ADG Wealth Management Group LLC

ITEM 5 FEES AND COMPENSATION

All fees charged for advisory services should be calculated and charged in accordance with
the terms of the client signed investment advisory agreement or financial planning
agreement.

The Advisor typically charges clients directly for active money management services.
Management fees are negotiable and will not exceed 2% per year.

Fidelity Investments as Custodian. Advisory fees are billed in arrears, either quarterly or
semi-annually. The fee is based on the account balance at the end of the billing period.
Account balances used for billing may or may not equal the statement balance due to a
variety of factors, primarily related to dividends and interest earned, but not yet received.
Client fees are typically deducted from client accounts. Clients also have the option to pay
the fee directly or to request the fee be deducted from an alternate account.

Charles Schwab as Custodian. Advisory fees are billed in arrears, either quarterly or semi-
annually. The fee is based on the account balance at the end of the billing period. Account
balances used for billing may or may not equal the statement balance due to a variety of
factors, primarily related to dividends and interest earned but not yet received. Client fees
are typically deducted from client accounts. Clients also have the option to pay the fee
directly or to request the fee be deducted from an alternate account.

American Funds as Custodian. Advisory fees are billed in arrears, either quarterly or semi-
annually. The fee is based on the account balance at the end of the billing period. Account
balances used for billing may or may not equal the statement balance due to a variety of
factors, primarily related to dividends earned but not yet received. Client fees are typically
taken from an alternate account. Clients also have the option to pay the fee directly.

Nationwide as Custodian. For fee-based annuity accounts held at Nationwide, client fees
are billed in arrears on a quarterly basis. The fee is based on the account balance at the end
of the billing period. Clients also have the option to pay the fee directly or to request the fee
be deducted from an alternate account.

3(21) Fiduciary Services. When acting as a 3(21) fiduciary for certain qualified retirement
plans, fees are billed to the plan by the plan sponsor and passed directly to ADG. Fees are
billed in arrears and may be based on a flat fee or on a percentage of plan assets. Fees vary
based on scope and complexity of the services provided.

Other Fees and Expenses

In addition to annual advisory fees, you will also be responsible for transaction costs
associated with the purchase of mutual funds, exchange traded funds, stocks, and bonds.
Other client fees will vary by custodian but may include, but are not limited to, IRA
maintenance fees, inactivity fees, wire fees, and annuity subscription fees. Please refer to the
information provided by your custodian for details regarding fees specific to your account.

Advisor may be paid a fixed fee for general financial planning and consulting services.
Because financial planning services can vary in complexity, we do not have a set fee schedule
for these services. Financial planning fees may by paid in advance or in arrears and may be
billed as a flat fee or at an hourly rate. Please refer to the fee schedule detailed in the financial
planning agreement signed by the client.

Termination of Advisory Services

The advisory agreement may be terminated at any time by notice in writing by either party.
Termination shall be effective when received by all parties to said Agreement or ten (10)

business days from the date of termination notice, whichever occurs sooner, or if a later
termination date is specified in the notice, on that specified date. Advisor will not accept any
termination instructions, including account liquidation instructions, unless provided in
writing by the Client. Client is responsible for termination fees and account transfer fees
charged by the custodian.

For advisory clients, fees paid in advance will be prorated to the date of termination, and any
unearned portion thereof will be refunded to Client. For 3(21) fiduciary arrangements, client
will be billed for the services provided during the quarter in which the services ceased. No
assignment, as the term is defined in the Investment Advisors Act of 1940, of the Agreement
shall be made by Advisor without prior consent of Client.

Commissionable Securities Sales

Advisor is a fee only registered investment advisor and does not charge commission for
investment securities. Our firm does not prohibit clients from purchasing recommended
investment products through other unaffiliated brokers or agents who may charge
commissions.

ITEM 6 PERFORMANCE-B ASED FEES AND SIDE-BY-SIDE MANAGEMENT

Advisor does not charge performance-based fees or other fees based on a share of capital
gains on or capital appreciation of assets of a client.

ITEM 7 TYPES OF CLIENTS

Advisor generally provides investment advice to individuals, high net worth individuals, trusts,
corporations, or business entities.