RiverNorth Opportunities Fund Inc

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RiverNorth Opportunities Fund Inc
TickerRIV
CIK #0001501072
CUSIP76881Y109
Sector -
Address325 North LaSalle Street Suite 645, Chicago, IL 60654
Source [EDGAR]
CIK Filing 2011 - 2025
[0001501072] 3
[0001501072] 4
[0001501072] 5
[0001501072] 8-K
[0001501072] SC 13D
[0001501072] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
SIT Investment Associates Inc RiverNorth Opportunities Fund Inc [2022-02-10] 5.6
Morgan Stanley RiverNorth Opportunities Fund Inc [2020-02-12] 7.7
RiverNorth Capital Management LLC RiverNorth Opportunities Fund Inc [2017-08-10] 9.0
Form 3/4/5 Filer 2011 - 2025
RiverNorth Opportunities Fund Inc
Raio Jerry
O'Neill Stephen Andrew
Galley Patrick W.
RiverNorth Strategic Holdings, LLC
RiverNorth Capital Management LLC
Hutchens John Wayne
Mougin Lisa Bruckert
Parmentier William R Jr
McClure Robert Douglas
Spahr Laton
Burns Kathryn
French Allen
Rettinger Erich
Duran Troy Anthony
Meloni Andrew P
Kuchli Andrea E
Buchanan Patrick D
Sutula Matthew
Alps Advisors Inc
Swanson David
Oakes John S.
Schmucker Brian H
Khwaja-Dixon Sareena
Sleightholme Michael
Kerschen Jill
Noyes Richard Craig
SS&C Technologies Holdings Inc
Moore Christopher
Alps Holdings Inc
DST Systems Inc
Hunt Aisha
Burke Edmund J
May Jeremy O
Carter John K
Nelson Erin Douglas
Murray Abigail J
Ruppel Valerie Lynn
Swenson Bradley J
Carter Thomas Anthony
Mohrhardt Jonathan M.
Collins Marcus L
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2025-06-30] DFND 1 1,766,557
LPL Financial LLC [2025-06-30] SOLE 0 446,832
Wells Fargo & Company/MN [2025-06-30] DFND 2 257,869
Royal Bank of Canada [2025-06-30] DFND 201,206 201,206
Envestnet Asset Management Inc [2025-06-30] SOLE 189,654 189,654
Principal Securities Inc [2025-06-30] SOLE 0 182,592
Tennessee Valley Asset Management Partners [2025-06-30] SOLE 0 137,601
Marks Group Wealth Management Inc [2025-06-30] SOLE 115,399 115,399
Baird Financial Group, Inc. [2025-06-30] DFND 112,807 112,807
Everstar Asset Management LLC [2025-06-30] SOLE 0 103,746
Stifel Financial Corp [2025-06-30] DFND 5,333 93,610
Nations Financial Group Inc /IA/ /ADV [2025-06-30] SOLE 0 88,088
Osaic Holdings Inc [2025-06-30] DFND 0 76,782
Raymond James Financial Inc [2025-06-30] DFND 0 63,215
Advisor OS LLC [2025-06-30] SOLE 0 53,665
Bank of America Corp /DE/ [2025-06-30] DFND 0 47,442
Allworth Financial LP [2025-06-30] SOLE 0 47,096
Oppenheimer & Co Inc [2025-06-30] SOLE 43,387 43,387
Kovack Advisors Inc [2025-06-30] SOLE 0 38,285
Janney Montgomery Scott LLC [2025-06-30] SOLE 37,105 37,105
Shaker Financial Services LLC [2025-06-30] SOLE 30,464 30,464
Total Wealth Planning & Management, Inc. [2025-06-30] SOLE 27,108 27,108
Wedbush Securities Inc [2025-06-30] SOLE 0 25,910
Corecap Advisors LLC [2025-06-30] SOLE 24,100 24,100
Commonwealth Equity Services LLC [2025-06-30] SOLE 0 24,091
Opal Wealth Advisors LLC [2025-06-30] SOLE 0 21,641
UBS Group AG [2025-06-30] DFND 0 20,282
Westside Investment Management, Inc. [2025-06-30] SOLE 0 20,000
Seacrest Wealth Management LLC [2025-06-30] SOLE 0 19,313
Hightower Advisors LLC [2025-06-30] SOLE 19,280 19,280
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