21 West Wealth Management LLC

Item 5: Fees and Compensation
    Method of Compensation and Fee Schedule
     WEALTH MANAGEMENT
     21 West offers discretionary direct wealth management services to advisory clients. Lower
     fees for comparable services may be available from other investment advisers. Total fees
     to client will never exceed the safe harbor threshold of 3% of assets under management
     per year. 21 West charges an annual wealth management fee based on the total assets
     under management as follows:

           Assets Under Management                 Annual                    Monthly
                                                     Fee                        Fee
               First - $2,000,000                   1.00%                    .0833%
        The next $2,000,001 - $7,000,000            0.75%                    .0625%
        The next $7,000,001 - $12,000,000          0.50%                      .0417%
           Amounts over $12,000,001                 0.25%                    .0208%
     21 West requires a minimum of $1,000,000 to open an account. In certain instances, the
     minimum account size may be lowered or waived. The annual fee may be negotiable.

    Accounts within the same household may be combined for a reduced fee. Fees are billed
    monthly in arrears based on an average daily balance of the account for the previous
    month. Additionally, this is a blended fee schedule, the wealth management fee is
    calculated by applying different rates to different portions of the portfolio. 21 West may
    group certain related client accounts for the purposes of achieving the minimum account
    size and determining the annualized fee.
    The calculation for the average daily balance is based on the formula (A/D) x F.
           A = the sum of the daily balances in the billing period
           D = number of days in the billing period
           F = monthly management fee

    For example (based on monthly billing period): the first step taken using the average-
    daily-balance calculation method would be to take the average of the values of the client’s
    account over the course of the entire month. For instance, 25 days at $7,500,000 plus six
    days at $8,000,000 averages out to approximately $7,596,774.19. This account would be
    charged $5,039.26 for the month. Calculation example:

               AUM                     Monthly Fee                   Total
     First $2,000,000             X        .0833%         =          $1,666
     Next $5,000,000              X        .0625%         =          $3,125
     Next $596,774.19             X        .0417%         =      $248.26
     Grand total for the month                                  $5,039.26

    Lower fees for comparable services may be available from other sources. Clients may
    terminate their account within five (5) business days of signing the Wealth Management
    Agreement with no obligation and without penalty. Clients may terminate advisory
    services with thirty (30) days written notice. For accounts opened or closed mid-billing
    period, unearned fees will be refunded to the client. Client shall be given thirty (30) days
    prior written notice of any increase in fees. Any increase in fees will be acknowledged in
    writing by both parties before any increase in said fees occurs.
    If 21 West is authorized or permitted to deduct fees directly from the account by the
    custodian:
       •   21 West will provide the client with an invoice concurrent to instructing the
           custodian to deduct the fee stating the amount of the fee, the formula used to
           calculate the fee, the amount of assets under management the fee is based on, and
           the time period covered by the fee.
       •   21 West will obtain written authorization signed by the client allowing the fees to
           be deducted, and
       •   The client will receive quarterly statements directly from the custodian which
           disclose the fees deducted.

    CASH BALANCE PLAN: ERISA-COVERED PLAN 3(38) SERVICES
    Pursuant to ERISA Section 408(b)(2), the Advisor hereby provides a detailed description of the
    fees that are paid to the Advisor.

     The Plan or Plan Sponsor will pay the Advisor an annualized advisory fee based on the market
     value of the Plan assets according to the following fee schedule (“Advisory Fee”):

           Assets Under Management                  Annual                    Monthly
                                                      Fee                        Fee
               First - $2,000,000                    1.00%                    .0833%
        The next $2,000,001 - $7,000,000             0.75%                    .0625%
        The next $7,000,001 - $12,000,000           0.50%                      .0417%
           Amounts over $12,000,001                  0.25%                    .0208%

     The Advisory Fee is billed quarterly or monthly, in arrears, based on the fair market value of
     portfolio assets supervised by the Advisor on the last business day of the immediately
     preceding billing period. If the Advisor provides services for less than the whole of any
     calendar quarter or month, its compensation shall be determined on the basis of the value
     of Plan assets on the date of inception or date of termination, as applicable, and shall be
     payable on a pro rata basis for the period of the calendar quarter or month for which it has
     served as Advisor hereunder.
     401(k) PLAN: ERISA-COVERED PLAN 3(38) Services
     Pursuant to ERISA Section 408(b)(2), the Advisor hereby provides a detailed description of
     the fees that are paid to the Advisor.
     The Plan or Plan Sponsor will pay the Advisor an annualized advisory fee based on the
     market value of the Plan assets according to the following fee schedule (“Advisory Fee”):

           Assets Under Management                  Annual                    Monthly
...

Item 7: Types of Clients
    Description
     21 West generally provides investment management services to affluent individuals and
     families, multi-generational family relationships, trusts and estates, and, to a lesser
     extent, employee benefit plans, corporations, foundations, and endowments.

    Account Minimums
     21 West requires a minimum of $1,000,000 to open an account. In certain instances, the
     minimum account size may be lowered or waived.