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| Allen Investment Management LLC
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|---|---|
| CRD # | 124454 |
| SEC # | 801-61985 |
| CIK # | 0001303053, 0001326234 |
| AUM | $11.4 BB (2023-03-28) |
| Employees | 31 (42% Investors, 0% Brokers) |
| Phone | 212-832-8000 |
| Address | 711 Fifth Avenue, 10th Floor New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AYI | 5.3 | 0.1 | |
| CMCSA | 175.3 | 0.0 | |
| SCHW | 121.7 | 0.0 | |
| YOU | 1.7 | 0.0 | |
| MSFT | 1,918.2 | 0.0 | |
| ATVI | 60.3 | 0.0 | |
| MA | 309.6 | 0.0 | |
| WDAY | 36.6 | 0.0 | |
| IAC | 7.1 | 0.0 | |
| GOOG | 1,482.6 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | ACIA Asset Allocation Fund LP | [2012-03-29] | 129.9 | 19.6 |
| HF | ACIA Equity Fund LP | [2012-03-29] | 10.5 | 0.3 |
| HF | Allen Global Partners LP | [2012-03-29] | 351.6 | 343.6 |
| HF | Allen Global Partners Offshore | 2012-03-29 | 504.4 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 145 | 11.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 655 | 11.4 |
| By Discretionary | ||
| Discretionary | 627 | 10.4 |
| Non-Discretionary | 28 | 1.0 |
| Total | 655 | 11.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.4 | |
| United States Persons | 10.0 | |
| Total | 655 | 11.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Robert Dean | 31 | |||
| Paul Gould | 9 | |||
| Allen Investment Management LLC | 3 | |||
| Tal Gurion | 2 | |||
| Peter Diiorio | 2 | |||
| Herbert Allen III | 2 | |||
| Amanda Nguyen | 2 | |||
| Joseph Cerullo | 2 | |||
| Kevin Medina | 2 | |||
| Kim Wieland | 2 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0001303053] | |
| 3 | [0001303053] | |
| 4 | [0001303053] | |
| SC 13D | [0001303053] | |
| SC 13G | [0001303053] | |
| 13F-HR | [0001326234] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Allen & Co LLC | Cargurus Inc | [2017-10-20] |
| Allen & Co LLC | Northern Power Systems Corp | [2014-04-28] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| CarGurus, Inc. | |
| Allen & CO LLC | |
| Allen Herbert A III | |
| Allen Operations LLC | |
| Northern Power Systems Corp. |
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