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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
BlackRock Inc.	[2020-09-30]	SOLE	4.1	4.4
Legal & General Group Plc	[2020-09-30]	DFND	3.3	3.3
FMR LLC	[2020-09-30]	DFND	0.0	2.8
Vanguard Group Inc	[2020-09-30]	SOLE	0.0	2.7
ETF Managers Group LLC	[2020-09-30]	SOLE	0.0	1.9
Renaissance Technologies LLC	[2020-09-30]	SOLE	1.5	1.5
Peregrine Capital Management LLC	[2020-09-30]	SOLE	0.9	1.4
First Trust Advisors LP	[2020-09-30]	SOLE	1.3	1.3
State Street Corp	[2020-09-30]	DFND	1.1	1.3
BNP Paribas Arbitrage SA	[2020-09-30]	DFND	0.0	1.3
Arrowstreet Capital Limited Partnership	[2020-09-30]	DFND	1.0	1.0
Russell Investments Group, Ltd.	[2020-09-30]	DFND	0.8	0.9
Ranger Investment Management LP	[2020-09-30]	SOLE	0.8	0.8
Geode Capital Management LLC	[2020-09-30]	DFND	0.8	0.8
LSV Asset Management	[2020-09-30]	SOLE	0.1	0.7
Dimensional Fund Advisors LP	[2020-09-30]	DFND	0.6	0.6
Northern Trust Corp	[2020-09-30]	DFND	0.1	0.6
Taylor Frigon Capital Management LLC	[2020-09-30]	SOLE	0.6	0.6
Mirador Capital Partners LP	[2020-09-30]	SOLE	0.6	0.6
Victory Capital Management Inc	[2020-09-30]	SOLE	0.5	0.5
Uniplan Investment Counsel Inc	[2020-09-30]	SOLE	0.4	0.4
Connors Investor Services Inc	[2020-09-30]	SOLE	0.4	0.4
Mackay Shields LLC	[2020-09-30]	OTR	0.0	0.4
Russell Investments Group, Ltd.	[2020-09-30]	SOLE	0.3	0.3
Federated Investors Inc /PA/	[2020-09-30]	DFND	0.3	0.3
GlobeFlex Capital L P	[2020-09-30]	SOLE	0.3	0.3
Susquehanna International Group LLP	[2020-09-30]	DFND	0.1	0.3
Martin & Co Inc /TN/	[2020-09-30]	SOLE	0.3	0.3
THB Asset Management	[2020-09-30]	SOLE	0.2	0.3
Essex Investment Management Co LLC	[2020-09-30]	SOLE	0.1	0.3
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