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| Aegon USA Investment Management LLC
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| CRD # | 114537 |
| SEC # | 801-60667 |
| CIK # | 0000769218, 0001454937 |
| AUM | 88.8 B (2026-03-27) |
| Employees | 217 (35% Investors, 7% Brokers) |
| Phone | 319-355-5408 |
| Address | 6300 C Street SW Cedar Rapids, IA 52499-5338 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0000769218 0001454937 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Weight Watchers International Inc | 0.0 | ||
| Southern Co | 0.0 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | APOP IV LLC | 2025-09-15 | 30.4 M | |
| SA | Cedar Funding XIX CLO Ltd | 2025-09-15 | 399.8 M | |
| SA | Cedar Funding XVIII CLO Ltd | 2025-03-28 | 397.9 M | |
| PE | APOP III LLC | 2023-11-10 | 204.6 M | |
| SA | Cedar Funding XVII CLO Ltd | 2023-11-10 | 396.1 M | |
| SA | Cedar Funding XV CLO Ltd | 2022-05-09 | 391.7 M | |
| PE | Ta-Apop II LLC | 2022-05-09 | 205.4 M | |
| SA | Cedar Funding XIV CLO Ltd | 2022-03-29 | 391.1 M | |
| PE | TA Private Equity Assets LLC | 2021-03-29 | 295.2 M | |
| Other | Aegon AM Funds LLC - Aegon Sustainable Fixed Income Fund | [2021-01-27] | 38.0 M | 27.4 M |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 15 | 14.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 36 | 10.4 |
| (g) Pension and profit sharing plans | 7 | 1.4 |
| (h) Charitable organizations | 5 | 0.1 |
| (i) State or municipal government entities | 0 | 0.5 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 12 | 61.9 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 5 | 0.4 |
| Total | 199 | 88.8 |
| By Discretionary | ||
| Discretionary | 195 | 88.4 |
| Non-Discretionary | 4 | 0.4 |
| Total | 199 | 88.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 9.7 | |
| United States Persons | 79.1 | |
| Total | 199 | 88.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Richard Thoms | 7166 | 142 | ||
| Assure Fund Management II | 6187 | 141 | ||
| Russell Burt | 113 | 29 | ||
| Colin McKay | 18 | 3 | ||
| James Rich | 12 | 2 | ||
| Joshua Schnurman | 6 | 2 | ||
| Aegon USA Investment Management LLC | 6 | 2 | ||
| E Squared Capital Management | 2 | 2 | ||
| Rishi Goel | 1 | 1 | ||
| James Schaeffer Jr | 1 | 1 | ||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0000769218] | |
| 4 | [0000769218] | |
| 6-K | [0000769218] | |
| SC 13G | [0000769218] | |
| 13F-HR | [0001454937] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| BlackRock Inc | Aegon Ltd | [2026-01-21] |
| Norges Bank | Aegon Ltd | [2025-04-10] |
| BlackRock Inc | Aegon Ltd | [2024-11-08] |
| BlackRock Inc | Aegon Ltd | [2024-10-22] |
| BlackRock Inc | Aegon NV | [2020-02-05] |
| BlackRock Inc | Aegon NV | [2018-02-01] |
| Franklin Resources Inc | Aegon NV | [2016-02-03] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $113.0B |
| Clients | 1 (31 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 4DJIF67XTB552L0E3L78 |
| Related Firms | State | AUM |
|---|---|---|
|
Aegon USA Investment Management LLC
✚
|
IA | 88.8 B |
|
Aegon USA Realty Advisors LLC
✚
|
IA | 400.0 M |
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|
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|
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|
Centerbridge Partners LP
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