Advisor OS LLC

Item 5. Fees and Compensation
TAIKO Services
For the services contemplated in Item 4 of this brochure TAIKO charges an asset-based fee that
ranges from 0.20%-1.2% dependent upon several factors including average account size, number
of accounts, fee structures of third-party model providers, if applicable, and whether TAIKO is
providing its proprietary model portfolios to the Adviser. Fees will be calculated at the negotiated
rate and will be billed in arrears.
General Information on Fees
In certain circumstances, all fees and account minimums may be negotiable. The fee charged is
calculated as described above and is not charged on the basis of a share of capital gains upon or capital
appreciation of the funds or any portion of the funds of an advisory client (SEC Rule 205(a)(l)).
In addition to TAIKO’s fees, Clients will be responsible for trading costs, custodian fees, transfer
taxes, SEC fees and related fees. TAIKO pays third-party managers, if appointed by TAIKO, from
its portion of the aggregate advisory fee which it bills to clients quarterly in arrears.
Clients may terminate any client agreement any time as provided therein or otherwise terminate that
client’s participation in the Program. Unless otherwise agreed, the termination of a client’s
participation in the Program shall be communicated to TAIKO by Adviser within ten days and will
be affected by the termination by the custodian of the data feed and information that is specific to that
client. Any such termination will terminate any further obligations of the parties hereunder with
respect to the Account of the applicable client, except for obligations incurred prior to the termination
or as may otherwise be provided in a client agreement respecting Adviser’s obligations thereunder.

Upon termination of a client agreement or termination by a client of client’s participation in the
Program, Adviser will cooperate to affect the Client’s directives respecting such termination.
Adviser may terminate this Agreement: (i) by providing TAIKO 60 days written notice of its intent
to terminate; or (ii) immediately if TAIKO is in breach of the representations, warranties and
covenants set forth in Section 10(b)(ii) or Section 10(b)(v) of this Agreement. If upon termination of
this Agreement by the Adviser any Client elects or requests to have any of its Assets remain in the
Program, TAIKO may recommend a separate third-party investment adviser to that Client to serve as
the investment adviser for that Client.
TAIKO may terminate this Agreement: (i) if the aggregate market value of all Accounts of Clients of
the Adviser that participate in the Program at any time is below the Account minimum identified on
Exhibit F (the “Aggregate Minimum”) by providing Adviser 90 days written notice of TAIKO’ intent
to terminate; or (ii) immediately if Adviser is in breach of the representations, warranties and
covenants set forth in Section 10(a)(ii) or Section 10(a)(vi) of this Agreement. The Aggregate
Minimum may be updated from time to time by TAIKO, and TAIKO shall use reasonable efforts to
communicate any updates to the Aggregate Minimum to Adviser. TAIKO must provide its services
hereunder at the same level, quality and timeliness until termination of this Agreement as prior to its
receipt or delivery of notice of termination.
TAIKO shall use its best efforts to provide Adviser at least 14 days’ advance notice prior to
terminating any third-party manager. Adviser must then assess whether the change in the Manager
and/or Portfolios will negatively impact any Accounts, and if so, direct TAIKO to re-allocate such
Assets. TAIKO shall not be liable to a Client for any losses, decreases in value, or adverse tax
consequences that may result from the termination of a Manager, the appointment of a new Manager
and any resulting transactions effected to changes in the composition of any Portfolio.
All fees paid to TAIKO for investment advisory services are separate and distinct from the fees
and expenses charged by mutual funds to their shareholders. These fees and expenses are described
in each fund's prospectus. These fees will generally include a management fee, other fund
expenses, and a marketing/distribution fee. A client could invest in a mutual fund directly, without
the services of TAIKO. In that case, the client would not receive the services provided by TAIKO
which are designed, among other things, to assist the client in determining which mutual fund or
funds are most appropriate to each client’s financial condition and objectives.
TAIKO’s advisory professionals are compensated primarily through a salary and bonus structure.
TAIKO’s advisory professionals may receive commission-based compensation for the sale of
insurance products. Please see Item 10 for detailed information and conflicts of interest.

Item 7. Types of Clients
TAIKO primarily provides customized investment management services to registered investment
advisers and their clients, which may be individuals and associated trusts, foundations, endowments,
banks or thrift institutions, pension and profit-sharing plans, and other corporations or business
entities not otherwise considered institutional clients. TAIKO considers portfolios of an aggregate
value of less than $5,000,000 to be non-institutional.
A minimum aggregate portfolio size of $25,000; however, in certain circumstances the minimum

portfolio size may be negotiable.