Saratoga Investment Corp

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Saratoga Investment Corp
TickerSAR
CIK #0001377936
CUSIP80349A208
Sector -
Address535 Madison Avenue, New York, NY 10022
Source [EDGAR]
CIK Filing 2011 - 2025
[0001377936] 10-K
[0001377936] 10-Q
[0001377936] 3
[0001377936] 4
[0001377936] 5
[0001377936] 8-K
[0001377936] SC 13D
[0001377936] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Truist Financial Corp Saratoga Investment Corp [2021-02-17] 7.936
Black Diamond Capital Management LLC Saratoga Investment Corp [2021-02-16] 8.2
Truist Financial Corp Saratoga Investment Corp [2020-07-27] 13.752
Karpus Management Inc Saratoga Investment Corp [2017-01-11] 40.0
Oberbeck Elizabeth Saratoga Investment Corp [2014-10-27] 13.8
Inglesby Thomas V Saratoga Investment Corp [2014-01-06] 5.01
[2012-03-20] None
Magten Asset Management Corp Saratoga Investment Corp [2012-01-10] 5.1
Form 3/4/5 Filer 2011 - 2025
Oberbeck Christian L
Saratoga Investment Corp
Steenkamp Henri J
Looney Steven M
Williams George Cabell III
Oberbeck Elizabeth
Grisius Michael J
Form 13F Holdings
Firm Period DFND Voting Shares
Two Sigma Advisers LP [2025-06-30] SOLE 224,300 231,800
Hennion & Walsh Asset Management Inc [2025-06-30] SOLE 208,608 208,608
LIDO Advisors LLC [2025-06-30] SOLE 0 186,253
Two Sigma Investments LP [2025-06-30] SOLE 175,840 175,840
Private Advisor Group LLC [2025-06-30] SOLE 0 151,280
Advisors Asset Management Inc [2025-06-30] SOLE 105,285 105,285
Wells Fargo & Company/MN [2025-06-30] DFND 1 100,920
LPL Financial LLC [2025-06-30] SOLE 0 96,684
Legal & General Group Plc [2025-06-30] DFND 94,950 94,950
Morgan Stanley [2025-06-30] DFND 5,347 77,913
BlackRock, Inc. [2025-06-30] SOLE 69,598 69,598
Ameriprise Financial Inc [2025-06-30] DFND 0 66,899
International Assets Investment Management LLC [2025-06-30] SOLE 0 52,610
Ethos Financial Group LLC [2025-06-30] SOLE 0 48,596
Palogic Value Management LP [2025-06-30] SOLE 0 46,680
Trexquant Investment LP [2025-06-30] SOLE 43,253 43,253
Citadel Advisors LLC [2025-06-30] DFND 43,100 43,100
Wealthcare Advisory Partners LLC [2025-06-30] SOLE 0 39,926
Next Level Private LLC [2025-06-30] SOLE 0 39,154
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 36,300
Susquehanna International Group LLP [2025-06-30] OTR 0 36,000
Redhawk Wealth Advisors Inc [2025-06-30] SOLE 0 34,092
JB Capital Partners LP [2025-06-30] SOLE 0 33,847
DA Davidson & Co [2025-06-30] SOLE 31,109 31,109
Raymond James Financial Inc [2025-06-30] DFND 0 30,868
CURI Capital LLC [2025-06-30] SOLE 30,000 30,000
Commonwealth Equity Services LLC [2025-06-30] SOLE 0 24,287
Royal Bank of Canada [2025-06-30] DFND 15,733 22,297
PFG Advisors [2025-06-30] SOLE 0 21,911
Kovitz Investment Group Partners LLC [2025-06-30] SOLE 4,688 17,845
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