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| First Trust Advisors LP
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|---|---|
| CRD # | 107027 |
| SEC # | 801-39950 |
| CIK # | 0001125816 |
| AUM | 309.24 B (2026-04-30) |
| Employees | 542 (26% Investors, 28% Brokers) |
| Phone | 630-765-8000 |
| Address | 120 E Liberty Drive Wheaton, IL 60187 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001125816 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 1.8 | ||
| Cisco Systems Inc | 1.7 | ||
| Broadcom Inc | 1.6 | ||
| Microsoft Corp | 1.5 | ||
| Alphabet Inc | 1.4 | ||
| Apple Inc | 1.3 | ||
| Facebook Inc | 1.1 | ||
| Palo Alto Networks Inc | 1.0 | ||
| CrowdStrike Holdings Inc | 1.0 | ||
| Fortinet Inc | 0.9 | ||
| Amazon Com Inc | 0.9 | ||
| Lam Research Corp | 0.9 | ||
| Chevron Corp | 0.9 | ||
| Applied Materials Inc /DE | 0.9 | ||
| GE Vernova Inc | 0.8 | ||
| KLA Tencor Corp | 0.8 | ||
| Eaton Corp Ltd | 0.8 | ||
| International Business Machines Corp | 0.8 | ||
| Ross Stores Inc | 0.8 | ||
| Cloudflare Inc | 0.8 | ||
| Tyco International Ltd /Ber/ | 0.8 | ||
| Snap-On Inc | 0.7 | ||
| Verizon Communications Inc | 0.7 | ||
| Salesforce Com Inc | 0.7 | ||
| Accenture PLC | 0.7 | ||
| Costco Wholesale Corp /NEW | 0.7 | ||
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| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | FTIS Enhanced Liquid Income Master Fund LP | [2022-11-02] | 4.6 M | 53.0 M |
| Filed 2025-11-18 (D/A) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 934 | 0.3 |
| (b) Individuals (high net worth individuals) | 2,593 | 4.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1,954 | 297.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 80 | 5.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 52 | 1.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 118 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 6,316 | 309.2 |
| By Discretionary | ||
| Discretionary | 4,682 | 232.7 |
| Non-Discretionary | 1,634 | 76.6 |
| Total | 6,316 | 309.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 5.0 | |
| United States Persons | 304.2 | |
| Total | 6,316 | 309.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kimberly Melen | Director | 37 | 15 | |
| Derek Candy | Director | 28 | 8 | |
| Gyroscope Capital Management LLC | Executive Officer | 2 | 2 | |
| Kevin Erndl | Executive Officer | 2 | 2 | |
| First Trust Investment Solutions LP | Executive Officer | 2 | 2 | |
| First Trust Advisors LP | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001125816] | |
| 3 | [0001125816] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $10.1B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund |
| LEI | 549300381GGS7S5JQ115 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Robert W Baird & Co Incorporated
✚
|
WI | 394.07 B |
|
Federated Investment Counseling
✚
|
PA | 207.21 B |
|
Onedigital Investment Advisors LLC
✚
|
KS | 155.41 B |
|
Candriam Societe EN Commandite Par Actions
✚
|
154.66 B | |
|
Brown Brothers Harriman Credit Partners LLC
✚
|
NY | 57.43 B |
|
Segal Advisors Inc
✚
|
NY | 50.15 B |
|
DA Davidson & Co
✚
|
MT | 41.84 B |
|
Shenkman Capital Management Inc
✚
|
NY | 35.08 B |
|
Davenport & Company LLC
✚
|
VA | 24.70 B |
|
Geowealth Management LLC
✚
|
IL | 17.57 B |