Abner Herrman & Brock LLC

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Abner Herrman & Brock LLC ✚
CRD #	8517
SEC #	801-17402
CIK #	0001038661
AUM	$1.7 BB (2023-03-21)
Employees	11 (45% Investors, 82% Brokers)
Phone	201-484-2000
Address	Harborside 5 185 Hudson Street Jersey City, NJ 07311
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($MM) Copy

CIK	Period
0001038661
/

Sector	Form 13F Holdings	Cap ($MM)	Value ($MM)
	Exxon Mobil Corp	385,508.3	0.0
	Chevron Corp	294,604.1	0.0
	PepsiCo Inc	226,773.9	0.0
	Apple Inc	2,382,844.0	0.0
	Microsoft Corp	1,918,222.4	0.0
	Emerson Electric Co	48,422.9	0.0
	Aon Corp	56,421.9	0.0
	Merck & Co Inc	232,371.9	0.0
	J P Morgan Chase & Co	340,169.2	0.0
	American Express Co	107,077.6	0.0
	Morgan Stanley	136,724.0	0.0
	International Business Machines Corp	127,593.9	0.0
	Abbott Laboratories	187,298.3	0.0
	UnitedHealth Group Inc	477,004.0	0.0
	McDonalds Corp	179,584.2	0.0
	Automatic Data Processing Inc	89,423.0	0.0
	Schlumberger Ltd /NV/	52,255.6	0.0
	Mastercard Inc	309,583.1	0.0
	Home Depot Inc	277,648.0	0.0
	Target Corp	67,013.4	0.0
	Nvidia Corp	399,550.0	0.0
	Bristol Myers Squibb Co	167,557.4	0.0
	Deere & Co	94,490.3	0.0
	Thermo Fisher Scientific Inc	209,733.6	0.0
	Ace Ltd	82,373.7	0.0
	FPL Group Inc	150,166.4	0.0
	Honeywell International Inc	119,775.0	0.0
	United Technologies Corp /DE/	139,471.0	0.0
	Marriott International Inc /MD/	45,393.0	0.0
	United Parcel Service Inc	157,208.0	0.0
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AUM Breakdown	Accounts	AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals)	5	0.4
(b) Individuals (high net worth individuals)	1,522	1,456.7
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	19	20.3
(h) Charitable organizations	42	61.5
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	53	114.4
(n) Other	0	0.0
Total	1,641	1,653.3
By Discretionary
Discretionary	1,585	1,602.8
Non-Discretionary	56	50.5
Total	1,641	1,653.3
By Non-United States Persons
Non-United States Persons		3.5
United States Persons		1,649.8
Total	1,641	1,653.3

EDGAR Form	CIK	2011 - 2023
13F-HR	[0001038661]

Comparable Firms	State	AUM ($BB)
Truwealth Advisors LLC ✚	LA	1.7
St Denis J Villere & Co LLC ✚	LA	1.7
Spears Abacus Advisors LLC ✚	NY	1.7
Strategic Financial Services Inc ✚	NY	1.7
CKW Financial Group LLC ✚	HI	1.7
Fairway Wealth LLC ✚	OH	1.7
Trilogy Capital Inc ✚	CA	1.7
Fulton Breakefield Broenniman LLC ✚	MD	1.6
Rothschild Investment LLC ✚	IL	1.6
The Patriot Financial Group Insurance Agency LLC ✚	MA	1.6

Assets, Funds, Holdings