Piper Jaffray Investment Management LLC

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Assets, Funds, Holdings

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Piper Jaffray Investment Management LLC
CRD #145876
SEC #801-68637
CIK #0000724683
AUM
Employees 2 (100% Investors, 100% Brokers)
Phone612-303-6000
Address800 Nicollet Mall
Minneapolis, MN 55402
Source [IAPD] [EDGAR] [Website]
Total AUM ($MM)
110088066044022002006201120172023
Sector Form 13F Holdings Cap ($MM) Value ($MM)
STTK 172.1 0.2
ACDC 0.1
RENEW 0.0
KVHI 158.1 0.0
 
 
 
 
 
 
 
Holdings by Sector ($MM)
2502001501005002012201620202025
Type Form D Funds Date Sold ($MM) AUM ($MM)
PE Piper Jaffray Senior Living Fund I LP [2013-11-27] 35.7 3.8
HF Piper Jaffray Municipal Opportunities Fund Offshore Ltd [2013-01-14] 20.7 21.3
HF Piper Jaffray Municipal Opportunities Fund II LP [2012-08-01] 42.4 416.3
HF Piper Jaffray Municipal Opportunities Fund LP [2012-03-29] 162.9 357.3
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 1.5
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 1.5
By Discretionary
Discretionary 1 1.5
Non-Discretionary 0 0.0
Total 1 1.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1.5
Total 1 1.5
Form D Directors # Filings # Firms 2011 - 2024
Gary Linford 167
Mark Fagan 62
Thomas Smith 84
Christopher Crawshaw 21
Timothy Carter 19
David Heller 39
Brien Obrien 28
John Gallop 24
Debbra Schoneman 19
Heather Calby 16
View All
EDGAR Form CIK 2011 - 2024
13F-HR [0000724683]
Related Firms State AUM ($BB)
Piper Sandler & Co
MN 1.6
PSC Capital Partners LLC
MN 0.3
Piper Jaffray Investment Management LLC
MN 0.0
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