Keystone Global Partners LLC

Item 5 – Fees and Compensation

WEALTH AND INVESTMENT MANAGEMENT

Clients can engage us to provide investment advisory services on a fee-only basis. Our annual investment
advisory fee shall generally be based on a Management Fee depending upon the investment strategy and
client. The Management Fee Schedule is provided below but we may adjust the annual fee based upon various
objective and subjective factors, such as the scope of the advisory service to be provided, complexity of the
engagement, types of investments, and other related factors. Related client accounts may be aggregated for
purposes of calculating fees. Some of our existing clients may be grandfathered in under previous fee
structures. The management fee will generally be assessed quarterly, payable in arrears, and is subject to
change under special circumstances as we deem appropriate.

Management Fee. The management fee is a percentage (%) of the market value of the assets placed under
Keystone’s management (between 0.4% and 1.00%).

Fee Schedule: Client Account Size Annual Management Fee
              Under $5 million           1.00%
              $5 million to $20 million  0.80%
              $20 million to $50 million 0.60%
              Above $50 million          0.40%

Management fees shall be based on the average daily balance of the market value of assets placed under
Keystone’s management. Accounts initiated or terminated during a calendar quarter will be charged a
prorated fee. Fees are negotiable and will be adjusted based on the complexity of the portfolio and level of
other financial planning and services delivered.

PERSONAL EXIT ADVISORY SERVICES

Clients can engage us to provide Personal Exit Advisory services. This service is included in the management
fee. This can include gathering data, developing the written plan, reviewing the plan with appropriate
advisors, discussing the plan with the client, implementing, and continuing to review, monitor and update the
client’s affairs for as long as needed by the client’s circumstance.

 FAMILY OFFICE SERVICES

 Our family office services fee structure is based on a percentage of net worth, assets under management. The
 fee structure is dependent on the scope of the services provided, complexity of the relationship, and value
 added for the client. The specific manner in which family office services fees are charged by us is established
 in the advisory agreement with our clients.

 Generally, quarterly retainer fees are negotiated on a case-by-case basis based on the estimated volume and
 complexity of ongoing work and the expected amount of time our staff will spend on the work being
 performed. Retainers are billed quarterly in advance and typically range from $5,000 to $50,000 but can be
 greater than this for more complex family office engagements.

 OTHER

Fees may vary for clients. We, in our sole discretion, may waive the minimum and/or charge a lesser fee based
on numerous factors (i.e. expected future earning capacity, expected future additional assets, dollar amount of
assets to be managed, composition and complexity of the client’s portfolio, expertise, and staff time required to
service the account, related accounts, negotiations with client, the potential value added to the client for the
services to be provided, or other factors). We charge fees based on standard fee schedules that we believe to
be competitive. However, fees are negotiable and may vary from the above fee schedules depending on
specific client circumstances. Some clients’ fee schedules or account minimums may differ from the above
schedules and stated minimums as a result of negotiations, grandfathered relationships, and/or historical fee
schedules.

Fund expenses and trail fees. Clients whose assets are invested in shares of funds or with separate account
money managers will pay both a direct fee to us and an indirect management fee to the underlying fund or
separate account money manager. Unlike many of our competitors, neither we nor any of our Access Persons
(See also “Item 12 – Code of Ethics” below for more information) receive any fees, commissions, or
compensation from sponsors related to the sale or purchase of securities or other investment products. This
includes commonly accepted industry practices of asset-based sales charges, service fees, and distribution or
service (“trail”) fees from the sale of mutual funds. We believe this removes a large conflict of interest so that
we can perform in the best interest of the client. We prioritize creating an environment of independence to
offer clients objective and conflict-free advice.

 Other related fees. In addition to our investment management fees, clients bear other expenses that may be
 charged by third parties. Clients may incur certain charges imposed by custodians, broker-dealers, third-party
 investment managers, and other third parties, such as fees charged by managers, brokerage commissions,
 trading costs, transaction fees, custodial fees, deferred sales charges, odd-lot differentials, transfer taxes, wire
 transfer and electronic fund fees, and other related costs and expenses on brokerage accounts and securities

transactions. Mutual funds and exchange traded funds also charge internal management fees, which are
disclosed in a fund’s prospectus. Such charges, fees and commissions are exclusive of and in addition to our
fee. Clients should review all fees charged by us and our affiliates, custodians, broker-dealers, and others to
fully understand the total amount of fees to be paid. See also “Item 12 – Brokerage Practices" below for more
information.

Other related fees. In addition to our investment management fees, clients bear other expenses that may be
charged by third parties. Clients may incur certain charges imposed by custodians, broker-dealers, third-party
investment managers, and other third parties, such as fees charged by managers, brokerage commissions,
...

Item 7 – Types of Clients

We provide investment advisory and financial planning services primarily to the following types of clients:

   1.   Individuals including corporate executives, business owners, other affluent individuals
   2.   Trusts, estates, family partnerships, limited partnerships
   3.   Foundations, charitable organizations, endowments
   4.   Corporations, limited liability companies, and/or other business types
   5.   Other U.S. and international institutions

We generally require a $20,000,000 aggregate asset minimum for investment advisory services, however, we
may make exceptions based on each client’s particular circumstances as we deem appropriate.