|
⚲
|
| A & I Financial Services LLC
✚
|
|
|---|---|
| CRD # | 148357 |
| SEC # | 801-69819 |
| CIK # | 0001728031 |
| AUM | $560.0 M (2026-04-08) |
| Employees | 9 (100% Investors, 100% Brokers) |
| Phone | 303-690-5070 |
| Address | 9605 Kingston Court Lone Tree, CO 80112 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 4.3 | ||
| Nvidia Corp | 3.1 | ||
| Amazon Com Inc | 1.1 | ||
| Sonic Automotive Inc | 1.0 | ||
| Universal Insurance Holdings Inc | 1.0 | ||
| Hanover Insurance Group Inc | 1.0 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 353 | 160.3 |
| (b) Individuals (high net worth individuals) | 165 | 395.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 2.6 |
| (h) Charitable organizations | 0 | 1.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,683 | 560.0 |
| By Discretionary | ||
| Discretionary | 1,442 | 506.3 |
| Non-Discretionary | 241 | 53.7 |
| Total | 1,683 | 560.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 560.0 | |
| Total | 1,683 | 560.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001728031] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Retireright LLC
✚
|
IA | 0.6 |
|
Wedgewood Partners Inc
✚
|
MO | 0.6 |
|
Melia Group LLC
✚
|
OK | 0.6 |
|
QP Consulting LLC
✚
|
MD | 0.6 |
|
Ocean Path Advisors LLC
✚
|
CA | 0.6 |
|
Endeavor Advisors LLC
✚
|
TX | 0.6 |
|
van Leeuwen & Associates Inc
✚
|
KY | 0.6 |
|
Headland Capital LLC
✚
|
SC | 0.6 |
|
Paulson Wealth Management Inc
✚
|
FL | 0.6 |
|
Ogorek Wealth Management LLC
✚
|
NY | 0.6 |