Piper Jaffray Investment Management LLC

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Assets, Funds, Holdings

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Piper Jaffray Investment Management LLC
CRD #145876
SEC #801-68637
CIK #0000724683
AUM
Employees 2 (100% Investors, 100% Brokers)
Phone612-303-6000
Address800 Nicollet Mall
Minneapolis, MN 55402
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
110088066044022002007201320192025
Sector Form 13F Holdings Value ($M)
Esgen Acquisition Corp 0.3
Shattuck Labs Inc 0.3
 
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
2502001501005002013201720222027
Type Form D Funds Date Sold AUM
PE Piper Jaffray Senior Living Fund I LP [2013-11-27] 35.7 M 3.8 M
Offered $50,000,000 · Filed 2014-12-23 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining $14,330,000 · Duration More than one year · Revenue Decline to Disclose
HF Piper Jaffray Municipal Opportunities Fund Offshore Ltd [2013-01-14] 20.7 M 21.3 M
Filed 2015-03-03 (D/A) · Exemption 506(b) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $220,611 · Net Assets Decline to Disclose
HF Piper Jaffray Municipal Opportunities Fund II LP [2012-08-01] 42.4 M 416.3 M
Filed 2016-11-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Piper Jaffray Municipal Opportunities Fund LP [2012-03-29] 164.3 M 357.3 M
Filed 2015-03-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $1,155,287 · Finder's Fee $20,000 · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 1.5
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 1.5
By Discretionary
Discretionary 1 1.5
Non-Discretionary 0 0.0
Total 1 1.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1.5
Total 1 1.5
Form D Directors Role # Filings # Firms 2011 - 2026
Gary Linford Director 176 42
Mark Fagan Director 72 18
Thomas Smith Director 100 8
David Heller Executive Officer 42 4
Brien O'Brien Executive Officer 28 4
John Gallop Director 25 4
Christopher Crawshaw Executive Officer 21 4
Timothy Carter Executive Officer 19 4
Debbra Schoneman Executive Officer 19 3
Cari Ann Hopfensperger Executive Officer 16 3
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0000724683]
Firm Profile (Form ADV)
Discretionary AUM$0.9B
ServesInstitutional
Fund TypesHedge Fund, Private Equity
Related Firms State AUM
Piper Sandler & Co
MN 1,284.4 M
PSC Capital Partners LLC
MN 240.8 M
Piper Jaffray Investment Management LLC
MN
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