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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Bank of America Corp /DE/	[2020-09-30]	DFND	1.7	25.1
Morgan Stanley	[2020-09-30]	DFND	0.0	1.9
UBS Group AG	[2020-09-30]	DFND	0.0	1.3
LPL Financial LLC	[2020-09-30]	SOLE	0.0	0.9
Wells Fargo & Co/Mn	[2020-09-30]	DFND	0.9	0.9
Royal Bank of Canada	[2020-09-30]	DFND	0.3	0.4
Raymond James & Associates	[2020-09-30]	SOLE	0.0	0.4
Portfolio Strategies Inc	[2020-09-30]	SOLE	0.0	0.3
Advisor Group Holdings Inc	[2020-09-30]	DFND	0.0	0.3
Envestnet Asset Management Inc	[2020-09-30]	SOLE	0.3	0.3
Ameriprise Financial Inc	[2020-09-30]	DFND	0.0	0.3
MML Investors Services LLC	[2020-09-30]	DFND	0.0	0.3
Venator Capital Management Ltd	[2020-09-30]	SOLE	0.2	0.2
Raymond James Financial Services Advisors Inc	[2020-09-30]	SOLE	0.0	0.2
Susquehanna International Group LLP	[2020-09-30]	DFND	0.0	0.2
Cambridge Investment Research Advisors Inc	[2020-09-30]	SOLE	0.0	0.2
JPMorgan Chase & Co	[2020-09-30]	DFND	0.2	0.2
Wade G W & Inc	[2020-09-30]	SOLE	0.0	0.2
Stratos Wealth Partners Ltd	[2020-09-30]	SOLE	0.0	0.2
Private Advisor Group LLC	[2020-09-30]	SOLE	0.0	0.2
Citadel Advisors LLC	[2020-09-30]	DFND	0.2	0.2
Kestra Advisory Services LLC	[2020-09-30]	SOLE	0.0	0.1
PNC Financial Services Group Inc	[2020-09-30]	DFND	0.1	0.1
Stifel Financial Corp	[2020-09-30]	DFND	0.1	0.1
Commonwealth Equity Services LLC	[2020-09-30]	SOLE	0.0	0.1
CIBC World Markets Inc.	[2020-09-30]	SOLE	0.1	0.1
PNC Financial Services Group Inc	[2020-09-30]	OTR	0.1	0.1
Qube Research & Technologies Ltd	[2020-09-30]	SOLE	0.1	0.1
Level Four Advisory Services LLC	[2020-09-30]	SOLE	0.0	0.1
Northwestern Mutual Wealth Management Co	[2020-09-30]	DFND	0.0	0.1
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