Piper Jaffray Investment Management LLC - Assets, Funds, Holdings
Piper Jaffray Investment Management LLC
CRD # 145876
SEC # 801-68637
CIK # 0000724683
AUM
Employees
2 (100% Investors, 100% Brokers)
Phone 612-303-6000
Address 800 Nicollet Mall Minneapolis, MN 55402
Source
[IAPD]
[EDGAR]
[Website]
Total AUM ($M)
1100 880 660 440 220 0 2007 2013 2019 2025
Holdings by Sector ($M)
250 200 150 100 50 0 2013 2017 2022 2027
Type
Form D Funds
Date
Sold
AUM
PE
Piper Jaffray Senior Living Fund I LP
[2013-11-27]
35.7 M
3.8 M
Offered $50,000,000 · Filed 2014-12-23 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining $14,330,000 · Duration More than one year · Revenue Decline to Disclose
HF
Piper Jaffray Municipal Opportunities Fund Offshore Ltd
[2013-01-14]
20.7 M
21.3 M
Filed 2015-03-03 (D/A) · Exemption 506(b) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $220,611 · Net Assets Decline to Disclose
HF
Piper Jaffray Municipal Opportunities Fund II LP
[2012-08-01]
42.4 M
416.3 M
Filed 2016-11-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF
Piper Jaffray Municipal Opportunities Fund LP
[2012-03-29]
164.3 M
357.3 M
Filed 2015-03-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $1,155,287 · Finder's Fee $20,000 · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
1
1.5
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above
0
0.0
(n) Other
0
0.0
Total
1
1.5
By Discretionary
Discretionary
1
1.5
Non-Discretionary
0
0.0
Total
1
1.5
By Non-United States Persons
Non-United States Persons
0.0
United States Persons
1.5
Total
1
1.5
Firm Profile (Form ADV)
Discretionary AUM $0.9B
Serves Institutional
Fund Types Hedge Fund, Private Equity
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