TCW Strategic Income Fund Inc

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TCW Strategic Income Fund Inc
TickerTSI
CIK #0000809559
CUSIP872340104
Sector -
Address865 S Figueroa St Ste 1800, Los Angeles, CA 90017
Source [EDGAR]
CIK Filing 2011 - 2026
[0000809559] 3
[0000809559] 4
[0000809559] 8-K
[0000809559] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
1607 Capital Partners LLC TCW Strategic Income Fund Inc [2026-05-15] 0.0
Focus Partners Wealth TCW Strategic Income Fund Inc [2026-05-12] 0.0
1607 Capital Partners LLC TCW Strategic Income Fund Inc [2025-05-15] 0.0
First Trust Portfolios LP TCW Strategic Income Fund Inc [2024-10-25] 8.91
Relative Value Partners Group LLC TCW Strategic Income Fund Inc [2024-07-10] 5.65
JP Wealth Management Inc TCW Strategic Income Fund Inc [2023-03-06] 7.24
Nomura Holdings Inc TCW Strategic Income Fund Inc [2022-02-14] 5.5
Sit Investment Associates Inc TCW Strategic Income Fund Inc [2022-02-10] 6.4
Relative Value Partners Group LLC TCW Strategic Income Fund Inc [2019-02-11] 11.37
Relative Value Partners Group LLC TCW Strategic Income Fund Inc [2018-02-09] 12.05
Relative Value Partners Group LLC TCW Strategic Income Fund Inc [2017-02-10] 12.01
First Trust Portfolios LP TCW Strategic Income Fund Inc [2017-01-25] 5.53
Relative Value Partners Group LLC TCW Strategic Income Fund Inc [2016-02-16] 12.61
Relative Value Partners Group LLC TCW Strategic Income Fund Inc [2015-08-10] 11.58
Relative Value Partners LLC TCW Strategic Income Fund Inc [2015-06-08] 10.27
Relative Value Partners LLC TCW Strategic Income Fund Inc [2015-02-13] 6.46
Form 3/4/5 Filer 2011 - 2026
TCW Strategic Income Fund Inc
Haden Patrick C
Rooney Robert Gerald
McMillan Peter
Rogers Victoria B
Terzian Alenoush
Vick David
Swell Michael
King Martin Luther III
Tarica Andrew
Flack Mitch
Landmann Laird
Engelsman Jeffrey A
Kane Steve
Rivelle Tad
Gavin John A
Eisen Lisa E
Kerr Janet
Parker Charles A
Bell Samuel P
Lippman David
Villa Richard
Jackson Meredith S
Cahill Michael E
Hawley George
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Rooney Robert Gerald
Subscription Rights for Shares of Common Stock (right to buy · derivative
2026-03-27 Option exercise 20,499
McMillan Peter
Subscription Rights for Shares of Common Stock (right to buy · derivative
2026-03-27 Option exercise 307,915
Haden Patrick C
Common Stock
2026-03-27 Option exercise 21,430 $4.47 95,792
Haden Patrick C
Subscription Rights for Shares of Common Stock (right to buy · derivative
2026-03-27 Option exercise 64,290
Rogers Victoria B
Common Stock
2026-03-27 Option exercise 5,400 $4.47 24,138
McMillan Peter
Common Stock
2026-03-27 Option exercise 193,761 $4.47 866,112
Rogers Victoria B
Subscription Rights for Shares of Common Stock (right to buy · derivative
2026-03-27 Option exercise 16,200
McMillan Peter
Common Stock
2026-02-20 Buy 50,000 $4.64 232,000
McMillan Peter
Common Stock
2026-02-18 Buy 32,610 $4.70 153,267
McMillan Peter
Common Stock
2026-02-13 Buy 17,390 $4.71 81,907
McMillan Peter
Common Stock
2026-02-12 Buy 179,522 $4.73 849,139
McMillan Peter
Common Stock
2026-02-11 Buy 10,478 $4.74 49,666
Rooney Robert Gerald
Common Stock
2025-12-01 Buy 500 $4.92 2,460
Rooney Robert Gerald
Common Stock
2025-12-01 Buy 7,400 $4.93 36,482
Rooney Robert Gerald
Common Stock
2025-11-28 Buy 2,000 $4.93 9,860
Rooney Robert Gerald
Common Stock
2025-11-28 Buy 2,174 $4.92 10,696
Rooney Robert Gerald
Common Stock
2025-11-26 Buy 4 $4.91 20
Rooney Robert Gerald
Common Stock
2025-11-25 Buy 8,422 $4.93 41,520
Rooney Robert Gerald
Common Stock
2025-03-27 Option exercise 8,833 $4.47 39,484
Tarica Andrew
common stock
2024-11-11 Sell 4,537 $5.08 23,048
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 70 20,216,341
2025-12-31 65 14,921,043
2025-09-30 60 13,502,744
2025-06-30 65 14,234,960
2025-03-31 64 14,551,516
2024-12-31 66 13,786,495
2024-09-30 65 10,897,928
2024-06-30 68 8,904,343
2024-03-31 67 12,212,422
2023-12-31 74 12,008,553
2023-09-30 71 10,963,886
2023-06-30 69 10,635,411
Form 13F Holdings
Firm Period DFND Voting Shares
JP Wealth Management Inc [2026-06-30] SOLE 4,493,487 4,493,487
Diversified Management Inc [2026-06-30] SOLE 1,221,313 1,300,762
Northside Capital Management LLC [2026-06-30] SOLE 981,401 1,030,526
Riverbridge Partners LLC [2026-06-30] SOLE 297,011 298,509
Noble Wealth Management PBC [2026-06-30] SOLE 276,747 276,747
RDA Financial Network [2026-06-30] SOLE 0 57,805
Cary Street Partners Financial LLC [2026-06-30] DFND 40,594 40,594
Sowell Financial Services LLC [2026-06-30] SOLE 33,231 33,231
Whitener Capital Management Inc [2026-06-30] SOLE 15,185 15,185
Farther Finance Advisors LLC [2026-06-30] SOLE 0 3,008
GHP Investment Advisors Inc [2026-06-30] SOLE 521 521
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