720 720
CX Institutional [2026-06-30] SOLE 0 548
Kozak & Associates Inc [2026-06-30] SOLE 531 531
First Financial Corp /IN/ [2026-06-30] SOLE 520 520
Fortitude Family Office LLC [2026-06-30] SOLE 467 467
Corecap Advisors LLC [2026-06-30] SOLE 0 460
LRI Investments LLC [2026-06-30] SOLE 325 325
Ares Financial Consulting LLC [2026-06-30] SOLE 225 225
Roxbury Financial LLC [2026-06-30] SOLE 0 43
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