UBS Group AG

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UBS Group AG
TickerUBS
CIK #0001610520
CUSIPH42097107
SectorFinance - National Commercial Banks
AddressBahnhofstrasse 45, Zurich, CH-8001
Source [EDGAR]
CIK Filing 2011 - 2024
[0001610520] 13F-HR
[0001610520] 3
[0001610520] 4
[0001610520] 6-K
[0001610520] SC 13D
[0001610520] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
UBS Group AG BlackRock Multi-Sector Opportunities Trust II [2023-06-08] 10.02
UBS Group AG Abrdn Global Infrastructure Income Fund [2023-02-08] 5.27
UBS Group AG Huya Inc [2023-02-08] 7.93
UBS Group AG Rivernorth/Doubleline Strategic Opportunity Fund Inc [2023-02-08] 8.03
UBS Group AG Vipshop Holdings Ltd [2022-05-10] 13.4
BlackRock Inc UBS Group AG [2022-02-04] 5.1
UBS Group AG Aberdeen Income Credit Strategies Fund [2021-06-09] 20.3
UBS Group AG Gabelli Dividend & Income Trust [2021-05-10] 24.15
UBS Group AG Rivernorth/Doubleline Strategic Opportunity Fund Inc [2021-02-08] 7.03
UBS Group AG Waitr Holdings Inc [2020-02-11] 6.68
UBS Group AG Hilton Grand Vacations Inc [2020-02-11] 5.08
UBS Group AG First Majestic Silver Corp [2020-02-11] 5.4
UBS Group AG Nuveen Tax Advantaged Total Return Strategy Fund [2020-02-11] 5.69
UBS Group AG New York Mortgage Trust Inc [2020-02-11] 5.88
UBS Group AG Bain Capital Specialty Finance Inc [2020-02-11] 5.61
UBS Group AG Aytu Bioscience Inc [2019-03-08] 16.14
UBS Group AG Pilgrim Bancshares Inc [2019-02-15] 0.88
UBS Group AG Manitowoc Co Inc [2019-02-15] 5.58
UBS Group AG Consumer Portfolio Services Inc [2019-02-15] 8.81
UBS Group AG New Home Co Inc [2019-02-15] 0.64
UBS Group AG Falcon Minerals Corp [2019-02-15] 0.27
UBS Group AG Proqr Therapeutics NV [2019-02-15] 5.39
UBS Group AG Kayne Anderson Mlp/Midstream Investment Co [2019-02-15] 5.27
UBS Group AG Welbilt Inc [2019-02-15] 7.22
UBS Group AG Paratek Pharmaceuticals Inc [2019-02-15] 6.6
UBS Group AG Encore Capital Group Inc [2019-02-15] 5.03
UBS Group AG Mesa Air Group Inc [2019-02-15] 0.29
UBS Group AG DHI Group Inc [2019-02-15] 0.57
UBS Group AG Voyager Therapeutics Inc [2019-02-15] 6.1
UBS Group AG Alphatec Holdings Inc [2019-02-15] 6.86
UBS Group AG Shire PLC [2019-02-15] 0.17
UBS Group AG Silverbow Resources Inc [2019-02-15] 8.66
UBS Group AG Eldorado Resorts Inc [2019-02-15] 6.65
UBS Group AG Orbcomm Inc [2019-02-15] 7.05
UBS Group AG Pandora Media LLC [2019-02-15] 5.51
UBS Group AG Cellectar Biosciences Inc [2019-02-15] 6.84
UBS Group AG Western Asset Mortgage Capital Corp [2019-02-15] 5.87
UBS Group AG Barings BDC Inc [2019-02-15] 5.3
UBS Group AG Sundance Energy Australia Ltd [2019-02-15] 6.38
UBS Group AG Alimera Sciences Inc [2019-02-14] 6.99
UBS Group AG Achieve Life Sciences Inc [2019-02-14] 6.74
UBS Group AG Viveve Medical Inc [2019-02-14] 5.2
UBS Group AG Antares Pharma Inc [2019-02-14] 8.34
UBS Group AG Hopfed Bancorp Inc [2019-02-08] 10.41
UBS Group AG Tenet Healthcare Corp [2019-01-23] 12.19
UBS Group AG Hamilton Bancorp Inc [2019-01-11] 10.02
UBS Group AG Vical Inc [2019-01-11] 10.64
UBS Group AG Valeritas Holdings Inc [2019-01-11] 15.48
UBS Group AG Nuverra Environmental Solutions Inc [2019-01-11] 44.38
UBS Group AG Anchor Bancorp [2018-10-10] 10.8
UBS Group AG Pain Therapeutics Inc [2018-09-10] 12.77
UBS Group AG Intellipharmaceutics International Inc [2018-06-11] 16.1
UBS Group AG Ophthotech Corp [2018-06-11] 10.8
UBS Group AG Gabelli Multimedia Trust Inc [2018-05-25] 40.0
UBS Group AG American Energy Group Ltd [2018-02-14] 5.34
UBS Group AG Zillow Group Inc [2018-02-14] 7.3
UBS Group AG John Hancock Tax-Advantaged Dividend Income Fund [2018-02-13] 5.36
UBS Group AG Safety Income & Growth Inc [2018-02-13] 8.66
UBS Group AG Morgan Stanley Emerging Markets Domestic Debt Fund Inc [2018-02-13] 5.22
UBS Group AG Evogene Ltd [2018-02-13] 5.17
UBS Group AG Nuveen Tax Advantaged Total Return Strategy Fund [2018-02-13] 5.16
UBS Group AG BlackRock Multi-Sector Income Trust [2018-02-13] 6.97
UBS Group AG Western Asset Corporate Loan Fund Inc [2018-02-13] 5.59
UBS Group AG Prudential Short Duration High Yield Fund Inc [2018-02-09] 10.65
UBS Group AG Changyoucom Ltd [2018-02-09] 8.62
BlackRock Inc UBS Group AG [2018-02-01] 5.3
UBS Group AG Western Asset Intermediate Muni Fund Inc [2016-03-14] 19.23
UBS Group AG Western Asset Managed Municipals Fund Inc [2016-03-14] 35.0
UBS Group AG GI Dynamics Inc [2016-02-10] 6.42
UBS Group AG Western Asset Managed High Income Fund Inc [2016-02-09] 5.05
UBS Group AG Apollo Global Management LLC [2016-02-09] 5.65
UBS Group AG American Capital Mortgage Investment Corp [2016-02-09] 5.16
UBS Group AG Truecar Inc [2016-02-09] 7.97
UBS Group AG Bancroft Fund Ltd [2016-02-09] 5.66
UBS Group AG Cheniere Energy Partners LP [2016-02-09] 5.0
UBS Group AG Crane Co /DE/ [2016-02-09] 6.42
UBS Group AG Sanchez Production Partners LP [2016-02-09] 5.75
UBS Group AG Ellsworth Growth & Income Fund Ltd [2016-02-09] 6.16
UBS Group AG Consol Energy Inc [2016-02-09] 5.31
UBS Group AG UBS AG [2015-05-07] 0.0
UBS Group AG Western Asset Municipal Partners Fund Inc [2015-04-10] 7.57
BlackRock Inc UBS Group AG [2015-02-03] 5.1
UBS Group AG OFS Capital Corp [2015-01-21] 5.44
UBS Group AG Western Asset Investment Grade Defined Opportunity Trust Inc [2015-01-21] 7.38
UBS Group AG Herbalife Ltd [2015-01-21] 6.4
UBS Group AG Tuniu Corp [2015-01-21] 7.72
UBS Group AG Sunoco LP [2015-01-21] 5.31
UBS Group AG 500Com Ltd [2015-01-21] 7.99
UBS Group AG Markwest Energy Partners L P [2015-01-21] 6.13
UBS Group AG Autohome Inc [2015-01-21] 7.56
UBS Group AG Zillow Inc [2015-01-21] 5.29
UBS Group AG Trulia Inc [2015-01-21] 7.01
GIC Private Ltd UBS Group AG [2014-12-16] 7.07
Form 3/4/5 Filer 2011 - 2024
UBS Group AG
Western Asset Managed Municipals Fund Inc
Western Asset Intermediate Muni Fund Inc
Western Asset Municipal Partners Fund Inc
Virtus Convertible & Income Fund
Virtus Convertible & Income Fund II
Gabelli Dividend & Income Trust
Eaton Vance Ltd Duration Income Fund
Eaton Vance Senior Floating Rate Trust
Alliance California Municipal Income Fund
AllianceBernstein National Municipal Income Fund
Franklin Ltd Duration Income Trust
Gabelli Multimedia Trust Inc
Pioneer Municipal High Income Advantage Fund Inc
Pioneer Municipal High Income Fund Inc
BlackRock Municipal 2020 Term Trust
Eaton Vance Senior Income Trust
PIMCO Corporate & Income Strategy Fund
Eaton Vance New York Municipal Income Trust
Eaton Vance Municipal Income Trust
Eaton Vance Pennsylvania Municipal Income Trust
Eaton Vance California Municipal Income Trust
Eaton Vance New Jersey Municipal Income Trust
Eaton Vance Ohio Municipal Income Trust
Eaton Vance Massachusetts Municipal Income Trust
Eaton Vance Michigan Municipal Income Trust
Eaton Vance New Jersey Municipal Bond Fund
Eaton Vance Michigan Municipal Bond Fund
Eaton Vance Pennsylvania Municipal Bond Fund
Eaton Vance New York Municipal Bond Fund II
Eaton Vance California Municipal Bond Fund II
Eaton Vance Municipal Bond Fund II
Eaton Vance Massachusetts Municipal Bond Fund
Eaton Vance Ohio Municipal Bond Fund
PIMCO Corporate & Income Opportunity Fund
PIMCO New York Municipal Income Fund II
PIMCO California Municipal Income Fund III
PIMCO Municipal Income Fund III
PIMCO California Municipal Income Fund
PIMCO Income Strategy Fund
PIMCO High Income Fund
PIMCO Income Strategy Fund II
PIMCO Municipal Income Fund II
PIMCO New York Municipal Income Fund
PIMCO New York Municipal Income Fund III
PIMCO Municipal Income Fund
PIMCO California Municipal Income Fund II
BNY Mellon Strategic Municipals Inc
BNY Mellon Municipal Income Inc
BNY Mellon Strategic Municipal Bond Fund Inc
Form 13F Holdings
Firm Period DFND Voting Shares
UBS Group AG [2023-03-31] DFND 0.0 311,701,836.0
Dodge & Cox [2023-03-31] SOLE 150,434,998.0 155,111,813.0
Credit Suisse AG [2023-03-31] DFND 80,672,444.0 104,298,725.0
Vanguard Group Inc [2023-03-31] SOLE 0.0 73,342,393.0
Massachusetts Financial Services Co /MA/ [2023-03-31] SOLE 57,931,075.0 57,931,075.0
Massachusetts Financial Services Co /MA/ [2023-03-31] DFND 0.0 53,889,232.0
Goldman Sachs Group Inc [2023-03-31] DFND 40,743,293.0 50,732,363.0
Zurcher Kantonalbank (Zurich Cantonalbank) [2023-03-31] SOLE 40,185,195.0 43,715,631.0
FMR LLC [2023-03-31] DFND 32,936,347.0 35,824,103.0
Vanguard Group Inc [2023-03-31] DFND 0.0 30,520,808.0
Pictet Asset Management Sa [2023-03-31] DFND 1.0 29,444,418.0
Vontobel Holding Ltd. [2023-03-31] DFND 10,947,711.0 23,879,914.0
Wellington Management Group LLP [2023-03-31] DFND 0.0 19,240,267.0
Bank of America Corp /DE/ [2023-03-31] DFND 10,134,254.0 18,219,281.0
Deutsche Bank AG [2023-03-31] DFND 3,073,060.0 15,522,373.0
Amundi [2023-03-31] DFND 14,741,000.0 14,744,286.0
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt [2023-03-31] DFND 8,706,634.0 11,822,249.0
JPMorgan Chase & Co [2023-03-31] DFND 10,200,303.0 10,608,398.0
Morgan Stanley [2023-03-31] DFND 4,954,084.0 9,655,739.0
Causeway Capital Management LLC [2023-03-31] SOLE 6,343,391.0 9,650,640.0
Sumitomo Mitsui Trust Holdings, Inc. [2023-03-31] DFND 9,512,806.0 9,512,806.0
Royal Bank of Canada [2023-03-31] DFND 9,108,994.0 9,153,941.0
Allianz Asset Management GmbH [2023-03-31] DFND 5,846,301.0 8,854,712.0
Russell Investments Group, Ltd. [2023-03-31] DFND 6,235,786.0 8,137,875.0
DekaBank Deutsche Girozentrale [2023-03-31] DFND 7,807,303.0 7,807,303.0
Bank of New York Mellon Corp [2023-03-31] DFND 6,670,872.0 6,839,315.0
Capital World Investors [2023-03-31] DFND 6,156,757.0 6,156,757.0
Canada Pension Plan Investment Board [2023-03-31] SOLE 6,031,105.0 6,031,105.0
Eisler Capital UK Ltd [2023-03-31] SOLE 4,993,800.0 5,493,800.0
Banque Cantonale Vaudoise [2023-03-31] SOLE 2,991,754.0 5,218,548.0
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