UBS AG

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UBS AG
TickerUCIB
CIK #0001114446
CUSIP90274D390
SectorFinance - National Commercial Banks
AddressBahnhofstrasse 45 PO Box Ch 8001, Zurich, CH 8001
Source [EDGAR]
CIK Filing 2011 - 2025
[0001114446] 13F-HR
[0001114446] 13F-NT
[0001114446] 4
[0001114446] 6-K
[0001114446] SC 13D
[0001114446] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
UBS Group AG UBS AG [2015-05-07] 0.0
RiverNorth Capital Management LLC UBS AG [2015-02-17] 8.54
Fifth Third Bancorp UBS AG [2015-02-10] 27.01
UBS AG Brookfield Mortgage Opportunity Income Fund Inc [2014-02-13] 8.22
UBS AG Virtus Global Multi-Sector Income Fund [2014-02-13] 8.9
UBS AG BlackRock California Municipal 2018 Term Trust [2014-02-13] 6.33
UBS AG Amira Nature Foods Ltd [2013-02-13] 6.53
UBS AG Promotora de Informaciones Sa /FI [2013-02-13] 5.86
[2013-02-11] None
[2012-04-10] None
UBS AG Blackstone / GSO Long-Short Credit Income Fund [2012-02-08] 6.83
Form 3/4/5 Filer 2011 - 2025
UBS AG
BlackRock Municipal 2020 Term Trust
BlackRock Florida Municipal 2020 Term Trust
Virtus Convertible & Income Fund II
American Municipal Income Portfolio Inc
Minnesota Municipal Income Portfolio Inc
First American Minnesota Municipal Income Fund II Inc
Eaton Vance Senior Floating-Rate Trust
Pioneer High Income Fund Inc
Franklin Ltd Duration Income Trust
Eaton Vance Senior Income Trust
PIMCO Income Strategy Fund II
PIMCO Corporate & Income Opportunity Fund
BNY Mellon Strategic Municipals Inc
BNY Mellon Municipal Income Inc
BNY Mellon Strategic Municipal Bond Fund Inc
Pioneer Floating Rate Fund, Inc.
Alliance California Municipal Income Fund
Virtus Convertible & Income Fund
Eaton Vance Ltd Duration Income Fund
DNP Select Income Fund Inc
Eaton Vance Floating-Rate Income Trust
MFS Municipal Income Trust
BlackRock New Jersey Investment Quality Municipal Trust Inc
BlackRock New York Investment Quality Municipal Trust Inc
BlackRock New Jersey Municipal Bond Trust
BlackRock Pennsylvania Strategic Municipal Trust
Invesco California Municipal Income Trust
Invesco New York Quality Municipal Securities
Invesco Van Kampen Ohio Quality Municipal Trust
BlackRock Massachusetts Tax-Exempt Trust
Invesco Value Municipal Bond Trust
Invesco Van Kampen Trust for Value Municipals
Invesco Municipal Opportunity Trust
Invesco Trust for Investment Grade New York Municipals
Invesco California Value Municipal Income Trust
Invesco Pennsylvania Value Municipal Income Trust
Invesco Van Kampen Massachusetts Value Municipal Income Trus
Invesco Van Kampen Select Sector Municipal Trust
BlackRock New Jersey Municipal Income Trust
BlackRock California Municipal Income Trust
BlackRock Municipal Income Investment Trust
BlackRock Muniyield Investment Quality Fund
BlackRock Investment Quality Municipal Trust Inc
BlackRock Munivest Fund Inc
BlackRock Municipal Income Quality Trust
Saba Capital Income & Opportunities Fund
Federated Hermes Premier Municipal Income Fund
Form 13F Holdings
Firm Period DFND Voting Shares
Legacy Wealth Asset Management LLC [2025-06-30] SOLE 154,692 154,692
Envestnet Asset Management Inc [2025-06-30] SOLE 148,269 148,269
RHS Financial LLC [2025-06-30] SOLE 113,813 113,813
Bruce G Allen Investments LLC [2025-06-30] SOLE 16,538 16,538
Susquehanna International Group LLP [2025-06-30] OTR 13,086 13,086
Corient Private Wealth LLC [2025-06-30] SOLE 1 10,270
Dorsey & Whitney Trust CO LLC [2025-06-30] OTR 0 7,953
Morgan Stanley [2025-06-30] DFND 0 661
JPMorgan Chase & Co [2025-06-30] OTR 0 288
UBS Group AG [2025-06-30] DFND 102 102
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
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