Redhawk Wealth Advisors Inc

ITEM 5 - FEES AND COMPENSATION
In addition to the information provided in Item 4 – Advisory Business, this section details our Firm’s services and
each service’s fees and compensation arrangement. The Client and Redhawk’s Investment Advisory Agreement
will outline and agree upon the exact costs and other terms related to the Client’s Accounts.

WEALTH MANAGEMENT FEES
Our Firm offers wealth management services for an annual fee based on the amount of assets under
management. Our maximum annual fee is 1.75%, except for Starter Accounts (less than $5,000 in assets) which
will be assessed a flat annual fee of $50.00. The specific advisory fees are set forth in the wealth management
agreement. Fees may vary based on the size of the account, complexity of the portfolio, extent of activity in the
account or other reasons agreed upon by Redhawk and the Client. The market value will be determined as
reported by the Custodian. Fees are assessed on all assets under management. cash and cash equivalents and
any margin debt balances are included in the calculation of advisory fees, unless otherwise noted and agreed to
in the executed Agreement.
Signal Provider fees are paid directly by Redhawk and are not charged separately to clients. Clients invested in
strategies that utilize Signal Providers do not pay any additional fee above Redhawk's standard advisory fee.
Unless otherwise instructed by the Client, Redhawk will aggregate asset amounts in accounts from the same
household together to determine the advisory fee for all Client accounts. For example, if Redhawk manages
accounts for an individual, Redhawk will include joint accounts for a spouse, minor children and/or Trust
accounts. This consolidation practice is designed to allow the Client the benefit of an increased asset total,
which could cause account(s) to be assessed a lower advisory fee.
Our annual fee is reasonable in relation to (1) the services provided and (2) the fees charged by other investment
advisors offering similar services/programs.
Our annual fee is charged monthly in arrears based on the average daily balance of the account. Cash and cash
equivalents, including money market funds, are subject to our advisory fee. Clients should understand that the
advisory fees charged on these balances may exceed the returns provided by cash, cash equivalents, or money
market funds, especially in low-interest rate environments.
Our Firm retains complete discretion to negotiate fees and may waive or impose different fees on any Client.
The investment advisory fees will be deducted from your account and paid directly to our Firm by the qualified
Custodian(s) of your account. The Client will authorize your account's qualified Custodian(s) to deduct fees from
the account and pay such fees directly to our Firm. All account assets, transactions, and advisory fees will be
shown on the monthly or quarterly statements provided by the Custodian. You should review your account
statements received from the qualified Custodian(s) and verify that appropriate investment advisory fees are
being deducted. The qualified Custodian(s) will not verify the accuracy of the investment advisory fees deducted.
We may aggregate related Client accounts to calculate the advisory fee applicable to the Client. The wealth
management agreement will outline the fee charged to a Client and any breakpoints based on the level of assets
managed. The fees are subject to change with prior written notice to the Client.
Our annual investment advisory fee may be higher than that of other investment advisors that offer similar
services and programs. In addition to our compensation, you may incur charges imposed at the mutual fund
level (e.g., advisory fees and other fund expenses).

REDHAWK WEALTH ADVISORS, INC.
MARCH 2026 | PAGE 13 OF 34

Accounts terminated during the billing period will not be charged a fee for the month. Any prepaid, unearned
fees will be refunded upon termination of any account.

HELD AWAY ACCOUNTS OPEN INVESTMENT PLATFORM (“HOIP”)
For held away accounts, fees can be invoiced and processed through a third-party nonaffiliated service, Bill &
Pay. Clients will be asked to set up their bank account or credit card at Bill & Pay to enable credit card or ACH
payments. While Bill & Pay allows firms like Redhawk to receive payments directly from the Client’s credit card
or bank account, it does not give Redhawk access to the bank account itself, nor to any of the Client’s credit
card or bank account information. Redhawk is not able to initiate any additional payments via Bill & Pay other
than what is outlined in the Agreement.

LEGACY MANAGEMENT FEE
Managed legacy positions are included within our Firm’s standard wealth management fee and are outlined in
the executed wealth management agreement.

FINANCIAL PLANNING FEE
Our Firm typically provides financial planning services under a fixed fee arrangement. This arrangement charges
a mutually agreed-upon fee for financial planning services.
There is a range in the amount of the fixed fee charged by our Firm for financial planning services. The minimum
fee is $250, and the maximum fixed fee is $2,500, depending on the scope and complexity of the client’s
individual circumstances. All fees are due upon execution of the financial planning agreement.
The amount of the fee for your engagement is specified in your financial planning agreement with us. At our
sole discretion, the Client may be required to pay the fee at the time the agreement is executed with our Firm;
however, our Firm does not require or solicit prepayment of more than $1,200 in fees per Client, six months or
more in advance. The fee is considered earned upon delivery of the financial plan, and any unpaid amount is
immediately due.
The Client may pay the fees owed for the financial planning services by submitting payment directly via Bill &
Pay, check, or ACH Transfer. If the Client elects to pay by automatic deduction from an existing investment
...

ITEM 7 - TYPES OF CLIENTS
Our Firm provides wealth management, investment advice, and financial planning to individuals, high-net-worth
individuals and families, estates, retirement plans, and charitable foundations.
Our Firm requires a minimum account value between $1,000 to $100,000 depending on the account type and
portfolio, as described in detail in item 4 of this brochure.
For fee calculation purposes, unless instructed otherwise, we will automatically aggregate related client
accounts, a practice commonly known as "householding" portfolios. Householding may result in lower fees than
if each account were billed separately, as the combined value is used to determine the account size and the
corresponding annualized fee.
Our approach to householding considers the overall family dynamic and relationship. Additionally, if applicable,
and as noted in Appendix B of the Investment Management Agreement, legacy positions may be excluded from
the fee calculation.
Clients must execute a written agreement with our Firm specifying the advisory services to establish a Client
arrangement with us.