Aerodigm Wealth LLC

Item 5 – Fees and Compensation

INVESTMENT MANAGEMENT SERVICE FEES

We typically charge quarterly asset-based fees for Investment Management Services that are calculated as a
percentage of assets under management in your account in accordance with the fee schedule below.
Alternatively, and upon mutual agreement, fees may be charged as a fixed or flat fee. Under either
arrangement, our advisory fees are inclusive of any fees charged by Focus Partners Advisor Solutions for
administrative and/or sub-advisory services provided to your account, if any.

                      Assets Under Management                          Annual Fee (%)
                        On the first $1,000,000                           0.95%
                        On the next $4,000,000                            0.85%
                        On the next $5,000,000                            0.70%
                       On the next $15,000,000                            0.50%
                          Over $25,000,000                                0.30%

We typically request a minimum of $5,000,000 of assets under management for this service. However, this
account size may be negotiable under certain circumstances. We can also group certain related client accounts
for the purposes of achieving the minimum account size and determining the annualized fee.

Our advisory fees are prorated for partial billing periods and shall be billed to you quarterly, in arrears. Where
an asset-based fee applies, our fees are calculated based upon the value (market value or fair market value, in
the absence of market value) of your account as of the last day of each billing period, as may be calculated by
the custodian of your account. These fees will typically be debited directly from your account held at the
qualified custodian. Our advisory fees will not increase when we choose to use Focus Partners Advisor
Solutions to sub-advise your account.

We will only automatically deduct our advisory fees from your account at the qualified custodian where (1)
you have authorized us to do so in writing, (2) we send the qualified custodian of your account an invoice or
statement of the advisory fees to be deducted from your account, and (3) the qualified custodian sends you an
account statement at least quarterly, identifying the amount of funds and of each security in your account at
the end of the period, and setting forth all transactions in the account during that period, including the
payment of any advisory fees to us.

FINANCIAL PLANNING FEES

We charge fixed fees for Financial Planning Services. The fixed fee applicable to your engagement will be set
forth in a written financial planning agreement and will be calculated based upon our estimate of the total
time required to complete the engagement using hourly rates ranging from $225/hr to $355/hr. The hourly
rate used for determining the fixed fees to be applied will depend on, among other factors, the nature of the
services to be provided, the complexity of the client’s financial circumstances and assets, and the expertise
and experience level of the firm staff member(s) who will be assigned to the engagement. All fees are agreed
upon with the client in advance and are due and payable immediately upon delivery of the written financial
plan to the client.

General Information

Aerodigm has contracted with Focus Partners Advisor Solutions for services including trade processing,
collection of management fees, record maintenance, report preparation, marketing assistance, and research.
The Firm has also contracted with Focus Partners Advisor Solutions for certain sub-advisory services. In certain
instances, Aerodigm pays a fee for these Focus Partners Advisor Solutions services based on management fees
paid to the Firm by client accounts that use Focus Partners Advisor Solutions services. The fee paid by the Firm
to Focus Partners Advisor Solutions varies based on the total client assets administered and/or sub advised by
Focus Partners Advisor Solutions through Aerodigm. These fees will not be separately charged to advisory
clients but are included within the standard advisory fees charged to clients. There may be other fees Advisor
clients may pay to Aerodigm directly under separate fee agreements.

Limited Negotiability of Advisory Fees: Although we have established the above fee policies, we retain the
discretion to negotiate alternative fees on a client-by-client basis. Client facts, circumstances and needs are
considered in determining the fee schedule. These include the complexity of the client, assets to be placed
under management, anticipated future additional assets; related accounts; portfolio style, account
composition, reports, among other factors. The specific fee applicable to your account will be set forth in a
written advisory agreement.

Termination of the Advisory Relationship: If a client did not receive the Firm’s Brochure at least forty-eight
(48) hours prior to signing a written advisory agreement, our services can be terminated without penalty
within five (5) business days of entering into the agreement. Thereafter, a client agreement may be canceled
at any time upon thirty (30) days’ written notice, by either party, for any reason.

If Investment Management Services are terminated by the client prior to the end of a billing period, Aerodigm
Wealth shall be entitled to a fee, prorated for the number of days in the terminating period during which
services were provided. This fee is due immediately upon termination of our services. Any prepaid, unearned
fees will be promptly refunded.

If Financial Planning Services are terminated prior to completion of the client’s written financial plan,
Aerodigm shall be entitled to a pro-rated fee based upon its estimate (which shall be final and binding upon
the client) of the number of hours of work completed at the time of termination, or other amount as agreed
to by the client.
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Item 7 – Types of Clients

The Firm typically provides advisory services to individuals and high net worth individuals (including such
clients’ trusts and estates), corporations, partnerships, and other business entities.

As previously disclosed in Item 5, our firm has established certain initial minimum account requirements,
based on the nature of the service(s) being provided. We may waive these requirements on a per client basis
in our sole discretion.