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Type	Result	AUM

Elizabeth Smith
Firm
Address	2450 Perimeter Park Dr Suite 200 Morrisville, NC 27560
Source

Associated Funds	Form D	Role	2011 - 2026	Raised	AUM
Inceptor Bio LLC	021-537004	Director		3.3 M of 3.4 M
Revlon Group Holdings LLC	021-516854	Executive Officer		50.6 M of 135.8 M
Inceptor Bio LLC	021-462337	Director		15.9 M of 15.9 M
Pedevco Corp	021-320153	Director		23.6 M of 25.6 M
Reycon Partners LLC	021-318754	Executive Officer		0.6 M of 3.5 M
Pedevco Corp	021-316619	Director		0.5 M of 0.5 M
Pedevco Corp	021-316615	Director		0.2 M of 0.2 M
Pedevco Corp	021-247580	Director		0.6 M of 0.6 M
Pedevco Corp	021-245734	Director		0.0 M of 0.0 M
Pedevco Corp	021-229971	Director		2.2 M of 4.0 M
American Caresource Holdings Inc	021-224060	Executive Officer		2.5 M of 2.5 M
American Caresource Holdings Inc	021-217129	Executive Officer		2.0 M of 2.0 M
Pedevco Corp	021-195032	Director		4.0 M of 4.0 M
Pacific Asia Petroleum Inc	021-104193	Director		0.7 M of 0.7 M
Piper Jaffray Investment Management LLC
Piper Jaffray Municipal Opportunities Fund II LP	021-181759	Executive Officer		42.4 M	416.3 M
Piper Jaffray Municipal Opportunities Fund LP	021-153024	Executive Officer		164.3 M	357.3 M

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