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| Happy Holidays!! thanks for using AUM13F!! |
| A & I Financial Services LLC
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|---|---|
| CRD # | 148357 |
| SEC # | 801-69819 |
| CIK # | 0001728031 |
| AUM | $463.9 M (2025-02-22) |
| Employees | 9 (100% Investors, 100% Brokers) |
| Phone | 303-690-5070 |
| Address | 9605 Kingston Court Lone Tree, CO 80112 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 3.8 | ||
| Apple Inc | 3.3 | ||
| Amazon Com Inc | 1.3 | ||
| Microsoft Corp | 1.0 | ||
| Dana Holding Corp | 0.8 | ||
| Phibro Animal Health Corp | 0.7 | ||
| ADT Inc | 0.7 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 438 | 150.9 |
| (b) Individuals (high net worth individuals) | 139 | 309.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 2.0 |
| (h) Charitable organizations | 0 | 1.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,261 | 463.9 |
| By Discretionary | ||
| Discretionary | 1,851 | 422.3 |
| Non-Discretionary | 410 | 41.6 |
| Total | 2,261 | 463.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 463.9 | |
| Total | 2,261 | 463.9 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001728031] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Prosperity Planning Inc
✚
|
MO | 0.5 |
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Oakstreet Wealth Management Inc
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TX | 0.5 |
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Evergreen Advisors LLC
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TN | 0.5 |
|
Convergence Investment Partners LLC
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FL | 0.5 |
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Fiduciary Advisors LLC
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UT | 0.5 |
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Measured Wealth Private Client Group LLC
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NH | 0.5 |
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Orin Green Financial LLC
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CA | 0.5 |
|
Tri-Ad Capital Management I LLC
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CA | 0.5 |
|
Blake Schutter Theil Wealth Advisors LLC
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OH | 0.5 |
|
Accountants Proprietary Financial Servicenet Inc
✚
|
NY | 0.5 |