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| Keyboard |
| RiverNorth Opportunities Fund Inc | |
|---|---|
| Ticker | RIV |
| CIK # | 0001501072 |
| CUSIP | 76881Y109 |
| Sector | - |
| Address | 325 North LaSalle Street Suite 645, Chicago, IL 60654 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001501072] | 3 | |
| [0001501072] | 4 | |
| [0001501072] | 5 | |
| [0001501072] | 8-K | |
| [0001501072] | SC 13D | |
| [0001501072] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Sit Investment Associates Inc | RiverNorth Opportunities Fund Inc | [2025-11-03] | 0.0 |
| Sit Investment Associates Inc | RiverNorth Opportunities Fund Inc | [2022-02-10] | 5.6 |
| Morgan Stanley | RiverNorth Opportunities Fund Inc | [2020-02-12] | 7.7 |
| RiverNorth Capital Management LLC | RiverNorth Opportunities Fund Inc | [2017-08-10] | 9.0 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Raio Jerry
Common Shares of Beneficial Interest
|
2025-10-10 | Other | 3,834 | $11.95 | 45,816 |
|
O'Neill Stephen Andrew
Common Shares of Beneficial Interest
|
2025-10-10 | Other | 15,000 | $11.95 | 179,250 |
|
RiverNorth Strategic Holdings LLC
Common Stock
|
2025-10-10 | Other | 25,599 | $11.95 | 305,908 |
|
Galley Patrick W
Common Shares of Beneficial Interest
|
2025-10-10 | Other | 112,213 | $11.95 | 1,340,945 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2024-11-22 | Other | 76,796 | ||
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-12-27 | Grant | 12,608 | $11.12 | 140,201 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-12-14 | Grant | 8,674 | $11.06 | 95,934 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-12-08 | Grant | 600 | $10.83 | 6,498 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-12-07 | Grant | 292 | $10.77 | 3,145 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-12-04 | Grant | 1,053 | $10.68 | 11,246 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-12-01 | Grant | 47 | $10.65 | 501 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-11-21 | Grant | 12,400 | $10.50 | 130,200 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-11-20 | Grant | 15,245 | $10.49 | 159,920 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-11-17 | Grant | 18,094 | $10.47 | 189,444 |
|
Raio Jerry
Common Shares of Beneficial Interest
|
2023-10-27 | Buy | 2,500 | $9.74 | 24,350 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-06-02 | Grant | 916 | $11.20 | 10,259 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-05-12 | Grant | 4,539 | $10.98 | 49,838 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-05-11 | Grant | 728 | $11.13 | 8,103 |
|
RiverNorth Capital Management LLC
Common Shares of Beneficial Interest
|
2023-05-10 | Grant | 1,600 | $11.13 | 17,808 |
|
Raio Jerry
Common Shares of Beneficial Interest
|
2023-04-10 | Buy | 1,500 | $11.55 | 17,325 |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 57 | 6,442,185 |
| 2025-12-31 | 58 | 6,296,897 |
| 2025-09-30 | 52 | 5,295,902 |
| 2025-06-30 | 48 | 4,645,721 |
| 2025-03-31 | 47 | 4,372,304 |
| 2024-12-31 | 50 | 4,387,868 |
| 2024-09-30 | 46 | 4,303,450 |
| 2024-06-30 | 50 | 5,291,005 |
| 2024-03-31 | 54 | 8,130,827 |
| 2023-12-31 | 55 | 6,615,510 |
| 2023-09-30 | 43 | 4,507,301 |
| 2023-06-30 | 47 | 4,707,269 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Opal Wealth Advisors LLC | [2026-06-30] | SOLE | 0 | 68,882 |
| Corecap Advisors LLC | [2026-06-30] | SOLE | 0 | 35,436 |
| Seacrest Wealth Management LLC | [2026-06-30] | SOLE | 0 | 21,593 |
| Sequoia Financial Advisors LLC | [2026-06-30] | SOLE | 0 | 14,000 |
| Alterna Wealth Management Inc | [2026-06-30] | SOLE | 0 | 11,007 |
| Highline Wealth Partners LLC | [2026-06-30] | SOLE | 180 | 180 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 83 | Prev | Page 1 | Next |