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| Keyboard |
| Saratoga Investment Corp | |
|---|---|
| Ticker | SAR |
| CIK # | 0001377936 |
| CUSIP | 80349A208 |
| Sector | - |
| Address | 535 Madison Avenue, New York, NY 10022 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001377936] | 10-K | |
| [0001377936] | 10-Q | |
| [0001377936] | 3 | |
| [0001377936] | 4 | |
| [0001377936] | 5 | |
| [0001377936] | 8-K | |
| [0001377936] | SC 13D | |
| [0001377936] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Truist Financial Corp | Saratoga Investment Corp | [2021-02-17] | 7.936 |
| Black Diamond Capital Management LLC | Saratoga Investment Corp | [2021-02-16] | 8.2 |
| Truist Financial Corp | Saratoga Investment Corp | [2020-07-27] | 13.752 |
| Karpus Management Inc | Saratoga Investment Corp | [2017-01-11] | 40.0 |
| Oberbeck Elizabeth | Saratoga Investment Corp | [2014-10-27] | 13.8 |
| Inglesby Thomas V | Saratoga Investment Corp | [2014-01-06] | 5.01 |
| [2012-03-20] | None | ||
| Magten Asset Management Corp | Saratoga Investment Corp | [2012-01-10] | 5.1 |
| Form 3/4/5 Filer | 2011 - 2026 |
|---|---|
| Oberbeck Christian L | |
| Saratoga Investment Corp | |
| Steenkamp Henri J | |
| Looney Steven M | |
| Williams George Cabell III | |
| Oberbeck Elizabeth | |
| Grisius Michael J |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Oberbeck Christian L
Common Stock
|
2026-01-29 | Gift | 1,000 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2025-12-19 | Gift | 1,000 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2025-12-11 | Gift | 5,200 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2025-12-11 | Gift | 7,800 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2025-12-11 | Gift | 7,800 | $0.00 | |
|
Common Stock
|
2025-09-23 | Other | 606 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2025-07-31 | Other | 2,252 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2025-07-30 | Other | 48 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2025-07-29 | Other | 28,261 | $0.00 | |
|
Steenkamp Henri J
Common Stock
|
2025-07-29 | Other | 4,373 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2024-12-02 | Gift | 5,120 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2024-12-02 | Gift | 7,680 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2024-12-02 | Gift | 7,680 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2024-11-05 | Other | 430 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2024-10-07 | Other | 248 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2024-08-13 | Other | 635 | $0.00 | |
|
Steenkamp Henri J
Common Stock
|
2024-08-12 | Other | 5,514 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2024-08-12 | Other | 27,256 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2023-12-13 | Gift | 4,472 | $0.00 | |
|
Oberbeck Christian L
Common Stock
|
2023-12-13 | Gift | 6,708 | $0.00 | |
| showing 20 of 124 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 64 | 1,982,876 |
| 2025-12-31 | 72 | 2,157,389 |
| 2025-09-30 | 72 | 2,308,106 |
| 2025-06-30 | 67 | 2,385,952 |
| 2025-03-31 | 69 | 2,535,048 |
| 2024-12-31 | 68 | 2,210,753 |
| 2024-09-30 | 61 | 1,999,049 |
| 2024-06-30 | 60 | 2,010,546 |
| 2024-03-31 | 63 | 2,298,664 |
| 2023-12-31 | 73 | 2,614,475 |
| 2023-09-30 | 67 | 2,463,364 |
| 2023-06-30 | 69 | 1,806,402 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Hennion & Walsh Asset Management Inc | [2026-06-30] | SOLE | 127,040 | 127,040 |
| Wealthcare Advisory Partners LLC | [2026-06-30] | SOLE | 0 | 49,141 |
| Next Level Private LLC | [2026-06-30] | SOLE | 0 | 43,527 |
| Focus Financial Network Inc | [2026-06-30] | SOLE | 0 | 25,218 |
| Register Financial Advisors LLC | [2026-06-30] | SOLE | 0 | 6,027 |
| IFP Advisors LLC | [2026-06-30] | SOLE | 1,000 | 1,000 |
| Alaska Retirement Management Board | [2026-06-30] | SOLE | 630 | 630 |
| PFS Partners LLC | [2026-06-30] | SOLE | 0 | 503 |
| Strategic Investment Solutions Inc /IL | [2026-06-30] | SOLE | 0 | 100 |
| MJT & Associates Financial Advisory Group Inc | [2026-06-30] | SOLE | 94 | 94 |
| West Financial Advisors LLC | [2026-06-30] | SOLE | 0 | 57 | Prev | Page 1 | Next |