Align Advisor Group LLC

Item 5: Fees and Compensation
How we are paid depends on the type of advisory services we perform. Below is a brief description of our fees,
however, you should review your executed Advisory Agreement for more detailed information regarding the exact
fees you will be paying. No increase to the agreed-upon advisory fees outlined in the Advisory Agreement shall
occur without prior Client consent. For investment management fees associated with participation in the Wrap
Program, please see the Wrap Brochure.

Investment Management Services

The fee is based on a percentage of assets under management and is negotiable. The annualized fees for investment
management services generally range between 0.75 and 1.25%.

The annual advisory fee is paid quarterly in advance based on the value of Client’s average daily balance of the
billing period. The balance is adjusted to reflect deposits and withdrawals impacting the account during the billing
period.

In determining the advisory fee, we may allow accounts of members of the same household to be aggregated. Align
relies on the valuation as provided by Client’s custodian in determining assets under management. Our advisory fee
is prorated for any partial billing periods occurring during the engagement, including the initial and terminating
billing periods. Clients may make additions or withdrawals from their account at any time; however, Align reserves
the right to adjust our advisory fees on a pro-rata basis on account of any such cash-flow transactions.

LPL Financial Sponsored Advisory Program Fees

The account fee charged to the client for each LPL advisory program is negotiable. The methods relating to how
LPL calculates and deducts the account fee are described in the LPL Account Agreement packet that is provided to
clients in connection with their investments in an LPL sponsored advisory program. Account fees for the other LPL
sponsored advisory programs are generally payable quarterly in advance (except where a partial initial quarterly
advisory fee is paid at the beginning of the quarter that follows the establishment of the account as described above).
LPL serves as program sponsor, investment advisor and broker-dealer for the LPL advisory programs. Align and
LPL share in the account fee and other fees associated with program LPL advisory accounts. All services provided
through LPL rely upon LPL to administer the program and, depending upon the program, to actually manage client
assets. Fees are collected by LPL, then Align’s portion is sent to Align.

American Funds Fees
For the American Funds advisory services, the advisory fee will not exceed 1.50% across assets in the program
however the fee rate is not negotiable. Fees will be calculated and debited by American Funds and pro-rated, unless
otherwise specified in the Client Agreement. These fees will be deducted quarterly in arrears. American Funds also
assesses certain fees, expenses, and charges associated with the mutual funds. These fees, expenses and charges are
in addition to and separate from Align’s fee. For additional information regarding these mutual fees, expenses, and
charges, please refer to the mutual fund’s prospectus.

Financial Planning
Align charges either a fixed or subscription based fee for Financial Planning. Fixed fee rates generally do not exceed
$5,000.

The fixed fee range is negotiable dependent upon variables including the specific needs of the Client, complexity,
estimated time, research, and resources required to provide services to you, among other factors we deem relevant.
Fees are negotiable, and the final agreed upon fee will be outlined in your Advisory Agreement.

Align may charge a monthly subscription fee not to exceed $300 per month for ongoing planning services.

Retirement Plan Consulting
Retirement Plan Consulting services will be provided on either a fixed fee or a asset based fee basis as negotiated
between Align and the client.

Fee Payment

For Investment Management services, we deduct our advisory fee from one or more account(s) held at an
independent third-party custodian, as directed by the Client. Please refer to Item 15 of this Brochure regarding our
policy on direct fee deduction.

For Financial Planning services fees are paid by credit card, electronic funds transfer (EFT) or check. We use an
independent third party payment processor in which the Client can securely input their banking information and pay
their fee. We do not have access to the Client’s banking information at any time. The Client will be provided with
their own secure portal in order to make payments. Fees are payable upon commencement of the planning work.

Other Types of Fees and Expenses

Unless the client participates in the Wrap Program, our fees are exclusive of brokerage commissions, transaction

fees, and other related costs and expenses which may be incurred by the Client. Clients may incur certain charges
imposed by custodians, brokers, and other third parties such as custodial fees, deferred sales charges, odd-lot
differentials, transfer taxes, wire transfer, and electronic fund fees, and other fees and taxes on brokerage accounts
and securities transactions. Mutual fund and exchange-traded funds also charge internal management fees, which
are disclosed in a fund's prospectus. Such charges, fees, and commissions are exclusive of and in addition to our
fee, and we shall not receive any portion of these commissions, fees, and costs.

Item 12 further describes the factors that we consider in selecting or recommending custodians for Client’s
transactions and determining the reasonableness of their compensation (e.g., commissions).

Clients may incur fees from third-party professionals such as accountants and attorneys that Align may recommend,
upon Client request. Such fees are separate and distinct from Align’s advisory fees.

Terminations and Refunds

For Investment Management services, the Advisory Agreement may be terminated with written notice to Align.
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Item 7: Types of Clients/Minimum Account Size
We provide financial planning and investment management services to individuals, high net-worth individuals,
pension and profit sharing plans, charitable organizations, and corporations or other businesses. Align does not
require any minimum fee or account size to enter into an advisory relationship. Custodians or programs
recommended by Align may impose their own account minimums as discussed in Item 4 above.