Abner Herrman & Brock LLC

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Abner Herrman & Brock LLC
CRD #8517
SEC #801-17402
CIK #0001038661
AUM $2.4 B (2025-03-07)
Employees 13 (38% Investors, 0% Brokers)
Phone201-484-2000
AddressHarborside 5 185 Hudson Street
Jersey City, NJ 07311
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
3.02.41.81.20.60.02000200820172026
CIK Period
0001038661
Sector Form 13F Holdings Value ($M)
Bank of New York Mellon Corp 4.9
Hilton Worldwide Holdings Inc 4.4
Procter & Gamble Co 3.9
Uber Technologies Inc 3.6
Amgen Inc 3.4
Boeing Co 3.2
PepsiCo Inc 1.4
Public Service Enterprise Group Inc 1.4
United Parcel Service Inc 1.1
EQT Corp 0.8
FPL Group Inc 0.8
DowDupont Inc 0.7
Pfizer Inc 0.4
Dorian LPG Ltd 0.3
Energy Transfer Equity LP 0.2
Nvidia Corp 0.1
Netflix Inc 0.0
International Business Machines Corp 0.0
Microsoft Corp 0.0
J P Morgan Chase & Co 0.0
Amazon Com Inc 0.0
Facebook Inc 0.0
Oracle Corp 0.0
American Express Co 0.0
Intuit Inc 0.0
Morgan Stanley 0.0
Mastercard Inc 0.0
Alphabet Inc 0.0
Home Depot Inc 0.0
Lilly Eli & Co 0.0
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AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 4 0.0
(b) Individuals (high net worth individuals) 2,034 2.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 17 0.0
(h) Charitable organizations 52 0.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 70 0.2
(n) Other 0 0.0
Total 2,177 2.4
By Discretionary
Discretionary 2,135 2.4
Non-Discretionary 42 0.1
Total 2,177 2.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 2.4
Total 2,177 2.4
EDGAR Form CIK 2011 - 2025
13F-HR [0001038661]
Comparable Firms State AUM ($B)
Redswan PC Inc
TX 2.4
Capstone Financial Advisors Inc
IL 2.4
SAX Wealth Advisors LLC
NJ 2.4
ValueQuest Investment Advisors Private Ltd
2.4
Elevation Point Wealth Partners LLC
CO 2.4
Anchor Capital Advisors LLC
MA 2.4
Sarofim International Management Company LLC
TX 2.4
Fragasso Financial Advisors Inc
PA 2.4
Cincinnati Asset Management Inc
OH 2.4
Meritage Portfolio Management Inc
KS 2.4
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