4wealth Advisors Inc

Item 5 Fees and Compensation

General Fee Information
Fees are paid quarterly, in advance, based on the end of day account values provided by the custodian
on the last day of the previous quarter. We do not charge performance fees. Fees may be negotiable
depending upon the amount of assets under management, the nature, and extent of account relationships
between our firm and you, the type of services requested and other factors that we deem relevant to the
advisory services relating to the program. Fees for the initial quarter will be adjusted pro-rata based upon
the number of calendar days in the calendar quarter that the client agreement goes into effect. At the
discretion of 4Wealth, family and friends of employees of the firm may be entitled to discounted or no
fees.

Our fee for portfolio management services is based on a percentage of your assets we manage and is set
forth in the following fee schedules.

Portfolio Management Fees: Our fees are based on the following schedule:

         Investment Advisor Representative          Maximum Annual Fee
         Peter Recchia                              1.50%
         Rita Diana Bunch                           1.50%
         Hally Dunn                                 1.00%
         Christopher Gonzales                       1.25%
         Terrence Heafey                            1.80%
         Ryan Kavois                                1.80%
         Gregory Nickum                             1.50%
         Peter Steigerwald                          1.50%
         William Tasker                             1.50%

*Legacy clients may be charged under a different fee schedule. Mr. Gonzales, Mr. Heafey, and Mr. Kavois
offer flat fees to certain clients. Fees charged by Mr. Gonzales, Mr. Heafey, Mr. Kavois, Mr. Nickum, Mr.
Steigerwald, and Mr. Tasker are in addition to and on top of any sub-advisor fees charged.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and your
minor children, joint accounts with your spouse, and other types of related accounts. Combining account
values may increase the asset total, which may result in your paying a reduced advisory fee based on the
available breakpoints in our fee schedules stated above.

Clients may elect to deduct our fee directly from your account through the qualified custodian holding
your funds and securities or mail us payment for the account fees. We will deduct our advisory fee only
when you have given our firm written authorization permitting the fees to be paid directly from your
account. Further, the qualified custodian will deliver an account statement to you at least quarterly. These
account statements will show all disbursements from your account. You should review all statements for
accuracy.

Either party may terminate the portfolio management agreement within five days of the date of
acceptance without penalty. However, you will incur a pro rata charge for services rendered prior to such
termination, which means you will incur fees only in proportion to the number of days in the quarter for
which you are a client. After the five-day period, either party may terminate the agreement by providing
a 30-day written notice to the other party. If you have pre-paid fees that we have not yet earned, you will
receive a prorated refund of those fees.

Certain accounts may be held and designated as "Administrative-Only" assets. In such cases we may elect
to waive the advisory fee and charge an annual fee for reimbursement of administrative costs incurred by
us. A maximum annual charge of $75 may be charged in advance for the upcoming calendar year and at
year end in the month of December. In certain situations, and at the firm's sole discretion, we may elect to
waive the annual fee for reimbursement of administrative costs incurred by 4Wealth.

Other Fees and Expenses
Clients may pay fees and expenses in addition to the portfolio management fees paid to 4Wealth. You will incur
transaction charges and/or brokerage fees when purchasing or selling securities, including mutual funds,
exchange traded funds, equities, and options. These charges and fees are typically imposed by the broker-
dealer or custodian through whom your account transactions are executed. We do not share in any portion
of the brokerage fees/transaction charges imposed by the broker-dealer or custodian. To fully understand
the total cost you will incur, you should review all the fees charged by our firm, broker-dealers and
custodians.

Selection of Other Advisers
Payment for sub-adviser fees varies based on the sub-adviser selected. Some sub-advisers charge clients
separately while others are paid for by 4Wealth out of your management fee. The advisory fee you pay
to the money manager is established and payable in accordance with the brochure provided by each
money manager to whom you are referred. However, the maximum annual fee will not exceed 2.00% of
the portfolio value.

Our compensation may differ depending upon the individual agreement we have with each money
manager. As such, a conflict of interest may arise where our firm or our Associated Persons may have an
incentive to recommend one money manager over another money manager with whom we have more
favorable compensation arrangements or other advisory programs offered by money managers with
whom we have less or no compensation arrangements. To mitigate this conflict, we regularly review our
client’s portfolio, including those managed by other advisers. 4Wealth also performs oversight reviews of
the sub-advisers utilized.

Pension Advisory Services
Typically, fees will be based on a percentage of the assets in the plan, payable quarterly in advance or in
arrears. For employer only plans (solo/individual), our regular fee schedule applies as disclosed above in
...

Item 7 Types of Clients

We offer investment advisory services to individuals, high net worth individuals, pension and profit-sharing
plans, trusts, estates, charitable organizations, corporations, and other business entities.

Generally, we require a minimum account size of $25,000 to open and maintain an advisory account. At
our discretion, we may waive this minimum account size.