Due Diligence for Asset Managers
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Type	Result	AUM

Regiment Securities LLC
Role	Fund Marketer
Rank	#1138 by total fund AUM
Funds	48
Fund AUM	7,806.2 M

Cumulative Funds

Fund	Firm	Onset	AUM
Imperial Fund II LLC	Imperial Fund Asset Management LLC	2021	2,360.6 M
Dwight Mortgage Trust LLC	Dwight Securities Management LLC	2018	2,160.6 M
PRF Fund I LP	GFO Asset Management LLC	2021	629.5 M
Gabelli Associates Limited	Gabelli & Company Investment Advisers Inc	2012	331.4 M
Aquatine V Delaware LLC	Lakemore Partners Management US LLC	2023	204.1 M
Aquatine V Master Ltd	Lakemore Credit Manager V-Master Ltd	2024	204.1 M
Aquatine V International Master Ltd	Lakemore Credit Manager V-International Ltd	2024	204.1 M
Gabelli Associates Fund LP	Gabelli & Company Investment Advisers Inc	2012	182.4 M
Aquatine VI International Master Ltd	Lakemore Credit Manager VI-International Ltd	2025	165.1 M
Siddhi Capital Fund II LP	Siddhi Capital LLC	2022	135.6 M
Dockyard Capital Master Fund LP	Dockyard Capital Management LP	2019	125.5 M
Gabelli Associates Limited II E	Gabelli & Company Investment Advisers Inc	2012	114.5 M
Broadlight Capital Partners Fund I LP	Broadlight Capital Management LLC	2021	107.5 M
Broadlight Capital Partners Fund I-A LP	Broadlight Capital Management LLC	2021	87.0 M
PRF Fund II LP	GFO Asset Management LLC	2023	66.3 M
Chicago Atlantic CO3 Offshore LP	Chicago Atlantic Advisers LLC	2024	64.3 M
Gabelli Associates Fund II LP	Gabelli & Company Investment Advisers Inc	2012	61.9 M
Opus Preferred Fund LLC - Concentrated Class	Opus Investment Management LLC	2022	57.9 M
Opus Fund LLC - Concentrated Class	Opus Investment Management LLC	2019	48.1 M
Arctaris Impact Fund LP	Arctaris Impact Investors LLC	2020	46.0 M
Aquatine VI Delaware LLC	Lakemore Partners Management US LLC	2025	42.3 M
Aquatine VI Master Ltd	Lakemore Credit Manager VI-Master Ltd	2025	42.3 M
Opus Fund International Ltd - Class K	Opus Investment Management LLC	2012	42.2 M
Aquatine VI International Master Ltd	Lakemore Credit Manager V-International Ltd	2025	31.9 M
Pro Cyclist Institutional Fund LP	Black Swift Group LLC	2022	31.8 M
Opus Preferred Fund LLC - Focused Class	Opus Investment Management LLC	2022	31.4 M
Gabelli Intermediate Credit Fund LP	Gabelli & Company Investment Advisers Inc	2012	29.8 M
Opus Preferred Fund LLC - Diversified Class	Opus Investment Management LLC	2022	26.8 M
Pro Cyclist Fund LP	Black Swift Group LLC	2020	25.4 M
Broadlight Capital Partners Fund I-B LP	Broadlight Capital Management LLC	2021	24.7 M
Black Swift Speical Situations Fund LP	Black Swift Group LLC	2018	20.1 M
Opus Fund LLC - Diversified Class	Opus Investment Management LLC	2012	19.6 M
Opus Fund International Ltd - Diversified Class	Opus Investment Management LLC	2012	18.4 M
Opus Fund International Ltd - Class PS	Opus Investment Management LLC	2021	12.3 M
Opus Fund International Ltd - Class M	Opus Investment Management LLC	2012	11.2 M
Opus Preferred Fund LLC - Balanced Equity Class	Opus Investment Management LLC	2022	8.9 M
Gamco Medical Opportunities LP	Gabelli & Company Investment Advisers Inc	2012	7.3 M
Raintree Click Partners LLC	Raintree Capital Management LLC	2023	6.0 M
Caiman Quantitative Master Fund LP	Caiman Capital Group LLC	2022	4.4 M
Opus Fund International Ltd - Class E	Opus Investment Management LLC	2012	4.0 M
Opus Fund International Ltd - Class H	Opus Investment Management LLC	2012	3.9 M
Opus Fund International Ltd - Class C	Opus Investment Management LLC	2012	1.8 M
Gabelli Intermediate Credit Fund Ltd	Gabelli & Company Investment Advisers Inc	2014	1.6 M
Opus Fund International Ltd - Class T	Opus Investment Management LLC	2016	1.3 M
Opus Preferred Fund LLC - Opus Credit Opportunities Class	Opus Investment Management LLC	2022	0.2 M
Opus Fund International Ltd - Class B	Opus Investment Management LLC	2021	0.2 M
Opus Fund International Ltd - Class TP	Opus Investment Management LLC	2018	0.0 M
Amvest Terraden Clean Energy Materials Fund LP	Amvest Capital Asset Management LLC	2023
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