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| Aegis Capital Corp
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| CRD # | 15007 |
| SEC # | 801-71386 |
| CIK # | 0000743418 |
| AUM | 1,777.6 M (2026-02-26) |
| Employees | 260 (35% Investors, 90% Brokers) |
| Phone | 212-813-1010 |
| Address | 1345 Avenue of The Americas New York, NY 10105 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Fri, 08 May 2026 | Aegis Capital Corp. Announces the Opening of the Atlanta, GA Branch Office — Yahoo Finance |
| Fri, 08 May 2026 | Aegis Capital opens new Atlanta branch led by v... — Pluang |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Aegis Delivers Opportunity Fund LLC - Serve Robotics Series | [2024-02-29] | 4.9 M | 4.9 M |
| Filed 2023-11-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $296,998 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech Xi | [2024-02-29] | 5.7 M | 6.2 M |
| Offered $10,000,000 · Filed 2023-07-03 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $4,309,985 · Duration One year or less · Commission $398,301 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech XII | [2024-02-29] | 4.0 M | 7.0 M |
| Offered $10,000,000 · Filed 2023-08-03 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $5,988,500 · Duration One year or less · Commission $280,805 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech XIII | [2024-02-29] | 2.0 M | 2.0 M |
| Offered $11,000,000 · Filed 2023-11-03 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $8,966,000 · Duration One year or less · Commission $79,860 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations QP Fund LLC - Series Medtech XIII | [2024-02-29] | 2.6 M | 2.8 M |
| Offered $11,000,000 · Filed 2023-11-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $8,416,250 · Duration One year or less · Commission $112,850 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Aerospace III | [2023-02-27] | 4.5 M | 11.0 M |
| Offered $5,000,000 · Filed 2021-08-05 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $535,000 · Duration One year or less · Commission $429,000 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech IX | [2023-02-27] | 7.2 M | 8.8 M |
| Offered $10,000,000 · Filed 2022-08-30 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $2,815,000 · Duration One year or less · Commission $215,250 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech VII | [2023-02-27] | 4.3 M | 4.3 M |
| Offered $20,000,000 · Filed 2022-06-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $15,686,000 · Duration One year or less · Commission $129,420 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech VIII | [2023-02-27] | 3.8 M | 4.2 M |
| Offered $7,000,000 · Filed 2022-05-13 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $3,195,000 · Duration One year or less · Commission $150,200 · Revenue Decline to Disclose | ||||
| PE | Aegis Special Situations Fund LLC - Series Medtech X | [2023-02-27] | 2.9 M | 7.1 M |
| Offered $19,000,000 · Filed 2022-09-02 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $16,131,000 · Duration One year or less · Commission $200,830 · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,914 | 1.1 |
| (b) Individuals (high net worth individuals) | 1,116 | 0.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 32 | 0.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 21 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4,218 | 1.8 |
| By Discretionary | ||
| Discretionary | 1,337 | 0.1 |
| Non-Discretionary | 2,881 | 1.7 |
| Total | 4,218 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.8 | |
| Total | 4,218 | 1.8 |
| Limited Partners | 2011 - 2026 |
|---|---|
| New York State and Local Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Adam Stern | Director, Executive Officer | 116 | 10 | |
| Mark Goldwasser | Director | 47 | 7 | |
| Aegis Special Situations Management LLC | Director | 52 | 2 | |
| Aegis Capital Holding Corp | Director, Promoter | 52 | 2 | |
| Cassel Shapiro | Director, Executive Officer | 50 | 2 | |
| Aegis Capital Corp | Promoter | 49 | 2 | |
| Cosme Ordonez | Director, Executive Officer | 11 | 2 | |
| Robert Eide | Director | 5 | 2 | |
| Tech Insight Management LLC | Director | 3 | 2 | |
| Aegis Capital Holdings Corp | Promoter | 3 | 2 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
| LEI | 254900S6STN2SDK6LR76 |
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