Allen Operations LLC

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Allen Operations LLC
Firm	Allen Investment Management LLC
Address	711 Fifth Avenue New York, NY 10022
Source

Associated Funds	Form D	Role	Raised	AUM
Allen Investment Management LLC
ACIA Asset Allocation Fund LP	021-162767	Executive Officer	129.9 M	0.6 M
ACIA Equity Fund LP	021-155208	Executive Officer	10.5 M	0.3 M
Allen Global Partners LP	021-114770	Executive Officer	351.6 M	343.6 M

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Northern Power Systems Corp NPS Common Stock	2016-02-10	Other	3,799,376	$0.00
Northern Power Systems Corp NPS Common Stock	2015-12-29	Sell	600,000	$0.20	120,000
Northern Power Systems Corp NPS Common Stock	2014-11-30	Other	2,400,162
Northern Power Systems Corp NPS Class B Restricted Voting Shares	2014-11-30	Other	2,400,162
Northern Power Systems Corp NPS Common Stock	2014-09-30	Other	800,053
Northern Power Systems Corp NPS Class B Restricted Voting Shares	2014-09-30	Other	800,053

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Allen Operations LLC

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