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| van Leeuwen & Associates Inc
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| CRD # | 289463 |
| SEC # | 801-111092 |
| CIK # | |
| AUM | 559.4 M (2026-03-19) |
| Employees | 3 (67% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 859-626-3400 |
| Address | 808 West Main Street Richmond, KY 40475 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/19/2026) [Brochure] |
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“Item 5 – Fees and Compensation” above and are not based upon the capital appreciation of the funds or securities held by any Client. Van Leeuwen Retirement and Investment Services does not manage any proprietary investment funds or limited partnerships (for example, a mutual fund or a hedge fund) and has no financial incentive to recommend any particular investment options to its Clients. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/19/2026) [Brochure] |
|---|
Item 7 – Types of Clients Van Leeuwen Retirement & Investment Services generally provides advisory services to high net worth individuals and business owners. However, the advisory services offered by Van Leeuwen Retirement & Investment Services may be offered to additional types of clients as such opportunities may arise. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 527 | 191.5 |
| (b) Individuals (high net worth individuals) | 173 | 357.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 10.3 |
| (h) Charitable organizations | 1 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,231 | 559.4 |
| By Discretionary | ||
| Discretionary | 1,231 | 559.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,231 | 559.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 559.4 | |
| Total | 1,231 | 559.4 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
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